Investment Banking Compliance Jobs in Diamond Bar, California | ComplianceCrossing.com
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Investment Banking Compliance Jobs in Diamond Bar

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Job title
Company
Location
Los Angeles, CA
Posted Date
Jun 10, 17
Info Source
Employer  - Full-Time   

Position Purpose: The Compliance Officer of Bank of Hope ... processes and have understanding of banking regulations, legal limitations placed on ... also serves to ensure that compliance risks are..

 
Location
Pasadena, CA
Posted Date
Jun 23, 17
Info Source
Employer  - Full-Time   

Bill Quality Compliance Auditor II','598929','Jun 22, 2017','!*!Accountable for conducting various revenue cycle audits including, but not limited to, professional bills, hospital or facility bills, automated charge trigger functions, manual charge capture ..

 
Job title
Company
Location
Irvine, CA
Posted Date
Aug 02, 17
Info Source
Employer  - Full-Time   

... Change Management frameworks for Consumer Banking Default Management. Candidates must have ... their assigned Line of Business, Risk/Compliance/Audit (RCA) Consultants, and other RCA ... projects and/or activities that ensure..

 
Location
Los Angeles, CA
Posted Date
Jul 25, 17
Info Source
Recruiter  - Full-Time   

Information Security Compliance Assessor We have an immediate ... immediate need for sharp Infosec Compliance Assessor. These are long-term opportunities ... when submitted. The Information Security Compliance Assessor will perform..

 
Company
Location
Los Angeles, CA
Posted Date
Jul 25, 17
Info Source
Recruiter  - Full-Time   

Information Security Compliance Assessor We have an immediate ... immediate need for sharp Infosec Compliance Assessor. These are long-term opportunities ... when submitted. The Information Security Compliance Assessor will perform..

 
Location
Los Angeles, CA
Posted Date
Aug 02, 17
Info Source
Employer  - Full-Time   

... join our Wholesale Credit Regulatory Compliance Quality Assurance Team! We are ... We are seeking a Regulatory Compliance Senior Officer. This position can ... Angeles or Hartford. The Regulatory..

 
Company
Location
Irvine, CA
Posted Date
Aug 05, 17
Info Source
Employer  - Full-Time   

SVP, Chief Compliance Officer / FINOP Opus Bank's ... success. We seek an experienced Compliance leader to oversee regulatory compliance and act as the FINOP ... dealer, Opus Financial Partners...

 
Location
Irvine, CA
Posted Date
Aug 17, 17
Info Source
Employer  - Full-Time   

... installment lending and account servicing compliance expertise and quality control or ... in maintaining our highly functioning compliance program. Essential Duties and Responsibilities ... time delivery of routine operational..

 
Location
Irvine, CA
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

nnnnnnOverviewnnnnnDesigns the audit programs to insure compliance with AmTrust Surety’s underwriting directives, risk appetite and policies.  nnnnnnnnnResponsibilitiesnnnnnnPrepares an annual audit program for branch, regional, and home underwriting officesnPerforms the actual audits ..

 
Company
Citizens Business Bank
Location
Rancho Cucamonga, CA
Posted Date
Jul 10,2017
Info Source

Review all prepared documents for compliance with credit approval. Federal and California state banking laws and regulations related to lending......

 
Company
Banc of California
Location
Santa Ana, CA
Posted Date
Aug 08,2017
Info Source

Knowledge of various non-retail banking products and services including; Assists with any ad-hoc projects that relate to BSA and AML compliance......

 
Company
MUFG
Location
Los Angeles, CA
Posted Date
Jul 23,2017
Info Source

Investment Banking Analyst- Leasing and Asset Finance. Complex financial modeling of financial solutions including structured debt, lease and equity investments.....

 
Job title
Company
Hanley Wood
Location
Irvine, CA
Posted Date
Aug 08,2017
Info Source

Metrostudy customers include homebuilders, building product manufacturers, land developers, appraisers, real estate investors, municipalities, financial.....

 
Company
D.A. Davidson & Co.
Location
Costa Mesa, CA
Posted Date
Aug 10,2017
Info Source

Provide administrative support for Costa Mesa Investment Banking to contribute to effective and efficient business operations......

 
Company
American Lending
Location
Costa Mesa, CA
Posted Date
Aug 12,2017
Info Source

Maintain compliance with the American Lending Code of Conduct. Origination experience in the mortgage or banking industry required - multiple mortgage licenses.....

 
Company
Western Digital
Location
Irvine, CA
Posted Date
Aug 17,2017
Info Source

Manager with the company’s investment strategies to meet entities’ operational planning needs and knowledgeable about investment policy and strategies,.....

 
Company
CHMB
Location
Irvine, CA
Posted Date
Jul 28,2017
Info Source

Cashier or banking experience is a plus. Achieve goals set forth by supervisor regarding error-free work, transactions, processes and compliance requirements......

 
Company
Banc of California
Location
Santa Ana, CA
Posted Date
Aug 08,2017
Info Source

Knowledge of various non-retail banking products and services including; Familiarity with banking and financial services industry systems and applications.....

 
Company
CalOptima
Location
Orange, CA
Posted Date
Jul 15,2017
Info Source

Develop traditional business banking functions and investment policies. Lead investment management activities......

 
Company
First Republic Bank
Location
Los Angeles, CA
Posted Date
Aug 15,2017
Info Source

The Alternative Investments Compliance Officer will also be responsible for the compliance monitoring for Volcker compliance......

 
Job title
GRANTED JOB
Company
DUFF AND PHELPS, LLC
Location
Los Angeles, CA
Posted Date
Aug 16,2017
Info Source

Analysts will act as banking generalists, working as a part of our global investment banking team on a variety of engagements......

 
Company
HSBC
Location
Diamond Bar, CA
Posted Date
Jun 12,2017
Info Source

Implement the Group compliance policy by containing compliance risk in liaison with Global ... liaison with Global Head of Compliance, Global Compliance Officer, Area Compliance.....

 
Job title
GRANTED JOB
Company
jobtracks.com
Location
Los Angeles, CA
Posted Date
Aug 04,2017
Info Source

Ability to interpret banking regulations and compliance standards. Open new accounts and refer certain loan types, investment and insurance products......

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