Financial Compliance Jobs in Glen Cove, New York | ComplianceCrossing.com
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Financial Compliance Jobs in Glen Cove





Job info
 
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Employer  - Full-Time   

Corporate Sector - Compliance Audit Manager Team Lead, Vice ... JPM) is a leading global financial services firm with operations worldwide. ... a leader in investment banking, financial services for..

 
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Recruiter  - Full-Time   

- Compliance Analyst (located in Manhattan) The ... concerns and coverage of the Compliance Coordinator Role as needed. RESPONSIBILITIES: ... and respond as needed to compliance reviews, internal audits and..

 
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Employer  - Full-Time   

Company overview: Nomurais an Asia-based financial services group with an integrated ... aboutNomura, Department overview: The Americas Compliance Department assistsin the administration of ... assistsin the administration of Nomurau0092s compliance..

 
Company
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Employer  - Full-Time   

... Stanley is a leading global financial services firm providing a wide ... Operations provides brokerage, investment and financial services to hundreds of thousands ... people to achieve their personal..

 
Company
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Employer  - Full-Time   

... Management US is seeking a compliance professional with a minimum of ... wealth management business with another financial institution or a law firm ... trustee. Experienced in investment advisory..

 
Company
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Recruiter  - Full-Time  

... firm is now seeking a Compliance Associate for the Americas, to ... directly to the Americas Chief Compliance Officer, this broad and varied ... see you assist with regulatory..

 
Company
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Employer  - Full-Time   

The Equity Derivatives Business Unit Compliance Officer will be responsible for ... will be responsible for managing compliance risk and providing advisory support ... proposed SEC programs). * Provide compliance..

 
Location
New York City, NY
Posted Date
Sep 22, 17
Info Source
Employer  - Full-Time   

Sr. Compliance Analyst KYC – HNW Sector: ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Franklin Templeton Investments is a ... join our team. The Senior Compliance Analyst is..

 
Company
Location
Long Island City, NY
Posted Date
Sep 22, 17
Info Source
Employer  - Full-Time   

Senior Compliance Analyst - FIU AML Investigations ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Primary Location: United States,New York,Long ... Education: Bachelor's Degree Job Function: Compliance and Control..

 
Location
New York City, NY
Posted Date
Sep 22, 17
Info Source
Employer  - Full-Time   

Fixed Income Compliance Officer # 097835 Risk Type: ... Officer # 097835 Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance The incumbent will provide compliance coverage to the Fixed Income ... Semi-Annual and..

 
Location
New York City, NY
Posted Date
Sep 22, 17
Info Source
Employer  - Full-Time   

Sr. Manager of Compliance-Global Corporate Payments Sub Sector: Non-Financial Corporate Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance This position is part of ... team responsible for the regulatory compliance program for the..

 
Location
New York City, NY
Posted Date
Sep 22, 17
Info Source
Employer  - Full-Time   

IT Advisory Senior, Financial Services, Regulatory Compliance - Traded Products and Wealth ... Insurance Risk Type: Market Expertise: Regulatory/Compliance We are the only professional ... business dedicated exclusively to the..

 
Company
Location
New York City, NY
Posted Date
Sep 22, 17
Info Source
Employer  - Full-Time   

Compliance Officer US Regulatory Compliance Risk and Strategy','00009T6H','!*!To discharge the ... accountabilities set out in the Compliance GSM and FIM by pro-actively ... management in identifying and containing compliance risk,..

 
Location
New York City, NY
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

Compliance Practices – Governance & Oversight ... Analyst – Associate','170096889','!*! Description Global Compliance plays a critical role in ... of the firm's mission.  The Compliance function ensures a strong control..

 
Company
Location
New York City, NY
Posted Date
Sep 23, 17
Info Source
Recruiter  - Full-Time  

... join a growing team of Compliance Officers responsible for the review ... of resources set aside for compliance and discussion of any necessary ... any necessary improvements. Determine material..

 
Company
Location
New York City, NY
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

... us to satisfy our customers’ financial needs and help them succeed ... of the highest market cap financial services institutions in the world, ... value * Execute the related..

 
Company
Location
New York City, NY
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

... us to satisfy our customers’ financial needs and help them succeed ... of the highest market cap financial services institutions in the world, ... value * Execute the related..

 
Location
New York City, NY
Posted Date
Sep 23, 17
Info Source
Recruiter  - Full-Time   

Compliance Analyst Nested Relationship Associate (located in Manhattan) This role reports to the BSA Officer. The Nested Relationship team in FID executes name screening research on Correspondent Banking customer's nested relationship ..

 
Location
New York City, NY
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

Description Global Compliance plays a critical role in ... of the firm's mission. The Compliance function ensures a strong control ... that identifies, measures, and monitors compliance with applicable laws,..

 
Location
New York City, NY
Posted Date
Sep 24, 17
Info Source
Recruiter  - Full-Time   

... area seeks an experienced BSA Compliance Analyst..nnDuties: nAssist the Chief Compliance Officer and staff to in ... by BSA Officer or Chief Compliance Officer, perform added tasks during .....

 
Company
Location
New York City, NY
Posted Date
Sep 25, 17
Info Source
Employer  - Full-Time   

... us to satisfy our customers’ financial needs and help them succeed ... of the highest market cap financial services institutions in the world, ... value * Execute the related..

 
Company
Location
New York City, NY
Posted Date
Sep 25, 17
Info Source
Employer  - Full-Time   

... us to satisfy our customers’ financial needs and help them succeed ... of the highest market cap financial services institutions in the world, ... 10+ years of experience in..

 
Job title
GRANTED JOB
Company
Location
New York City, NY
Posted Date
Sep 26, 17
Info Source
Employer  - Full-Time  

Compliance Officer Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance TD Securities provides a wide ... and strategically on the key financial centers: Toronto, Montreal, Calgary, Vancouver, ... Tokyo. www.td.com Department Overview The..

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