Fixed Income Compliance Jobs in Englewood, New Jersey | ComplianceCrossing.com
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Fixed Income Compliance Jobs in Englewood






Job info
 
Company
The Compliance Search Group
Location
Paramus, NJ
Posted Date
Jul 17,2017
Info Source

Our client, a $30+Bn AUM Fixed Income Asset Manager and Mutual Fund Advisor seeks a Senior Compliance Officer in New Jersey. Bank Loan Compliance:......

 
Company
Michael Page US
Location
Jersey City, NJ
Posted Date
Aug 14,2017
Info Source

Extensive experience in Suitability Testing, with a focus on mutual funds, ETFs, Fixed Income, and Managed products......

 
Company
EY
Location
New York, NY
Posted Date
Jun 26,2017
Info Source

Understanding of the trading lifecycle across different asset classes (e.g., equities, fixed income, derivatives)......

 
Company
EY
Location
New York, NY
Posted Date
Jul 11,2017
Info Source

Front-office trading, regulatory operations, regulatory reporting, compliance, compliance technology, middle office......

 
Company
UBS
Location
,
Posted Date
Aug 10,2017
Info Source

Act as a compliance and operational risk control subject-matter expert for UBS Asset Management Americas - Traditional Investment, Fixed Income, Equities,.....

 
Company
Goldman Sachs
Location
Jersey City, NJ
Posted Date
Sep 20,2017
Info Source

Solid understanding of the Equities, List Derivatives, Fixed Income, and/or OTC Derivatives products; Proactively assisting the business, Operations, Compliance.....

 
Company
Morgan Stanley
Location
New York, NY
Posted Date
Jul 06,2017
Info Source

Review of Fixed Income and Equity Research against the Firm’s Watch and Restricted List for compliance with relevant securities laws and with internal policies,.....

 
Company
JP Morgan Chase
Location
Jersey City, NJ
Posted Date
Aug 29,2017
Info Source

To address advertising compliance issues. Key responsibilities include the review various materials relating to investment products such as mutual funds, fixed.....

 
Company
Morgan Stanley
Location
New York, NY
Posted Date
Sep 06,2017
Info Source

Experience in working on similar best of breed Vendor Compliance tools like Sentinel, Compliance Master etc along with a good understanding of different asset.....

 
Company
Morgan Stanley
Location
New York, NY
Posted Date
Aug 10,2017
Info Source

Experience in working on similar best of breed Vendor Compliance tools like Sentinel, Compliance Master etc along with a good understanding of different asset.....

 
Company
JP Morgan Chase
Location
Jersey City, NJ
Posted Date
Aug 08,2017
Info Source

Our Compliance Function. Our investment professionals are located around the world providing strategies that span the full spectrum of asset classes including.....

 
Company
Citi
Location
Jersey City, NJ
Posted Date
Aug 15,2017
Info Source

Compliance and Control. The research to be reviewed includes fixed income and equity call notes, reports and marketing handouts on securities, industries, as.....

 
Company
Santander Bank
Location
New York, NY
Posted Date
Sep 22,2017
Info Source

Compliance Director I - 1707441 Description Manage regulatory compliance program for assigned area within the Compliance Department......

 
Company
Goldman Sachs
Location
Jersey City, NJ
Posted Date
Jul 28,2017
Info Source

Experience with Hadoop v2, Spark, MapReduce, HDFS- Financial Products experience, Fixed Income, Equity, Derivatives, Loans - Experience with web technologies.....

 
Company
Michael Page US
Location
New York, NY
Posted Date
Sep 20,2017
Info Source

Perform on-site compliance reviews to:. Maintain relationships with business Compliance Officers and management to keep abreast of current business developments.....

 
Company
RBC
Location
New York, NY
Posted Date
Jul 26,2017
Info Source

Develop and maintain Futures Compliance Manual and related compliance bulletins.(10%). Minimum 10 years capital markets compliance experience......

 
Company
UBS
Location
New York, NY
Posted Date
Jul 03,2017
Info Source

Identify, assess, draft and implement relevant policies, procedures, guidelines, and processes related to the fixed income, Credit Sales and Trading business......

 
Company
Bloomberg
Location
New York, NY
Posted Date
Jul 18,2017
Info Source

Deep domain expertise of fixed income instruments including interest and credit derivatives. For sell-side fixed income firms, Bloomberg Trade Order Management.....

 
Company
Jefferies & Company, Inc.
Location
New York, NY
Posted Date
Jul 18,2017
Info Source

The firm provides a full range of investment banking, sales, trading, research and strategy across the spectrum of equities, fixed income, foreign exchange,.....

 
Company
Jefferies & Company, Inc.
Location
New York, NY
Posted Date
Aug 03,2017
Info Source

Daily interaction with business management providing compliance advice. The firm provides a full range of investment banking, sales, trading, research and.....

 
Job title
GRANTED JOB
Company
Mission Staffing
Location
New York, NY
Posted Date
Aug 03,2017
Info Source

Especially fixed income and derivatives. We are looking for a Regulatory Compliance Analyst. Regulatory reporting and other compliance services for Registered.....

 
Company
BNP Paribas
Location
New York, NY
Posted Date
Sep 03,2017
Info Source

Compliance coverage of the FXLMC desks. Assisting in development and documenting of compliance policies and procedures, written supervisory procedures and other.....

 
Job title
GRANTED JOB
Company
SS and C GlobeOp Financial Services
Location
New York, NY
Posted Date
Sep 03,2017
Info Source

Working knowledge of financial products, especially fixed income and derivatives. We deliver mission-critical processing for information management, analysis,.....

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