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Director, Compliance Officer II - Asset Management LOB','1708745','!*!COMPANY ... Develops, oversees and manages the Compliance testing program for Nuveen, based ... team of testers and oversees Compliance testing conducted in..
... will be applying regulatory and compliance expertise and experience to a ... as a recognized regulatory and compliance leader to advise and counsel ... base; Ensure wherever possible, standardized..
Compliance Officer in GLEN ELLYN Illinois 60138 ... the general operation of the Compliance Program and its related activities ... with other departments to direct compliance issues to appropriate existing..
... of the System Leader Corporate Compliance, provide day- to- day management ... and integration of an effective Compliance Program within Presence Medical Group ... position provides technical and professional..
... of the Vice President, Chief Compliance Officer, provides day- to- day and ... the Presence Health (“PH” hereinafter) Compliance Program in assigned region. This ... position provides technical and..
... INVESTMENT Position title : Investment Compliance Officer Location : Chicago, IL Compensation ... ISBI's general counsel and chief compliance officer, investment staff, board of trustees, ... implement ISBI's statutory..
AVP – Senior Regulatory Compliance Officer – Surveillance Assurance and Validation','00009CHT','!*!This ... ensure effectiveness, robust data input, compliance with firm standards and in ... direction of a more senior officer,..
AVP – Senior Regulatory Compliance Officer – Surveillance Investigations','00009CHE','!*!This individual will ... ensure effectiveness, robust data input, compliance with firm standards and in ... direction of a more senior officer,..