Asset Management Compliance Officer Jobs in Englewood, New Jersey | ComplianceCrossing.com
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Asset Management Compliance Officer Jobs in Englewood






Job info
 
Location
New York City, NY
Posted Date
Jul 15, 17
Info Source
Recruiter  - Full-Time   

... and experience 5 years of compliance, risk management, or auditing experience Knowledge in ... in internal control and risk management Asset management industry experience, including mutual fund ... Experience..

 
Company
Citi
Location
Jersey City, NJ
Posted Date
Jun 30,2017
Info Source

Ability to interact effectively with senior management, advisory compliance officers globally, and other business and functional partners......

 
Company
United Nations
Location
New York, NY
Posted Date
Jul 17,2017
Info Source

The Investment Officer reports to the Senior Investment Officer of Fixed Income. Focuses on cash management, foreign exchange, ex-post analytics......

 
Company
Deutsche Bank
Location
New York, NY
Posted Date
Jun 29,2017
Info Source

Conducting annual compliance risk assessments and compliance targeted reviews. The Deutsche Bank Private Wealth Management (PWM) Compliance team supports.....

 
Company
Deutsche Bank
Location
New York, NY
Posted Date
Jun 28,2017
Info Source

Associate/Assistant Vice President position in the Cross-Product Compliance team within Deutsche Bank’s Asset Management Compliance Division (“DeAM”)......

 
Company
Goldman Sachs
Location
New York, NY
Posted Date
Jul 10,2017
Info Source

Support the Global Chief Operating Officer of Private Wealth Management in managerial initiatives. The Global Management Team is seeking an analyst to work.....

 
Company
United Nations
Location
New York, NY
Posted Date
Jun 30,2017
Info Source

Monitor trades which Senior Investment Officers place through the Order Management System from execution to settlement by fulfilling instructions from Senior.....

 
Job title
Company
Bridgehampton National Bank
Location
New York, NY
Posted Date
Jul 19,2017
Info Source

Excellent communication and management skills. Working knowledge of applicable aspects of regulations as documented on the compliance chart with specific.....

 
Company
New York Life Insurance Co
Location
New York, NY
Posted Date
Jun 27,2017
Info Source

Assets under management represent Consolidated Domestic and International insurance Company Statutory assets (cash and invested assets and separate account.....

 
Company
Deutsche Bank
Location
New York, NY
Posted Date
Jul 13,2017
Info Source

Liaise with support functions across the bank where appropriate for Legal, Compliance, Collateral Management, Operations, in support of approval and managing.....

 
Job title
Company
Citi
Location
New York, NY
Posted Date
Jul 26,2017
Info Source

Sales Support / Relationship Management. Assist the Banker in creating, organizing, and implementing a wealth management strategy designed to deepen.....

 
Company
HSBC
Location
New York, NY
Posted Date
Jul 14,2017
Info Source

Management of Risk. Assist in the management of US regulatory compliance testing for the front office as it relates to controls owned by the Fixed Income.....

 
Company
Prudential
Location
Newark, NJ
Posted Date
Jun 06,2017
Info Source

Corporate Compliance provides centralized compliance programs, utilities and governance for Prudential’s Compliance Program. Center Led Compliance......

 
Company
Citi
Location
New York, NY
Posted Date
Jun 15,2017
Info Source

Seeks guidance from more experienced credit officers as needed. Ensures assigned client portfolio is kept current with respect to due diligence and anti money.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Jun 02,2017
Info Source

The Asset & Wealth Management line of business serves institutional, ultra-high net worth, high net worth and individual clients through its Asset Management.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Jul 21,2017
Info Source

Morgan seeks a compliance officer for its Global Antitrust Compliance practice in New York. Prepare reports, summaries, presentations and other written.....

 
Company
The Compliance Search Group
Location
New York, NY
Posted Date
Jul 16,2017
Info Source

6+ years in a compliance function and/or operational risk within the asset management industry. Investigate compliance issues as needed and report findings back.....

 
Company
Jefferies & Company, Inc.
Location
New York, NY
Posted Date
Apr 04,2017
Info Source

Daily interaction with business management providing compliance advice. Administration and implementation of a compliance training program......

 
Company
Morgan Stanley
Location
New York, NY
Posted Date
May 15,2017
Info Source

The Broker-Dealer is seeking a senior Compliance Officer to lead a team that provides advice. Strong management and writing skills are necessary......

 
Company
Credit Suisse
Location
New York, NY
Posted Date
May 11,2017
Info Source

Challenging project management role reporting to the Director of the Compliance Surveillance Program Management Office......

 
Company
UBS
Location
Weehawken, NJ
Posted Date
May 15,2017
Info Source

You will be working with the Wealth Management Americas Products and Trading team in Compliance. Willing to present regulatory developments to senior management.....

 
Job title
GRANTED JOB
Company
Montclair State University
Location
Montclair, NJ
Posted Date
Jul 27,2017
Info Source

Serves as the University’s risk management officer:. At least 8-10 years of treasury/financial management experience that includes hands-on expertise in debt.....

 
Company
Morgan Stanley
Location
New York, NY
Posted Date
May 12,2017
Info Source

Experience in financial services Compliance, with direct-to-consumer and wealth management experience preferred......

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