Investment Banking Compliance Jobs in Monterey Park, California | ComplianceCrossing.com
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Investment Banking Compliance Jobs in Monterey Park

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Job title
Company
Location
Los Angeles, CA
Posted Date
Jun 10, 17
Info Source
Employer  - Full-Time   

Position Purpose: The Compliance Officer of Bank of Hope ... processes and have understanding of banking regulations, legal limitations placed on ... also serves to ensure that compliance risks are..

 
Location
Los Angeles, CA
Posted Date
Jul 25, 17
Info Source
Recruiter  - Full-Time   

Information Security Compliance Assessor We have an immediate ... immediate need for sharp Infosec Compliance Assessor. These are long-term opportunities ... when submitted. The Information Security Compliance Assessor will perform..

 
Company
Location
Los Angeles, CA
Posted Date
Jul 25, 17
Info Source
Recruiter  - Full-Time   

Information Security Compliance Assessor We have an immediate ... immediate need for sharp Infosec Compliance Assessor. These are long-term opportunities ... when submitted. The Information Security Compliance Assessor will perform..

 
Location
Newport Beach, CA
Posted Date
Aug 01, 17
Info Source
Employer  - Full-Time   

Newport Beach Functional Area: Compliance Department: L&C-Compliance-Regulatory Position Type: Full Time Education ... Provided: Yes Position Description The Compliance Associate/Senior Associate will be a ... a member of the Regulatory..

 
Location
Los Angeles, CA
Posted Date
Aug 02, 17
Info Source
Employer  - Full-Time   

... join our Wholesale Credit Regulatory Compliance Quality Assurance Team! We are ... We are seeking a Regulatory Compliance Senior Officer. This position can ... Angeles or Hartford. The Regulatory..

 
Location
Beverly Hills, CA
Posted Date
Aug 03, 17
Info Source
Employer  - Full-Time   

Compliance Analyst Sr Volcker in Beverly ... to: the development of a compliance review program for monitoring CNB's ... monitoring CNB's activities to ensure compliance with the Volcker Rule. This..

 
Location
Newport Beach, CA
Posted Date
Aug 10, 17
Info Source
Employer  - Full-Time   

Newport Beach Functional Area: Compliance Department: L&C-Compliance-Regulatory Position Type: Full Time Education ... Position Description Position Description The Compliance Associate will be a member ... a member of the Regulatory..

 
Company
Location
Gardena, CA
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

... Information Job Title: Information Security Compliance Analyst II Department: Information Security ... up to date on emerging compliance issues and advises the Bank ... assurance operation of the IT..

 
Location
Los Angeles, CA
Posted Date
Aug 20, 17
Info Source
Employer  - Full-Time   

... us directlyOversee the company's Sarbanes-Oxley compliance efforts* Keep apprised of latest ... with the bank's Risk and Compliance department to develop SOX 404 ... model and implement training* Monitor..

 
Company
MUFG
Location
Los Angeles, CA
Posted Date
Jul 23,2017
Info Source

Investment Banking Analyst- Leasing and Asset Finance. Complex financial modeling of financial solutions including structured debt, lease and equity investments.....

 
Company
Citi
Location
Los Angeles, CA
Posted Date
Aug 18,2017
Info Source

Limited knowledge of more complex and specialized products such as global cash management, supply chain finance, derivatives, investment banking, etc......

 
Company
DUFF AND PHELPS, LLC
Location
Los Angeles, CA
Posted Date
Aug 16,2017
Info Source

Analysts will act as banking generalists, working as a part of our global investment banking team on a variety of engagements......

 
Job title
Company
Descanso Gardens Guild
Location
La Cañada Flintridge, CA
Posted Date
Aug 09,2017
Info Source

Perform monthly reconciliations of bank and investment statements, prepayment accruals and expenses, unearned revenue;.....

 
Company
First Republic Bank
Location
Los Angeles, CA
Posted Date
Aug 15,2017
Info Source

The Alternative Investments Compliance Officer will also be responsible for the compliance monitoring for Volcker compliance......

 
Company
City National Bank
Location
Los Angeles, CA
Posted Date
Jul 07,2017
Info Source

Strong technical knowledge of banking, brokerage and investment businesses. Minimum of 7 years banking and compliance experience at a financial institution......

 
Company
UBS
Location
Los Angeles, CA
Posted Date
Aug 08,2017
Info Source

Retail banking in Switzerland. Follow regulations and internal policies, including quality of execution, pricing, hedging, trading limits and compliance.....

 
Job title
Company
Alignment Healthcare
Location
Orange, CA
Posted Date
Jun 29,2017
Info Source

Oversight of investments and timely renewal for regulatory purposes. Monitoring of TNE and RBC for compliance with regulatory agencies......

 
Job title
Company
jobtracks.com
Location
Los Angeles, CA
Posted Date
Aug 04,2017
Info Source

Ability to interpret banking regulations and compliance standards. Open new accounts and refer certain loan types, investment and insurance products......

 
Company
Farmers and Merchants Bank
Location
Long Beach, CA
Posted Date
Jul 21,2017
Info Source

Banking Call Report:. Completes compliance and other technical training workshops as assigned. Complies with all State and Federal Banking regulatory.....

 
Job title
Company
Bank of Hope
Location
Los Angeles, CA
Posted Date
Aug 02,2017
Info Source

Supervise investment portfolio activities. Compliance documentation, and reporting requirements. Maintain full compliance with BSA, CRA, fair lending, and other.....

 
Job title
GRANTED JOB
Company
First Republic Bank
Location
Los Angeles, CA
Posted Date
Aug 01,2017
Info Source

Reviewing the covenant compliance log to ensure updated financial information and covenant compliance and communicating with clients to receive required.....

 
Job title
GRANTED JOB
Company
Citi
Location
Los Angeles, CA
Posted Date
Jun 11,2017
Info Source

Knowledge of investments, banking, and credit products preferred. Manage and execute client transactions with respect to business and individual banking, credit.....

 
Job title
GRANTED JOB
Company
FTI Consulting, Inc.
Location
Los Angeles, CA
Posted Date
Aug 17,2017
Info Source

Our professionals combine end-to-end capabilities with unmatched qualifications when clients face high stakes litigation, arbitration, compliance investigations.....

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