Compliance Monitoring Systems Jobs in Fairfield

... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..

Job Description The Deputy of Compliance Technology position requires knowledge and ... This person will help design systems to comply with these regulatory ... commodities regulatory reporting obligations. Provide compliance..

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..

... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... Assurance (“QA”) - Testing &..

... is looking for an experienced Compliance professional with a background in ... in regulatory reporting including such systems as: FINRA OATS and stock ... specific focus on regulatory reporting..

Job Information Humana Senior Compliance Professional, Specialty Compliance in Bridgeport Connecticut Description The ... Bridgeport Connecticut Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with..

... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..

Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

Job Information Humana Senior Compliance Professional-Remote/Virtual in US in Bridgeport ... Bridgeport Connecticut Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The..