Fixed Income Compliance Jobs in Irvington, New Jersey | ComplianceCrossing.com
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Fixed Income Compliance Jobs in Irvington






Job info
 
Location
New York City, NY
Posted Date
Jul 13, 17
Info Source
Employer  - Full-Time   

Fixed Income Compliance Officer # 097835 Risk Type: ... Officer # 097835 Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance The incumbent will provide compliance coverage to the Fixed Income desks within the..

 
Company
Bank of America
Location
Jersey City, NJ
Posted Date
Jul 28,2017
Info Source

This position will be part of GWIM’s Investment Solutions Group – Markets Group Governance team which provides the oversight and supervision for all Markets.....

 
Company
Prudential
Location
Newark, NJ
Posted Date
Jul 25,2017
Info Source

... traditional as well as specialty/alternative fixed income (long/short and long only fixed income). PGIM Fixed Income is a top global fixed income asset.....

 
Company
Prudential
Location
Newark, NJ
Posted Date
Jul 21,2017
Info Source

PGIM Fixed Income is a top global fixed income asset manager with over $681 billion in assets under management......

 
Company
Citi
Location
Jersey City, NJ
Posted Date
May 25,2017
Info Source

Equities, fixed income, commodities, foreign exchange and derivatives. ... commodities, foreign exchange and derivatives. Compliance and Control. A solid understanding ... solid understanding of the equity, fixed income, commodities,.....

 
Company
JP Morgan Chase
Location
Jersey City, NJ
Posted Date
Jul 28,2017
Info Source

With clear focus on managing client assets and delivering strong risk-adjusted returns, more than 650 investment professionals provides over 200 different.....

 
Company
Prudential
Location
Newark, NJ
Posted Date
Jul 09,2017
Info Source

These include corporate and business functions such as Corporate Banking, Treasury Services, Capital Markets, Operations and Systems, Risk Management,.....

 
Company
JP Morgan Chase
Location
Jersey City, NJ
Posted Date
Jul 27,2017
Info Source

Strong understanding of IB markets products (especially fixed income and FX). I.e driving the data source for order, execution and trade by sourcing data from.....

 
Company
JP Morgan Chase
Location
Jersey City, NJ
Posted Date
May 31,2017
Info Source

Finance/Fixed income background is a plus, but not essential. The Corporate Technology (CT) organization develops applications and provides technology support.....

 
Company
The Compliance Search Group
Location
New York, NY
Posted Date
Jul 16,2017
Info Source

Provide monitoring and oversight over traditional equity, fixed income, and multi-asset strategies. Investigate compliance issues as needed and report findings.....

 
Company
BNY Mellon
Location
Jersey City, NJ
Posted Date
Jul 12,2017
Info Source

We are focused on helping our clients around the world take advantage of the unique perspective that comes from clearing and settling equity and fixed income.....

 
Company
Prudential
Location
Newark, NJ
Posted Date
Jul 20,2017
Info Source

PGIM Fixed Income is a top global fixed income asset manager with over $681 billion in assets under management......

 
Company
Bank of America
Location
Jersey City, NJ
Posted Date
Jul 26,2017
Info Source

This position will be part of GWIM’s Capital Markets Governance team which provides the oversight and supervision for all Markets lines of businesses including.....

 
Company
Bank of America
Location
Jersey City, NJ
Posted Date
Jul 26,2017
Info Source

This position will be part of GWIM’s Investment Solutions Group – Markets Group Governance team which provides the oversight and supervision for all Markets.....

 
Company
GalStan & Company
Location
New York, NY
Posted Date
Jul 20,2017
Info Source

Compile daily reports for Compliance. Rotating Position – This position includes assignments within the Cash, Collateral, Futures, Fixed Income, and.....

 
Company
Urban Justice Center - Community Development Project
Location
New York, NY
Posted Date
Jul 24,2017
Info Source

Represent community-based organizations in entity formation, governance, tax exemption applications and compliance matters;.....

 
Company
HSBC
Location
Jersey City, NJ
Posted Date
Jun 27,2017
Info Source

Must have strong overall knowledge of Domestic markets, with emphasis on Equity and Fixed Income products. Each employee must understand, follow and demonstrate.....

 
Company
Bank of America
Location
Jersey City, NJ
Posted Date
Jul 27,2017
Info Source

The candidate will work across all Markets lines of businesses including equities, fixed income, market-linked investments, derivatives, FX, unit investment.....

 
Company
Goldman Sachs
Location
New York, NY
Posted Date
Jun 27,2017
Info Source

GSAM is a global leader among Fixed Income managers. Previous experience of working within Asset Management is strongly preferred but alternatively, Operations.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Jun 08,2017
Info Source

AM offers global investment management in equities, fixed income, real estate, hedge funds, private equity and liquidity, including money market instruments and.....

 
Job title
GRANTED JOB
Company
BlackRock
Location
New York, NY
Posted Date
Jul 24,2017
Info Source

Candidate must possess a working knowledge of fixed income, equity and derivative instruments as well as specific knowledge of derivatives risk measures (delta.....

 
Company
Macquarie Group Limited
Location
New York, NY
Posted Date
Jul 28,2017
Info Source

Commodities and Global Markets provides clients with an integrated, end-to-end offering across global markets including equities, fixed income, foreign exchange.....

 
Job title
GRANTED JOB
Company
RBC
Location
New York, NY
Posted Date
Jul 26,2017
Info Source

Develop and maintain Futures Compliance Manual and related compliance bulletins.(10%). Minimum 10 years capital markets compliance experience......

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