Compliance Officer Banking Jobs in Glen Cove, New York | ComplianceCrossing.com
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Compliance Officer Banking Jobs in Glen Cove





Job info
 
Company
Location
Long Island City, NY
Posted Date
May 31, 17
Info Source
Employer  - Full-Time   

Group Information Security Officer (GISO) Retail Bank, Commercial and ... products and services, including consumer banking and credit, corporate and investment ... and credit, corporate and investment banking, securities brokerage,..

 
Location
New York City, NY
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time   

Global Compliance - Anti-Corruption Compliance - Compliance Officer, Associate','170005737','!*! JPMorgan Chase & Co. ... is a leader in investment banking, financial services for consumers, small ... consumers, small business and..

 
Location
New York City, NY
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time   

Global Financial Crimes Compliance - Treasury Services AML Compliance Advisory - Compliance Officer, Associate','170063649','!*!JPMorgan Chase & Co. (NYSE: ... is a leader in investment banking, financial services for consumers, small..

 
Location
New York City, NY
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - CIO, Treasury and Corporate ... - CIO, Treasury and Corporate Compliance Officer- Associate','170065177','!*!JP Morgan ChaseJPMorgan Chase & ... is a leader in investment banking, financial services for..

 
Location
New York City, NY
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Corporate & Investment Bank ... Corporate & Investment Bank (CIB) Compliance - CIB Compliance Risk Assessment Officer - Vice President','170068371','!*!JPMorgan Chase & ... is a leader in..

 
Location
Brooklyn, NY
Posted Date
Jun 30, 17
Info Source
Employer  - Full-Time   

... Operations - SAR Quality Assurance Compliance Officer','170068044','!*!JPMorgan Chase & Co. (NYSE: JPM) ... is a leader in investment banking, financial services for consumers and ... consumers and small business,..

 
Location
New York City, NY
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time   

Compliance Officer - Capital Markets','1700012916','!*!LOB Compliance Program Execution and Monitoring (60%) ... perform ongoing risk assessments and compliance reviews to ensure compliance policies and risk controls are ... may affect..

 
Location
New York City, NY
Posted Date
Jul 14, 17
Info Source
Recruiter  - Full-Time   

Qualifications Bachelor’s degree in related field Experience with municipal securities preferred Working knowledge of Word and Excel Series 7, 63/66, 53 a plus Capable of completing tasks with very tight deadlines, ..

 
Location
New York City, NY
Posted Date
Jul 14, 17
Info Source
Recruiter  - Full-Time   

Qualifications Bachelor’s Degree required; JD or MBA a plus 5 years of relevant compliance experience Experience in providing regulatory or compliance advice in domestic and international markets essential Excellent oral and ..

 
Company
Location
Lake Success, NY
Posted Date
Jul 14, 17
Info Source
Recruiter  - Full-Time  

... NY seeks an experienced Mortgage Compliance Officer. The Compliance Officer will ensure the organization is ... the organization is in full compliance with all State and Federal ... to..

 
Location
New York City, NY
Posted Date
Jul 15, 17
Info Source
Recruiter  - Full-Time   

Qualifications Undergraduate degree or an equivalent combination of training and experience 5 years of compliance, risk management, or auditing experience Knowledge in internal control and risk management Asset management industry experience, ..

 
Company
Location
New York City, NY
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

... are three main areas: KYC Compliance, FIU/BLRA/QA and the Transaction Monitoring/OFAC ... on KYC Advisory in a Compliance setting. Review and recommend enhancements ... and through interaction with Paris..

 
Company
Location
New York City, NY
Posted Date
Jul 21, 17
Info Source
Employer  - Full-Time   

... success. As our North America Compliance Officer, you will be part of ... Revolut Card of course!) Our compliance team is highly technical and ... and Ribbit Capital. Requirements..

 
Job title
Location
New York City, NY
Posted Date
Jul 24, 17
Info Source
Employer  - Full-Time   

Compliance Officer in New York New York ... seeking a junior to mid-level Compliance Officer to join the US-Mutual Fund ... to join the US-Mutual Fund Compliance team. This position..

 
Location
New York City, NY
Posted Date
Jul 29, 17
Info Source
Employer  - Part-Time     

Quality Assurance Compliance Officer - AVP in New York ... York Job Title: Quality Assurance Compliance Officer - AVP Job ID: 3155020 ... Full/Part Time: Full-time Regular/Temporary: Permanent Compliance At..

 
Company
Location
New York City, NY
Posted Date
Aug 09, 17
Info Source
Employer  - Full-Time   

Divisional Anti-Fraud Compliance Officer(VP) #101442 Sector: Asset Management Risk ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance The Anti-Fraud Compliance Officer will lead the Anti-Fraud compliance team in New..

 
Company
Location
New York City, NY
Posted Date
Aug 11, 17
Info Source
Employer  - Full-Time   

AVP Senior Regulatory Compliance Officer – Trade Surveillance (Commodities) Sector: ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Senior Regulatory Compliance Officer - Trade Surveillance (Commodities) The .....

 
Job title
Company
Location
Township Of Washington, NJ
Posted Date
Aug 11, 17
Info Source
Employer  - Full-Time   

Benefits: Vision, Dental, 401K, Medical, LifenWe are seeking a Compliance Officer to join our Company! This role is responsible for the Bank's compliance to the Bank Secrecy Act (BSA) and all ..

 
Location
New York City, NY
Posted Date
Aug 15, 17
Info Source
Employer  - Full-Time   

Compliance Officer, Manager Broker Dealer Inspection','1709897','!*!COMPANY OVERVIEW: ... resulting from internal and/or external compliance examinations working effectively and professionally ... within TIAA Participant Services providing Compliance oversight in order to..

 
Location
New York City, NY
Posted Date
Aug 19, 17
Info Source
Recruiter  - Full-Time   

... downtown Manhattan, is looking for Chief Compliance Officer to join their team on a ... term consulting assignment.Primary Functions: Ensure implementation/compliance to various regulations and guidelines ... Country Manager and IBG..

 
Location
New York City, NY
Posted Date
Aug 19, 17
Info Source
Recruiter  - Full-Time   

Qualifications 2 years of compliance, risk management, or auditing experience FINRA Series 7/63 and 24 and required Knowledge in internal control and risk management Asset management industry experience, including mutual fund ..

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