Investment Banking Compliance Jobs in Pittsburg, California | ComplianceCrossing.com
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23

Investment Banking Compliance Jobs in Pittsburg

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Company
Location
Mountain View, CA
Posted Date
Aug 23, 17
Info Source
Employer  - Full-Time   

... Laundering (AML) Operations Manager, Payments Compliance in Mountain View California The ... Mountain View California The Google Compliance team makes sure that our ... team balances Google's legal and..

 
Company
Location
Mountain View, CA
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   

Senior Compliance Program Manager in Mountain View ... we are looking for a Compliance Manager to support Testing and ... Testing and Monitoring within SBG Compliance. The ideal candidate has..

 
Job title
Company
Location
Mountain View, CA
Posted Date
Sep 11, 17
Info Source
Employer  - Full-Time   

... CEO of Abra, the Chief Compliance Officer will work closely with ... to scale the company’s existing compliance program by optimizing policies and ... and helping to scale Abra’s..

 
Company
Location
San Ramon, CA
Posted Date
Sep 15, 17
Info Source
Employer  - Full-Time   

United States-California-San Ramon Job function Compliance Reference 032417 Apply What sets ... a European leader in global banking and financial services and one ... diverse business lines – Consumer Banking,..

 
Location
San Ramon, CA
Posted Date
Sep 16, 17
Info Source
Employer  - Full-Time   

Senior Compliance Analyst - Reg W, Reg ... Sector: Asset Management Risk Type: Regulatory/Compliance What sets Bank of the ... a European leader in global banking and financial services and..

 
Company
Location
Mountain View, CA
Posted Date
Sep 18, 17
Info Source
Employer  - Full-Time   

... the General Counsel and Chief Compliance Officer will work closely with ... broad day-to-day legal advisory and compliance oversight to Abra. You will ... Abra’s General Counsel and Chief..

 
Location
San Ramon, CA
Posted Date
Sep 19, 17
Info Source
Employer  - Full-Time   

Sr Compliance Testing Officer in San Ramon ... in San Ramon California Sr Compliance Testing Officer Description What sets ... a European leader in global banking and financial services and..

 
Company
Location
Mountain View, CA
Posted Date
Sep 19, 17
Info Source
Employer  - Full-Time   

Global Operations Manager, Logistics Trade Compliance in Mountain View California Google's ... deadlines. Google's Global Logistics Trade Compliance group makes sure physical deliveries ... a global team of trade compliance..

 
Location
Hercules, CA
Posted Date
Sep 20, 17
Info Source
Employer  - Full-Time   

If you are an audit/finance/accounting professional who is solution driven and great with people, then we want to hear from you. We’re looking for a SOX (Sarbanes-Oxley) Compliance Manager to support ..

 
Company
UBS
Location
,
Posted Date
Sep 07,2017
Info Source

Retail banking in Switzerland. 3+ years' relevant experience in risk management, risk control, audit or compliance......

 
Company
UBS
Location
,
Posted Date
Aug 10,2017
Info Source

Retail banking in Switzerland. Act as a compliance and operational risk control subject-matter expert for UBS Asset Management Americas - Traditional Investment.....

 
Company
Michael Page US
Location
San Francisco, CA
Posted Date
Aug 01,2017
Info Source

Daily updating and review of the Watch List - Watch List additions, deletions and obtain updates from Investment Banking......

 
Company
BNP Paribas
Location
San Ramon, CA
Posted Date
Sep 15,2017
Info Source

Compliance Tester and/or Compliance Testing Manager guidance. Strong knowledge of general banking with an understanding of deposit, lending and investment.....

 
Company
Wells Fargo
Location
San Francisco, CA
Posted Date
Sep 02,2017
Info Source

The Wells Fargo Investment Portfolio is hiring two senior Compliance Consultants. One position is to fill the legacy Compliance coverage over Principal.....

 
Company
Bank of the West
Location
San Francisco, CA
Posted Date
Sep 15,2017
Info Source

Compliance Tester and/or Compliance Testing Manager guidance. Strong knowledge of general banking with an understanding of deposit, lending and investment.....

 
Company
AssetMark
Location
Concord, CA
Posted Date
Sep 18,2017
Info Source

Direct experience in product management and/or development of investment and/or banking products; Trusts and private banking products......

 
Company
Bank of America
Location
Walnut Creek, CA
Posted Date
Aug 26,2017
Info Source

Access to a full array of investment and banking solutions for your clients. Seeking the expertise of specialists, where appropriate, to identify, banking,.....

 
Company
OUTSOURCE Consulting Services, Inc.
Location
Oakland, CA
Posted Date
Sep 18,2017
Info Source

Ensures compliance with legal requirements related to the agency’s financial operations; Oversee all aspects of financial management including accounting.....

 
Company
U.S. Bank
Location
,
Posted Date
Sep 18,2017
Info Source

Compliance / Quality Control. 10 years or more years of credit, investment, and/or banking experience including credit analysis......

 
Company
West Coast University
Location
,
Posted Date
Aug 04,2017
Info Source

Knowledge of education/governmental compliance and. Degree in accounting, finance, banking or business. Internal accounting controls, taxation, investment, and.....

 
Job title
GRANTED JOB
Company
American Red Cross
Location
,
Posted Date
Aug 31,2017
Info Source

Ensure that the optimal governance structure and compliance activities (such as handling waivers) are associated with EA compliance......

 
Job title
GRANTED JOB
Company
Oracle
Location
,
Posted Date
Sep 05,2017
Info Source

A complete Universal Banking Product suite for retail, consumer, corporate, investment and internet banking, consumer lending, asset management and investor.....

 
Job title
GRANTED JOB
Company
Charles Schwab
Location
,
Posted Date
Sep 14,2017
Info Source

Comprehensive industry and investment knowledge. As the leader of a Charles Schwab Branch, you will inspire your team of Sales professionals and Client Service.....

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