Avp Compliance Officer Jobs in Englewood, New Jersey | ComplianceCrossing.com
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Avp Compliance Officer Jobs in Englewood






Job info
 
Company
Location
Jersey City, NJ
Posted Date
Jul 08, 17
Info Source
Employer  - Full-Time   

Assistant Vice President Senior Compliance Officer','00009G8U','!*! Performs periodic testing reviews of ... periodic testing reviews of the compliance control framework as directed by ... control framework as directed by Compliance..

 
Company
Location
New York City, NY
Posted Date
Jul 09, 17
Info Source
Employer  - Full-Time   

Assistant Vice President Manager Local Compliance Officer Risk Complia Sector: Asset Management ... Manager Serves as a Local Compliance Officer (LCO) for an assigned business ... line - Asset Management...

 
Location
New York City, NY
Posted Date
Jul 17, 17
Info Source
Employer  - Part-Time     

Compliance Officer - Corporate Banking & Securities ... - Corporate Banking & Securities (AVP) Sector: Capital Markets Sub Sector: ... Markets Sub Sector: Financial Exchange Compliance Officer - Corporate Banking..

 
Company
Location
New York City, NY
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

... are three main areas: KYC Compliance, FIU/BLRA/QA and the Transaction Monitoring/OFAC ... on KYC Advisory in a Compliance setting. Review and recommend enhancements ... and through interaction with Paris..

 
Company
Location
New York City, NY
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

AVP Senior Regulatory Compliance Officer – Trade Surveillance (Commodities) Sector: ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Senior Regulatory Compliance Officer - Trade Surveillance (Commodities) The .....

 
Company
Location
New York City, NY
Posted Date
Jul 21, 17
Info Source
Employer  - Full-Time   

AVP Senior Regulatory Compliance Officer – Trade/E-Comms Surveillance (RBWM/PB) Sector: ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Manager Regulatory Compliance Officers are aligned by regulation(s), ... and/or..

 
Company
Location
Jersey City, NJ
Posted Date
Jul 21, 17
Info Source
Employer  - Full-Time   

Assistant Vice President Senior Compliance Officer Control Review Sector: Asset Management ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Performs periodic testing reviews of ... periodic testing reviews of..

 
Company
Montclair State University
Location
Montclair, NJ
Posted Date
Jul 27,2017
Info Source

Serves as the University’s risk management officer:. Providing oversight of certain tax, compliance, and business relationships/contracts;.....

 
Company
Deutsche Bank
Location
New York, NY
Posted Date
Jul 18,2017
Info Source

The Compliance Quality Assurance (CQA) Group, a part of the DBUS Compliance Department, is responsible for monitoring and evaluating the quality and integrity.....

 
Company
MUFG
Location
Jersey City, NJ
Posted Date
Jul 05,2017
Info Source

Further a culture of risk and compliance discipline, which includes, but is not limited to, maintaining compliance with Bank and business process-related.....

 
Company
HSBC
Location
New York, NY
Posted Date
Jul 13,2017
Info Source

To implement the Group compliance policy locally by containing compliance risk in liaison with the ... with the Head of Group Compliance, Global Business Compliance Officer,.....

 
Company
Deutsche Bank
Location
New York, NY
Posted Date
Jun 19,2017
Info Source

The Anti-Money Laundering Compliance Officer (“AMLCO”) will work in the Know Your Customer (“KYC”) and Quality Assurance (“QA”) Teams......

 
Company
Deutsche Bank
Location
New York, NY
Posted Date
Jun 14,2017
Info Source

The Anti-Money Laundering Compliance Officer (“AMLCO”) position will handle the KYC process for High Risk clients, with a specific focus on Regular (aka.....

 
Company
Arch Mortgage Insurance
Location
Jersey City, NJ
Posted Date
Jul 26,2017
Info Source

This role will be working directly with the Chief Risk Officer. C andidate should be an experienced risk management and regulatory compliance professional with.....

 
Company
BGC Partners
Location
New York, NY
Posted Date
Jun 06,2017
Info Source

Assistant Vice President, AML Compliance Officer. Firm is looking for an ... is looking for an AML Compliance Officer (AVP) with extensive knowledge of......

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Jun 08,2017
Info Source

Collaboration with fellow managers in both the Audit and Compliance areas. The global Audit Department has in excess of 1,000 Audit Officers......

 
Company
Morgan Stanley
Location
Purchase, NY
Posted Date
Jul 26,2017
Info Source

Ability to work collaboratively with senior levels of management within the business, legal and compliance. As summarized more fully below, the new centralized.....

 
Company
Deutsche Bank
Location
New York, NY
Posted Date
May 08,2017
Info Source

Develop and deliver compliance training on compliance risks to the US Structured Credit business lines......

 
Company
Morgan Stanley
Location
New York, NY
Posted Date
Jul 26,2017
Info Source

Ability to work collaboratively with senior levels of management within the business, legal and compliance. As summarized more fully below, the new centralized.....

 
Company
Deutsche Bank
Location
New York, NY
Posted Date
Apr 21,2017
Info Source

Compliance Officer – Corporate Banking & Securities. Legal, Compliance and Government & Regulatory Affairs......

 
Company
HSBC
Location
New York, NY
Posted Date
Jun 22,2017
Info Source

To implement the Group compliance policy locally by containing compliance risk in liaison with the ... with the Head of Group Compliance, Global Business Compliance Officer,.....

 
Company
Deutsche Bank
Location
New York, NY
Posted Date
Jun 29,2017
Info Source

Electronic Trading Compliance Officer. Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive Committees, and.....

 
Company
Robert Walters
Location
New York, NY
Posted Date
Jul 25,2017
Info Source

About the AVP, Corporate Banking Testing Compliance Position:. Compliance functions, in accordance with the Regulatory Compliance Operating Model, the Global.....

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