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Compliance Officer Jobs in Irvington





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SPONSOREDJOB
Location
New York City, NY
Posted Date
Jul 12,17
Source
Employer     

Global compliance Anti-Corruption compliance Compliance officer Associate','170005737','!*! JPMorgan Chase & Co. ... part of JPMorgan’s Global Anti-Corruption compliance team, which is responsible for ... respect to several of..

SPONSOREDJOB
Location
New York City, NY
Posted Date
Jul 12,17
Source
Employer     

Global Financial Crimes compliance Treasury Services AML compliance Advisory compliance officer Associate','170063649','!*!JPMorgan Chase & Co. (NYSE: ... equity.   Global Financial Crimes compliance (GFCC) currently has an opportunity..

SPONSOREDJOB
Location
New York City, NY
Posted Date
Jul 12,17
Source
Employer     

Corporate compliance CIO, Treasury and Corporate ... - CIO, Treasury and Corporate compliance officer Associate','170065177','!*!JP Morgan ChaseJPMorgan Chase & ... is available at http://www.jpmorganchase.com/. Our compliance Function With a..

 
Location
New York City, NY
Posted Date
Jul 13, 17
Info Source
Employer  - Full-Time   

Fixed Income Compliance Officer # 097835 Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance The incumbent will provide compliance coverage to the Fixed Income ... Semi-Annual and Annual Primary Dealer Compliance Program for..

 
Location
New York City, NY
Posted Date
Jul 13, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Compliance Officer - Vice President/Associate Sector: Asset ... Co. is available at Our Compliance Function With a diverse team ... With a diverse team of Compliance professionals..

 
Location
New Brunswick, NJ
Posted Date
Jul 14, 17
Info Source
Employer  - Full-Time   

... Enterprise Risk Management, Ethics, and Compliance Officer in New Brunswick New Jersey ... Office of University Ethics and Compliance is the first of its ... interlace of ERM, ethics,..

 
Location
New Brunswick, NJ
Posted Date
Jul 14, 17
Info Source
Employer  - Full-Time   

... Enterprise Risk Management, Ethics, and Compliance Officer in New Brunswick New Jersey ... Office of University Ethics and Compliance is the first of its ... interlace of ERM, ethics,..

 
Company
Location
Jersey City, NJ
Posted Date
Jul 14, 17
Info Source
Employer  - Full-Time   

Compliance Officer- AML Investigations GIU - Intel','17042646','!*!This ... to complaints/investigations or legal requirements.','NAM-USA-NJ-Jersey City','','Compliance and Control','Full-time','Bachelor's Degree','Day Job','Regular','Yes, 10 ... Job','Regular','Yes, 10 % of the Time','','','Compliance Officer- AML Investigations GIU..

 
Job title
Company
Location
New York City, NY
Posted Date
Jul 17, 17
Info Source
Employer  - Full-Time   

... business. Clarion is seeking a Compliance Associate to support the Chief ... Associate to support the Chief Compliance Officer of Clarion Partners Securities LLC ... Partners and provide legal..

 
Location
New York City, NY
Posted Date
Jul 14, 17
Info Source
Employer  - Full-Time   

Compliance Officer III (Monitoring & Testing) in ... New York New York Review compliance efforts for the Company as ... Validate control processes to ensure compliance with laws, rules and..

 
Company
Location
New York City, NY
Posted Date
Jul 15, 17
Info Source
Employer  - Full-Time   

Digital Compliance Officer','1709495','!*!COMPANY OVERVIEW:   Since 1918, it ... position is responsible for providing Compliance expertise and partner support to ... will also assist with other compliance initiatives for the..

 
Location
New York City, NY
Posted Date
Jul 15, 17
Info Source
Recruiter  - Full-Time   

Qualifications Undergraduate degree or an equivalent combination of training and experience 5 years of compliance, risk management, or auditing experience Knowledge in internal control and risk management Asset management industry experience, ..

