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10

Chief Compliance Officer Asset Management Jobs






Job info
 
Company
**********
Location
Trevose, PA
Posted Date
Dec 14, 2020
Info Source
Employer  - Part-Time    90  

... search for a Part Time Compliance Officer to join our corporate legal ... directly to Austin So, SVP, Chief Legal Officer and Secretary. rnrnThe Compliance Officer (“CO”) is responsible..

 
Company
**********
Location
Chicago, IL
Posted Date
Dec 02, 2021
Info Source
Employer  - Full-Time  90  

... is looking for an Investment Compliance Manager As part of an ... Your impact as an Investment Compliance Manager Aon Investments USA’s (AIUSA) ... Manager Aon Investments USA’s (AIUSA)..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Feb 09, 2022
Info Source
Employer  - Full-Time  90 

... and trends with the client’s management team and their employees, representatives, ... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Feb 16, 2023
Info Source
Employer  - Full-Time  90  

... and trends with the client’s management team and their employees, representatives, ... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale..

 
Company
**********
Location
Dallas, TX
Posted Date
Apr 27, 2022
Info Source
Employer  - Full-Time  90  

Aon is looking for a Compliance Specialist IWe currently have an ... an exciting opportunity for a Compliance Specialist supporting Aon Affinity with ... Dallas, TX.Your impact as a Compliance..

 
Company
**********
Location
Chicago, IL
Posted Date
Jan 07, 2023
Info Source
Employer  - Full-Time  90  

... internal control assessors and local management there are trained and able ... Committee, including Global Controller / Chief Accounting Officer and Chief Audit Executive Manage and/or serve ... revenue..

 
Location
Fort Worth, TX
Posted Date
May 01, 2023
Info Source
Employer  - Full-Time  90 

... Conducts complex assurance/effectiveness reviews evaluating compliance in accordance with appropriate regulatory ... appropriate regulatory standards, metrics, established compliance plan(s) and prescribed departmental / ... program policies. Evaluates effectiveness of..

 
Company
**********
Location
,
Posted Date
May 28, 2023
Info Source
Employer  - Full-Time  90  

... Summary u003c/strongu003eu003cbru003e u003cbru003e The Deputy Chief Compliance Officer (DCCO)is responsible for identifying, investigating, ... for identifying, investigating, and reporting compliance risks. Assist the Chief Compliance Officer and General Counsel..

 
Location
Cincinnati, OH
Posted Date
Mar 05, 2022
Info Source
Employer  - Full-Time  90  

... and trends with the client’s management team and their employees, representatives, ... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale..

 
Company
**********
Location
Roseland, NJ
Posted Date
Jun 05, 2023
Info Source
Employer  - Full-Time  90  

... is hiring a Lead Software Compliance Analyst in our Roseland office. ... the data into our Software Asset Management tool. You will also help ... opportunity to proactively detect..

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