Asset Management Compliance Officer Jobs in Greenburgh, New York | ComplianceCrossing.com
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Asset Management Compliance Officer Jobs in Greenburgh






Job info
 
Location
New York City, NY
Posted Date
Jul 15, 17
Info Source
Recruiter  - Full-Time   

... and experience 5 years of compliance, risk management, or auditing experience Knowledge in ... in internal control and risk management Asset management industry experience, including mutual fund ... Experience..

 
Company
United Nations
Location
New York, NY
Posted Date
Jul 17,2017
Info Source

The Investment Officer reports to the Senior Investment Officer of Fixed Income. Focuses on cash management, foreign exchange, ex-post analytics......

 
Company
UBS
Location
Stamford, CT
Posted Date
Jul 21,2017
Info Source

Management of internal UBS tools that track IT assets to ensure compliance with mandates and policies. Cover the financial management (e.g......

 
Company
Deutsche Bank
Location
New York, NY
Posted Date
Jun 29,2017
Info Source

Conducting annual compliance risk assessments and compliance targeted reviews. The Deutsche Bank Private Wealth Management (PWM) Compliance team supports.....

 
Company
Deutsche Bank
Location
New York, NY
Posted Date
Jun 28,2017
Info Source

Associate/Assistant Vice President position in the Cross-Product Compliance team within Deutsche Bank’s Asset Management Compliance Division (“DeAM”)......

 
Company
New York Power Authority
Location
White Plains, NY
Posted Date
Jul 20,2017
Info Source

Deep claims management experience. The Director, Corporate Insurance Management is the principal person responsible for the development, recommendation and.....

 
Company
Goldman Sachs
Location
New York, NY
Posted Date
Jul 10,2017
Info Source

Support the Global Chief Operating Officer of Private Wealth Management in managerial initiatives. The Global Management Team is seeking an analyst to work.....

 
Job title
Company
Bridgehampton National Bank
Location
New York, NY
Posted Date
Jul 19,2017
Info Source

Excellent communication and management skills. Working knowledge of applicable aspects of regulations as documented on the compliance chart with specific.....

 
Company
The Compliance Search Group
Location
New York, NY
Posted Date
Jul 16,2017
Info Source

6+ years in a compliance function and/or operational risk within the asset management industry. Investigate compliance issues as needed and report findings back.....

 
Company
HSBC
Location
New York, NY
Posted Date
Jul 14,2017
Info Source

Management of Risk. Assist in the management of US regulatory compliance testing for the front office as it relates to controls owned by the Fixed Income.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Jul 21,2017
Info Source

Morgan seeks a compliance officer for its Global Antitrust Compliance practice in New York. Prepare reports, summaries, presentations and other written.....

 
Company
Rabobank
Location
New York, NY
Posted Date
Jul 26,2017
Info Source

World Wide Compliance Standards. RaR is staffed with approximately 80 analysts/information officers, located around the globe......

 
Company
Harvard Protection Services, LLC.
Location
New York, NY
Posted Date
Jul 24,2017
Info Source

Scheduling, overtime management, review of daily logs and incident reports, training and development of staff, as required......

 
Company
Bessemer Trust Company
Location
New York, NY
Posted Date
Jun 19,2017
Info Source

Prepare Officers Committee account reports. Coordinate trust reviews with Fiduciary Officers. Collaborate with Client Advisors and Senior Client Advisors to.....

 
Company
New York Life Insurance Co
Location
New York, NY
Posted Date
Jun 27,2017
Info Source

Assets under management represent Consolidated Domestic and International insurance Company Statutory assets (cash and invested assets and separate account.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Jun 02,2017
Info Source

The Asset & Wealth Management line of business serves institutional, ultra-high net worth, high net worth and individual clients through its Asset Management.....

 
Company
Deutsche Bank
Location
New York, NY
Posted Date
Jun 29,2017
Info Source

Deutsche Asset Management is seeking a compliance professional to be responsible for ... responsible for leading the ERISA Compliance program for its global asset management.....

 
Company
Scotiabank
Location
New York, NY
Posted Date
Jun 29,2017
Info Source

Prior experience in an AML / Compliance Function or Regulator would be an asset. Impart specialized skills to other audit officers through peer discussions and.....

 
Company
Credit Suisse
Location
New York, NY
Posted Date
May 11,2017
Info Source

Challenging project management role reporting to the Director of the Compliance Surveillance Program Management Office......

 
Company
Jefferies & Company, Inc.
Location
New York, NY
Posted Date
Apr 04,2017
Info Source

Daily interaction with business management providing compliance advice. Administration and implementation of a compliance training program......

 
Company
Guardian Life Insurance Company
Location
New York, NY
Posted Date
Jun 22,2017
Info Source

Assisting the Chief Compliance Officer in developing and operating a robust compliance and risk management program for PAS......

 
Job title
GRANTED JOB
Company
The Carlyle Group
Location
New York, NY
Posted Date
Apr 26,2017
Info Source

BDC Chief Compliance Officer. Strong understanding of credit asset management. Serve as the BDC compliance liaison with the centralized Carlyle ... liaison with the centralized Carlyle Compliance team.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
May 10,2017
Info Source

Works closely with other control partners including Risk Management and Compliance,. Liability management, including:......

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