 
Location
New York City, NY
Posted Date
Jul 17, 17
Info Source
Employer  - Part-Time     

Compliance Officer - Corporate Banking & Securities ... Markets Sub Sector: Financial Exchange Compliance Officer - Corporate Banking & Securities ... United States of America Legal, Compliance and Government &..

 
Company
Location
Jersey City, NJ
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

Compliance Officer - FIU AML Investigations','17049381','!*!  About ... available to all.   The Compliance Officer is responsible for managing a ... with Senior Management on the Compliance, Legal and business..

 
Company
Location
New York City, NY
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

... are three main areas: KYC Compliance, FIU/BLRA/QA and the Transaction Monitoring/OFAC ... on KYC Advisory in a Compliance setting. Review and recommend enhancements ... and through interaction with Paris..

 
Company
Location
New York City, NY
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

AVP Senior Regulatory Compliance Officer – Trade Surveillance (Commodities) Sector: ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Senior Regulatory Compliance Officer - Trade Surveillance (Commodities) The .....

 
Company
Location
Jersey City, NJ
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

Compliance Officer - FIU AML Investigations Sector: ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Primary Location: United States,New Jersey,Jersey ... Education: Bachelor's Degree Job Function: Compliance and Control..

 
Company
Location
New York City, NY
Posted Date
Jul 21, 17
Info Source
Employer  - Full-Time   

... success. As our North America Compliance Officer, you will be part of ... Revolut Card of course!) Our compliance team is highly technical and ... and Ribbit Capital. Requirements..

 
Company
Location
New York City, NY
Posted Date
Jul 21, 17
Info Source
Employer  - Full-Time   

AVP Senior Regulatory Compliance Officer – Trade/E-Comms Surveillance (RBWM/PB) Sector: ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Manager Regulatory Compliance Officers are aligned by regulation(s), ... and/or..

 
Company
Location
Jersey City, NJ
Posted Date
Jul 21, 17
Info Source
Employer  - Full-Time   

Assistant Vice President Senior Compliance Officer Control Review Sector: Asset Management ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Performs periodic testing reviews of ... periodic testing reviews of..

 
Job title
Location
New York City, NY
Posted Date
Jul 24, 17
Info Source
Employer  - Full-Time   

Compliance Officer in New York New York ... seeking a junior to mid-level Compliance Officer to join the US-Mutual Fund ... to join the US-Mutual Fund Compliance team. This position..

 
Location
New York City, NY
Posted Date
Jul 24, 17
Info Source
Employer  - Full-Time   

Compliance, Securities Division Trade Compliance Officer, Analyst/Associate in New York New ... MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and ... division prevents, detects and mitigates compliance,..

 
Location
New York City, NY
Posted Date
Jul 25, 17
Info Source
Employer  - Full-Time   

Compliance, Cash Equities Electronic Trading Compliance Officer, Vice President in New York ... Division trading organization to provide Compliance support for Cash Equities Electronic ... Equities Electronic Trading businesses. Provide..

 
Company
Location
Jersey City, NJ
Posted Date
Jul 25, 17
Info Source
Employer  - Full-Time   

Compliance Officer - AML KYC Policy and ... Policy and Governance','17053213','!*!• Develop AML compliance policy and guidelines, and provide ... and governance • Liaising with Compliance and Business Technology teams..

 
Company
Location
New York City, NY
Posted Date
Jul 27, 17
Info Source
Recruiter  - Full-Time  

Equity Compliance Officer: Cash Sales and Trading A Global Financial Services Company New York, NY A Global Financial Services Company is looking for Equity Compliance Officer: Cash Sales and Trading..

 
Company
Location
New York City, NY
Posted Date
Jul 27, 17
Info Source
Recruiter  - Full-Time  

Sr. Equities & Equities Derivative Compliance Officer Global Financial Services Firm New York, NY Global Financial Services Firm is looking for Sr. Equities & Equities Derivative Compliance Officer..

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