Investment Banking Compliance Jobs in Placentia, California | ComplianceCrossing.com
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Investment Banking Compliance Jobs in Placentia

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Location
Newport Beach, CA
Posted Date
Aug 01, 17
Info Source
Employer  - Full-Time   

Newport Beach Functional Area: Compliance Department: L&C-Compliance-Regulatory Position Type: Full Time Education ... Provided: Yes Position Description The Compliance Associate/Senior Associate will be a ... a member of the Regulatory..

 
Location
Los Angeles, CA
Posted Date
Aug 02, 17
Info Source
Employer  - Full-Time   

... join our Wholesale Credit Regulatory Compliance Quality Assurance Team! We are ... We are seeking a Regulatory Compliance Senior Officer. This position can ... Angeles or Hartford. The Regulatory..

 
Company
Location
Irvine, CA
Posted Date
Aug 05, 17
Info Source
Employer  - Full-Time   

SVP, Chief Compliance Officer / FINOP Opus Bank's ... success. We seek an experienced Compliance leader to oversee regulatory compliance and act as the FINOP ... dealer, Opus Financial Partners...

 
Location
Los Angeles, CA
Posted Date
Aug 26, 17
Info Source
Employer  - Full-Time   

12,012 Deloitte Cyber Risk & Compliance Senior Manager in Los Angeles California..

 
Location
Los Angeles, CA
Posted Date
Aug 26, 17
Info Source
Employer  - Full-Time   

12,012 Deloitte Cyber Risk & Compliance Manager in Los Angeles California..

 
Company
Location
Pasadena, CA
Posted Date
Sep 19, 17
Info Source
Employer  - Full-Time   

Analyst - CRA Reporting & Analysis in Pasadena California Founded in 1908, CIT (NYSE: CIT) is a financial holding company with more than $65 billion in assets. Its principal bank subsidiary, ..

 
Job title
Company
Location
Los Angeles, CA
Posted Date
Sep 15, 17
Info Source
Employer  - Full-Time  90  

Position Purpose: The Compliance Officer of Bank of Hope ... processes and have understanding of banking regulations, legal limitations placed on ... also serves to ensure that compliance risks are..

 
Location
Pasadena, CA
Posted Date
Sep 16, 17
Info Source
Employer  - Full-Time   

Bill Quality Compliance Auditor I','632984','Sep 16, 2017','!*!Accountable for conducting various revenue cycle audits including, but not limited to: professional bills, hospital or facility bills, automated changes trigger functions, manual charge capture ..

 
Job title
Location
Irvine, CA
Posted Date
Sep 20, 17
Info Source
Employer  - Full-Time   

... installment lending and account servicing compliance expertise and quality control or ... in maintaining our highly functioning compliance program. Essential Duties and Responsibilities ... time delivery of routine operational..

 
Location
Rosemead, CA
Posted Date
Sep 21, 17
Info Source
Employer  - Full-Time   

Sr Mgr, Compliance, Audits & Investigati','71019457','Sep 20, 2017','Ongoing','US-CA-Rosemead','','!*!Are ... part of the Ethics and Compliance management team reporting to the ... to the Principal Manager of Compliance Assurance and oversees..

 
Company
UBS
Location
,
Posted Date
Sep 07,2017
Info Source

Retail banking in Switzerland. 3+ years' relevant experience in risk management, risk control, audit or compliance......

 
Company
UBS
Location
,
Posted Date
Aug 10,2017
Info Source

Retail banking in Switzerland. Act as a compliance and operational risk control subject-matter expert for UBS Asset Management Americas - Traditional Investment.....

 
Company
Kinecta Federal Credit Union
Location
Manhattan Beach, CA
Posted Date
Aug 19,2017
Info Source

As Vice-President/First Vice President of Enterprise Compliance, you will manage the credit unions overall compliance program and day-to day management of the.....

 
Company
Bank of America
Location
Brea, CA
Posted Date
Aug 29,2017
Info Source

Access to a full array of investment and banking solutions for your clients. Seeking the expertise of specialists, where appropriate, to identify, banking,.....

 
Company
Bank of America
Location
Brea, CA
Posted Date
Aug 29,2017
Info Source

Merrill Lynch’s financial advisors help clients pursue the life they envision through a one-on-one relationship with a financial advisor committed to their.....

 
Company
Bank of America
Location
Brea, CA
Posted Date
Aug 29,2017
Info Source

Merrill Lynch’s financial advisors help clients pursue the life they envision through a one-on-one relationship with a financial advisor committed to their.....

 
Company
Wells Fargo
Location
Anaheim, CA
Posted Date
Sep 21,2017
Info Source

Compliance with state law requirements is required. Services include comprehensive planning and advice, investment management, brokerage, private banking,.....

 
Company
Consulting Professional Resources
Location
,
Posted Date
Sep 22,2017
Info Source

Leads complex internal audits to assess the effectiveness of controls, accuracy of financial records, efficiency of operations, and compliance with governmental.....

 
Company
Citi
Location
,
Posted Date
Sep 22,2017
Info Source

Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit.....

 
Company
St. Jude Medical Center (SJH)
Location
Fullerton, CA
Posted Date
Sep 21,2017
Info Source

Oversee cash, investments and asset management area. Work with Human Resources to ensure appropriate legal compliance......

 
Job title
GRANTED JOB
Company
West Coast University
Location
,
Posted Date
Aug 04,2017
Info Source

Knowledge of education/governmental compliance and. Degree in accounting, finance, banking or business. Internal accounting controls, taxation, investment, and.....

 
Job title
GRANTED JOB
Company
Oracle
Location
,
Posted Date
Sep 05,2017
Info Source

A complete Universal Banking Product suite for retail, consumer, corporate, investment and internet banking, consumer lending, asset management and investor.....

 
Job title
GRANTED JOB
Company
U.S. Bank
Location
,
Posted Date
Sep 18,2017
Info Source

Compliance / Quality Control. 10 years or more years of credit, investment, and/or banking experience including credit analysis......

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