THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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Job Description The Vice President, Compliance & Privacy (VPCP) is responsible ... and implementation of the enterprise-wide Compliance Program, including but not limited ... have direct access to the President/CEO..
Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we ..
... management programs • Self-identify risk and compliance issues, analyze root causes, implement ... report to the Risk and Compliance Director and will liaise on ... the Global Markets’ business teams,..
... State Street’s CFTC swap dealer Compliance program. As a member of ... of the CCO’s Swap Dealer Compliance team, you will be primarily ... be primarily responsible for providing..
... Assurance (QA) Execution/Special Projects Manager (Vice President) is responsible for the execution ... the QA processes relating to Compliance Oversight Programs including controls and ... testing, monitoring and surveillance..
... career with us. The Compliance Officer within the Consumer Lending ... Lending Department will assist the Compliance Administrator in conjunction with the ... and liaison to both the..
A Technical Vice President must be an internationally recognized professional in their field of expertise with fully proven rainmaking skills and relationships at the most senior levels within client organizations. A ..
... programs • Self-identify risk and compliance issues, analyze root causes, implement ... report to the Risk and Compliance Director and will liaise on ... the Global Markets’ business teams,..
Our promise to maintain an environment where every employee feels valued and able to meet their full potential infuses our company values. It’s also part of our commitment to inclusion, development ..
... As an IT Risk & Compliance Director, VP will be responsible ... relationship with other risk and compliance functions. Participate in industry-related forums ... Information Technology risk management and..
... and Transition Management. The SSGM Compliance Manager – Securities Finance (SF) ... for designing and implementing a compliance program that meets SSGM’s regulatory ... Responsibilities: Implement and enhance the..
... Employer/Vet/Disability. Job Description The Assistant Vice President of Trading Oversight (TO) is ... trading related issues and relevant compliance related issues. Key Responsibilities include: ... or agents. • Reporting and..
... Description In Boston, the Finance Compliance team with global responsibility executes ... global responsibility executes the Finance Compliance Oversight Programs (including Monitoring and ... and Controls and Testing), provides..
... role with respect to the Compliance Program to include Corporate Compliance Administration and serving as a ... principal liaison with the Global Compliance Department and other corporate and .....