Asset Management Compliance Officer Jobs in Englewood, New Jersey | ComplianceCrossing.com
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Asset Management Compliance Officer Jobs in Englewood






Job info
 
Location
New York City, NY
Posted Date
Aug 15, 17
Info Source
Recruiter  - Full-Time   

Qualifications College degree required Series 7, 63 qualifications preferred 3 years of directly-relevant experience Familiarity with SEC regulatory review and interpretation of regulations Ability to manage challenging workflow in-fast paced, dynamic ..

 
Company
Location
New York City, NY
Posted Date
Aug 30, 17
Info Source
Recruiter  - Full-Time   

nTop US Asset Management firm is seeking a Compliance Analyst to assist the Compliance Manager – Investment and Trade Compliance in the oversight of compliance of the asset management business and..

 
Company
UBS
Location
,
Posted Date
Sep 07,2017
Info Source

You'll be working in the Compliance and Operational Risk Control, Asset Management - Americas team in New York......

 
Company
JP Morgan Chase
Location
Jersey City, NJ
Posted Date
Aug 29,2017
Info Source

Strong organizational and time management skills; The firm is a leader in investment banking, financial services for consumers and small business, commercial.....

 
Company
Citi
Location
Jersey City, NJ
Posted Date
Sep 07,2017
Info Source

Project Management and Change Management experience. I ssue/CAP Management – work with management to:. Compliance and Control......

 
Company
UBS
Location
New York, NY
Posted Date
Jun 20,2017
Info Source

The compliance officer will be responsible for liaising with senior management in Equities and Fixed Income (FRC) divisions and functional leaders in compliance.....

 
Company
The Execu|Search Group
Location
Englewood Cliffs, NJ
Posted Date
Aug 25,2017
Info Source

Reporting to the General Counsel / Chief Compliance Officer, the Investment Management Counsel will:. 4+ years of Law experience with a recognized Asset.....

 
Company
SUSSEX BANK
Location
Oradell, NJ
Posted Date
Sep 01,2017
Info Source

Ongoing portfolio management ensuring the timely handling and processing of upcoming loan maturities, renewals, updated financial statements, advance requests,.....

 
Company
Oceanagold
Location
,
Posted Date
Sep 18,2017
Info Source

Working knowledge of asset management systems including supply chain, planning and scheduling tools is beneficial......

 
Company
The Compliance Search Group
Location
Paramus, NJ
Posted Date
Jul 17,2017
Info Source

Collaborate with management and external counsel on compliance framework. Our client, a $30+Bn AUM Fixed Income Asset Manager and Mutual Fund Advisor seeks a.....

 
Company
PixarBio Corporation
Location
Fort Lee, NJ
Posted Date
Aug 18,2017
Info Source

Prior financial management experience required. PixarBio is a Project Management focused organization, and we seek a CFO with a project management mindset......

 
Company
Customs and Border Protection
Location
,
Posted Date
Sep 18,2017
Info Source

Office of Personnel Management (OPM) guidance, and Office of Management and Budget plans and policies concerning hiring......

 
Company
NCLH Corporation
Location
,
Posted Date
Aug 01,2017
Info Source

Protect the company's assets and to assist the onboard and shore side management in ensuring the safety and security of the passengers, crew, and ship......

 
Company
BNP Paribas
Location
Jersey City, NJ
Posted Date
Sep 18,2017
Info Source

Experience collaborating with Senior Management and regulators. Global Markets, Corporate Platform, BP2S, Compliance, Legal, Human Resources, etc.)......

 
Company
The Compliance Search Group
Location
Jersey City, NJ
Posted Date
Jul 21,2017
Info Source

The Compliance Associate will work directly with Chief Compliance Officer to author and implement compliance policies, procedures and processes for an SEC.....

 
Company
Kohl's Corporation
Location
Paramus, NJ
Posted Date
May 28,2017
Info Source

Informs Supervisor and Store Management of shortage control opportunities. Engages in effective dialogue with LP Supervisor, DLPM, and Store Management team......

 
Company
KBRWyle
Location
,
Posted Date
Sep 06,2017
Info Source

Complete the Ordnance Officers. Ensures compliance with administrative policies,. Inspects work performed to ensure compliance with......

 
Job title
Company
Health Search Group
Location
Bergen, NJ
Posted Date
Sep 07,2017
Info Source

Reporting to the Chief Quality & Compliance Officer. Bachelor’s degree in business administration, management or related healthcare management degree......

 
Company
Princeton Information Ltd
Location
Jersey City, NJ
Posted Date
Aug 29,2017
Info Source

Strong communication, interpersonal and management skills, with a track record of delivering change. The Surveillance function closely coordinates with Product.....

 
Company
SOSi
Location
,
Posted Date
Jul 05,2017
Info Source

Assist in management of physical security compliance programs; Bachelor’s Degree in Physical Security, Security Management, Business Management, or similar.....

 
Company
National Council on Aging
Location
,
Posted Date
Sep 01,2017
Info Source

Responsible and accountable for the knowledge management and information technology assets leveraged throughout the organization......

 
Job title
GRANTED JOB
Company
DELPHINUS ENGINEERING INC.
Location
,
Posted Date
Sep 11,2017
Info Source

Ensures compliance of all program IS to ensure assets are properly reported and scans validated. Performs day-to-day interface activities with IT management,.....

 
Job title
GRANTED JOB
Company
Customs and Border Protection
Location
,
Posted Date
Sep 11,2017
Info Source

Office of Personnel Management (OPM) guidance, and Office of Management and Budget plans and policies concerning hiring......

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