Investment Banking Compliance Officer Jobs in Mount Vernon, New York | ComplianceCrossing.com
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Investment Banking Compliance Officer Jobs in Mount Vernon

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Company
Location
Buffalo, NY
Posted Date
Aug 25, 17
Info Source
Employer  - Full-Time   

Sr Compliance Officer-Centralized Compliance','3DEHE','!*!Basic FunctionResponsible for assisting the Deputy ... FunctionResponsible for assisting the Deputy Compliance Officer and / or in the ... in the management of oversight compliance with..

 
Company
Location
Buffalo, NY
Posted Date
Sep 03, 17
Info Source
Employer  - Full-Time   

Sr. Risk & Control Officer, VP','17061912','!*!   Job Summary: Seeking ... Summary: Seeking a Senior Control officer position within the Chief Technology ... of business and regions, which include Compliance, Finance,..

 
Company
Location
Buffalo, NY
Posted Date
Sep 16, 17
Info Source
Employer  - Full-Time   

Assistant Vice President Regulatory Compliance Officer','00009SJP','!*!As Risk Stewards, Regulatory Compliance (RC) Advisors provide advice, guidance, ... Engagement, conflict management and general compliance issues. The remit may range ... appropriate, and..

 
Company
Location
Buffalo, NY
Posted Date
Sep 18, 17
Info Source
Employer  - Full-Time   

Senior Compliance Officer Regulatory Compliance','00009T6J','!*!Serves as a Local Compliance Officer (LCO) for an assigned business ... Technical Services (HTS), provides regulatory compliance expertise and guidance in an ... strategic initiatives..

 
Company
UBS
Location
,
Posted Date
Sep 07,2017
Info Source

Retail banking in Switzerland. 3+ years' relevant experience in risk management, risk control, audit or compliance......

 
Company
UBS
Location
,
Posted Date
Aug 10,2017
Info Source

Retail banking in Switzerland. Act as a compliance and operational risk control subject-matter expert for UBS Asset Management Americas - Traditional Investment.....

 
Company
Morgan Stanley
Location
New York, NY
Posted Date
Jul 05,2017
Info Source

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management.....

 
Company
Morgan Stanley
Location
New York, NY
Posted Date
Aug 30,2017
Info Source

Infrastructure Compliance (“IC”). The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that.....

 
Company
Morgan Stanley
Location
New York, NY
Posted Date
Aug 03,2017
Info Source

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management.....

 
Company
Morgan Stanley
Location
New York, NY
Posted Date
Sep 07,2017
Info Source

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management.....

 
Company
Morgan Stanley
Location
New York, NY
Posted Date
Sep 07,2017
Info Source

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management.....

 
Company
Morgan Stanley
Location
New York, NY
Posted Date
Sep 14,2017
Info Source

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management.....

 
Company
Morgan Stanley
Location
New York, NY
Posted Date
Sep 10,2017
Info Source

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 22,2017
Info Source

Compliance Officer of Asset Management. Fiduciary Compliance Group (FFCG), within the Compliance Department, is......

 
Company
The Compliance Search Group
Location
New York, NY
Posted Date
Sep 10,2017
Info Source

Anti-Money Laundering Compliance w. O 4 years of Financial Crime, Compliance and/or Regulatory experience......

 
Company
The Compliance Search Group
Location
New York, NY
Posted Date
Sep 03,2017
Info Source

Chief Compliance Officer, Counsel*. An international alternative investments ... investments division of a major banking institution seeks a Chief Compliance Officer......

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Jul 11,2017
Info Source

The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset.....

 
Company
The Compliance Search Group
Location
New York, NY
Posted Date
Aug 25,2017
Info Source

Rates/Swaps Compliance Officer VP*. Experience in an investment banking environment a plus. The person ... trading desk Line of Business Compliance.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Jul 21,2017
Info Source

The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 20,2017
Info Source

And Conflicts of Interest Compliance, and the Chief Compliance Officer. Experience and/ or knowledge of ... Experience and/ or knowledge of Compliance Risk Assessment, Compliance testing, and/or.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 04,2017
Info Source

Global Compliance Practices. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 07,2017
Info Source

The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 15,2017
Info Source

The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset.....

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