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Compliance Jobs in Vermont

7 jobs found for: Compliance Jobs in Vermont

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 date  location company  job title
Jan 25,12 USA-CA-Redwood City CCEM Search
Sponsored Job  

Compliance Program Manager


The Compliance Program Manager (Cpm), A Domain Expert Within The Obopay Compliance Organization, Is Responsible For The Implementation, Documentation And Supporting The Governance Of Compliance Programs For New And Existing Partners. The Manager Will Lead The Development Of Thes....

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503 hit(s)  
Apr 25,12 USA-NJ-Clifton EKSuccess Brands
Sponsored Job  

Compliance Manager


EK Success Brands, a division of Wilton Brands Inc. a creative consumer products company has an immediate opportunity for a Compliance Manager. This position is based in our Clifton, New Jersey office. For more information on EK Success Brands visit our website at www.wilton.com....

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93 hit(s)  
May 02,12 USA-IN-Evansville Springleaf Financial Services
Sponsored Job  

Compliance Director


This position reports directly to the Chief Compliance Officer and is responsible for establishing, implementing, monitoring, and reporting on the Company's regulatory compliance program as it relates to state and federal regulations including but not limited to:   -  Consumer co....

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59 hit(s)  
May 18, 12 USA-VT-Montpelier **********

Products and Compliance Analyst


.... to result in complete and accurate state product filings. Monitor regulatory and legislative changes. Perform a wide range of product and underwriting functions/analysis. Qualifications: Bachelor's d....



2 hit(s)  
May 15, 12 USA-VT-Burlington **********

Compliance Analyst


.... a level I trauma center with a level III NICU, is seeking an outstanding Compliance Analyst. Fletcher Allen is a 562-bed academic medical center affiliated with the University Of Vermont School Of Me....



3 hit(s)  
May 12, 12 USA-VT-Montpelier **********

Compliance Associate


.... is a broker/dealer and registered investment advisor offering an extensive line of financial products and services including mutual funds, unit investment trusts, stock and bond trading, public limit....



4 hit(s)  
Apr 22, 12 USA-VT- Essex Junction **********

DIRECTOR, COMPLIANCE


.... To: Chief Financial Officer Location: Essex Junction, VT FLSA: Salaried – Exempt Hours/Days Worked: 8:30AM – 5:30PM (Monday to Friday) Occasional Additional Hours. Date: March 5, 2012 EMPLOYMENT OBJE....



3 hit(s)  
Apr 18, 12 USA-VT-Montpelier **********

Compliance Analyst, Broker-Dealer and Registered Investment Advisor


.... of field office locations. • Present annual compliance meetings and other compliance presentations for field and home office personnel. • Review field and home office sales incentive programs for com....



6 hit(s)  
Dec 22, 11 USA-VT-Williston **********

Compliance Manager, Water Tower Hill, Colchester


.... credit union’s overall compliance with applicable rules, regulations and statutory requirements. The Compliance Manager acts as a resource to NEFCU business units by continuously scanning the busine....



26 hit(s)  
Dec 21, 11 USA-VT-Williston **********

Compliance Manager


.... credit union’s overall compliance with applicable rules, regulations and statutory requirements. The Compliance Manager acts as a resource to NEFCU business units by continuously scanning the busine....



22 hit(s)  
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