Investment Banking Compliance Officer Jobs in Atlanta, Georgia | ComplianceCrossing.com
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Investment Banking Compliance Officer Jobs in Atlanta

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Location
Atlanta, GA
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

CIB Compliance Officer - Equity Sales & Trading ... Business Coverage Specialist is a Compliance subject matter expert aligned with ... aligned with the Corporate and Investment Banking business. The..

 
Location
Atlanta, GA
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

Senior Compliance Officer-Security-Based Swap Dealer-W440817 DESCRIPTION Responsible for ... implementation and management of the compliance programs for swaps security-based swaps. ... a subject matter expert on compliance requirements of CFTC..

 
Location
Atlanta, GA
Posted Date
Aug 09, 17
Info Source
Employer  - Full-Time   

Compliance Officer - Risk Assessments and Testing ... Atlanta, GA in Atlanta Georgia Compliance Officer - Risk Assessments and Testing ... - Atlanta, GA-W442020 Description The Compliance Risk Assessments, Testing..

 
Company
Bank of America
Location
Atlanta, GA
Posted Date
Aug 14,2017
Info Source

Brokerage, Commercial Banking, Merchant Banking, Business Banking, Investment Banking, Research, Dodd-Frank (in particular, Title .....

 
Company
SunTrust
Location
Atlanta, GA
Posted Date
Aug 08,2017
Info Source

Compliance Officer - Monitoring & Surveillance - Atlanta, GA-W442016. Quality control monitoring across other Corporate & Investment Banking activities;.....

 
Company
UBS
Location
Atlanta, GA
Posted Date
Aug 04,2017
Info Source

Retail banking in Switzerland. Provide training on supervisory tools, new compliance bulletins and operational procedures......

 
Company
Key Bank
Location
Atlanta, GA
Posted Date
Jul 25,2017
Info Source

Key also provides a broad range of sophisticated corporate and investment banking products, such as merger and acquisition advice, public and private debt and.....

 
Company
Points of Light
Location
Atlanta, GA
Posted Date
Aug 02,2017
Info Source

Chief Financial Officer. Manage cash, investment, and asset management. Manage cash flow planning, investment and asset management......

 
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Company
BB&T
Location
Atlanta, GA
Posted Date
Jun 19,2017
Info Source

Actively monitor directly assigned investment accounts for adherence to investment and asset allocation objectives and policies......

 
Company
Jewish Family & Career Services Atlanta
Location
Atlanta, GA
Posted Date
Aug 02,2017
Info Source

Manage investment portfolio accounts. Ensure financial records are maintained in compliance with accepted policies and procedures......

 
Company
BDS Yarmouth & Choate, Inc.
Location
Atlanta, GA
Posted Date
Jul 07,2017
Info Source

Chief Financial Officer -. Traditional, non-mortgage, banking CFO:. Banking industry experience is MANDATORY. Oversee preparation of investment activity report.....

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