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... The role of the Divisional compliance Officer is to articulate and ... reputation. In particular, this Divisional compliance Officer provides coverage support to ... Securities Division Macro businesses. Divisional..
compliance Examiner, TFCE Equities- Market Regulation- ... seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. ... focus of these examinations is compliance with equities trading and supervisory..
... We are hiring a QA compliance Manager who will be responsible ... & test documentation; creation of compliance standards & policies (SOPs) and ... policies (SOPs) and communication of..
... and Premium Apply We're sorry, it looks like this job is ... is expired. Jobs In Customs Compliance Specialist... | Jobs In Customs ... We are seeking a Customer..
... than $4bn USD transacted. Interested? It gets better. We are launching ... need a team to make it a smashing success. As our ... success. As our North America..
Job Location: IBM, New York, NY, 10176, USA
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Jobs In Watson Health Director Compli...
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AVP Senior Regulatory Compliance Officer – Trade/E-Comms Surveillance (RBWM/PB) ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Manager Regulatory Compliance Officers are aligned by regulation(s), ... and/or a..
Job Description (please include detailed information below):
Overview of business area or project: Management of Regulatory Exams, Reviews and Ad-Hoc Requests
Security and Compliance Specialist, Google Cloud Platform in ... about security, privacy, reliability and compliance - the four pillars of ... As a Regional Security and Compliance Specialist you will..
... US Head of Financial Crimes Compliance - Global Markets','00009HQ4','!*!The role of ... integrating, and maintaining effective day-to-day compliance with HNAH’s BSA/AML Compliance Program for Global Banking & ... as..
... President Senior Manager Financial Crime Compliance - Private Ban Sector: Other ... Purpose * Manages assigned specialized compliance functions and/or operations for financial ... Business * Manage assigned specialized..
Compliance, Digital Finance Compliance - Marketing, Associate/Vice Pre Sector: ... banking? We?re looking for a compliance Associate/Vice President with prior banking, ... to broaden our consumer lending/deposits compliance team. You..
Assistant Vice President Senior Compliance Officer Control Review Sector: Asset ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Performs periodic testing reviews of ... periodic testing reviews of the..
Chief Corporate Compliance Officer Sector: Software Analytics Sub ... Job Overview: The Chief Corporate Compliance Officer oversees The New York ... York Racing Association, Inc's. Corporate Compliance Program for corporate..
... Manager - US Financial Crimes Compliance Audit','00009HGP','!*!Manages financial, operational, compliance and project audit examinations of ... evaluate adherence to controls and compliance with established policies, procedures and ... and..
Asset & Wealth Management - Compliance - Senior Auditor - AVP ... Auditor - AVP Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance JPMorgan Chase & Co. (NYSE: ... Asset & Wealth Management..
... Specialist (BSA/AML) - Legal & Compliance Risk - Sector: Consulting Sub ... Generalist Consulting Area Overview: The Compliance Risk Department of the Supervision ... to supervise the legal and..
... Manager - US Financial Crimes Compliance Audit in New York New ... New York Manages financial, operational, compliance and project audit examinations of ... evaluate adherence to controls and..
Long Island City, NY
What you'll be doing
Manages a team within the AML investigations function. Collect and examine financial statements and documents to assist in identifying unusual patterns. Follow up ..
... As a Security Risk and Compliance Manager you’ll ensure the highest ... to prepare DigitalOcean to achieve compliance which enables new products and ... corrective actions. Collect evidence of..
... Business and Internal Audit, * Compliance Testing, and other assessment entities ... 10+ years of experience in compliance, operational risk management (includes audit, ... or business with accountability for..
New York, New York
NYC Finance Jobs – Business Analysis Jobs #24966
Are you knowledgeable about ISDA definitions and credit derivative products? Do you have a strong ..
... business products/services and shared services IT processes/products/services * Evaluate risks and ... to mitigate risks and deliver IT value * Execute the EIT-related ... value * Execute the EIT-related..
* It starts with you.* Our goal ... experienced leader to manage regulatory compliance testing for Wells Fargo Securities, ... in the execution of regulatory compliance testing in accordance with..
... crimes (including risk underwriting), regulatory compliance and operational risk. This role ... a strong risk mitigating and compliance-driven culture which firmly establishes those ... Market, Financial Crimes, Operational, Regulatory..
... risk frameworks, monitor and ensure compliance, monitor and report aggregated risk ... 10+ years of experience in compliance, operational risk management (includes audit, ... or business with accountability for..