Asset Management Compliance Officer Jobs in Greenburgh, New York | ComplianceCrossing.com
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Asset Management Compliance Officer Jobs in Greenburgh






Job info
 
Location
New York City, NY
Posted Date
Aug 15, 17
Info Source
Recruiter  - Full-Time   

Qualifications College degree required Series 7, 63 qualifications preferred 3 years of directly-relevant experience Familiarity with SEC regulatory review and interpretation of regulations Ability to manage challenging workflow in-fast paced, dynamic ..

 
Company
UBS
Location
,
Posted Date
Sep 07,2017
Info Source

You'll be working in the Compliance and Operational Risk Control, Asset Management - Americas team in New York......

 
Company
UBS
Location
,
Posted Date
Aug 10,2017
Info Source

8+ years experience in risk management, risk control, audit or compliance. Act as a compliance and operational risk control subject-matter expert for UBS Asset.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 22,2017
Info Source

Compliance Officer of Asset Management. Compliance Fiduciary presentations for Senior Management Develop and/......

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 20,2017
Info Source

Of Asset & Wealth Management. And Conflicts of Interest Compliance, and the Chief Compliance Officer. Experience and/ or knowledge of ... Experience and/ or knowledge of Compliance Risk Assessment.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Jul 21,2017
Info Source

This team, in partnership with Chief Compliance Officers, drives the design and continuous enhancement of the Global Compliance Program and related practices.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 04,2017
Info Source

Global Compliance Practices. Strong project management skills. Compliance teams work closely with business, legal, risk, and audit functions to provide.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 07,2017
Info Source

This team, in partnership with Chief Compliance Officers, drives the design and continuous enhancement of the Global Compliance Program and related practices.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 15,2017
Info Source

Privacy incident management expertise preferred. Representing privacy compliance on LOB projects. The firm is a leader in investment banking, financial services.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 15,2017
Info Source

Write test reports that effectively communicate testing objectives, processes, methodologies, and results to senior management, relevant stakeholders, business.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Jun 03,2017
Info Source

Compliance Officer of Asset Management. Compliance, Legal and Risk Management leads Advise the. Business, commercial .....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Jun 03,2017
Info Source

Fiduciary Compliance as well as the Chief ... as well as the Chief Compliance Officer of Asset. Compliance Fiduciary presentations for Senior Management Develop and/......

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Aug 25,2017
Info Source

... the Firm’s Head of Fiduciary Compliance as well as the Chief ... as well as the Chief Compliance Officer of Asset Management......

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Jul 11,2017
Info Source

This team, in partnership with Chief Compliance Officers, drives the design and continuous enhancement of the Global Compliance Program and related practices.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Aug 19,2017
Info Source

JPMorgan Chase is seeking talented candidates for a Compliance Manager position within the Wealth Management (WM) Compliance Department......

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Aug 08,2017
Info Source

Transaction processing, and asset management. Years of experience as a ... Years of experience as a Compliance Officer, Risk Officer, Accountant,......

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Jun 10,2017
Info Source

Interaction with Anti-Corruption Compliance staff, other control function personnel, and the employees and management in all lines of business......

 
Job title
Company
Prudential
Location
Newark, NJ
Posted Date
Sep 14,2017
Info Source

The successful candidate will work closely with Business Unit Compliance Officers across Prudential’s domestic businesses regarding regulatory and compliance.....

 
Company
Prudential
Location
Newark, NJ
Posted Date
Jun 06,2017
Info Source

Corporate Compliance provides centralized compliance programs, utilities and governance for Prudential’s Compliance Program. Center Led Compliance......

 
Job title
Company
Health Search Group
Location
Bergen, NJ
Posted Date
Sep 07,2017
Info Source

Reporting to the Chief Quality & Compliance Officer. Bachelor’s degree in business administration, management or related healthcare management degree......

 
Company
The Compliance Search Group
Location
Jersey City, NJ
Posted Date
Jul 21,2017
Info Source

The Compliance Associate will work directly with Chief Compliance Officer to author and implement compliance policies, procedures and processes for an SEC.....

 
Company
Prudential
Location
Newark, NJ
Posted Date
Jun 08,2017
Info Source

Monitoring issues and trends throughout the year with the goal of developing and communicating a view as to the design and effectiveness of the processes and.....

 
Company
RBS
Location
Stamford, CT
Posted Date
Aug 23,2017
Info Source

Offering well-considered compliance and regulatory risk management solutions and recommendations. Ability to communicate with knowledge and credibility to all.....

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