Investment Banking Compliance Officer Jobs in San Pablo, California | ComplianceCrossing.com
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Investment Banking Compliance Officer Jobs in San Pablo

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Job title
Company
Location
Mountain View, CA
Posted Date
Sep 11, 17
Info Source
Employer  - Full-Time   

... CEO of Abra, the Chief Compliance Officer will work closely with the ... to scale the company’s existing compliance program by optimizing policies and ... and helping to scale..

 
Company
Location
Mountain View, CA
Posted Date
Sep 18, 17
Info Source
Employer  - Full-Time   

... the General Counsel and Chief Compliance Officer will work closely with the ... broad day-to-day legal advisory and compliance oversight to Abra. You will ... Abra’s General Counsel and..

 
Location
San Ramon, CA
Posted Date
Sep 19, 17
Info Source
Employer  - Full-Time   

Sr Compliance Testing Officer in San Ramon California Sr ... in San Ramon California Sr Compliance Testing Officer Description What sets Bank of ... a European leader in global banking..

 
Company
West Coast University
Location
,
Posted Date
Aug 04,2017
Info Source

Knowledge of education/governmental compliance and. Degree in accounting, finance, banking or business. Internal accounting controls, taxation, investment, and.....

 
Company
UBS
Location
,
Posted Date
Sep 07,2017
Info Source

Retail banking in Switzerland. 3+ years' relevant experience in risk management, risk control, audit or compliance......

 
Company
UBS
Location
,
Posted Date
Aug 10,2017
Info Source

Retail banking in Switzerland. Act as a compliance and operational risk control subject-matter expert for UBS Asset Management Americas - Traditional Investment.....

 
Company
Michael Page US
Location
San Francisco, CA
Posted Date
Aug 01,2017
Info Source

Daily updating and review of the Watch List - Watch List additions, deletions and obtain updates from Investment Banking......

 
Company
Bank of the West
Location
San Francisco, CA
Posted Date
Sep 15,2017
Info Source

Compliance Tester and/or Compliance Testing Manager guidance. Strong knowledge of general banking with an understanding of deposit, lending and investment.....

 
Company
Union Bank
Location
San Francisco, CA
Posted Date
Aug 25,2017
Info Source

General banking services. Act as investment portfolio manager for accounts invested solely in Common Trust Funds and determine investment diversification based.....

 
Company
BNP Paribas
Location
San Ramon, CA
Posted Date
Sep 15,2017
Info Source

Compliance Tester and/or Compliance Testing Manager guidance. Strong knowledge of general banking with an understanding of deposit, lending and investment.....

 
Company
Horizons Foundation
Location
San Francisco, CA
Posted Date
Aug 30,2017
Info Source

Chief Financial Officer. Work with Investment Committee and fund manager in overseeing endowment and donor-advised fund investment accounts......

 
Job title
Company
Orange County
Location
, CA
Posted Date
Sep 01,2017
Info Source

RECRUITMENT/POSITION INFORMATIONThe Investment Officer works directly for OCERS and is not employed by the County of Orange......

 
Company
American Red Cross
Location
,
Posted Date
Aug 31,2017
Info Source

Ensure that the optimal governance structure and compliance activities (such as handling waivers) are associated with EA compliance......

 
Company
Robert Walters
Location
San Francisco, CA
Posted Date
Sep 19,2017
Info Source

Performs other related work as assigned by a Commercial Bank Compliance Officer or the Chief Compliance Officer......

 
Company
FHLBank San Francisco
Location
San Francisco, CA
Posted Date
Sep 14,2017
Info Source

Prior experience in a financial services (preferably banking) environment is required. Bachelor’s degree in Business Administration, Accounting, Finance,.....

 
Company
Bank of America
Location
San Francisco, CA
Posted Date
Sep 06,2017
Info Source

Leverage specialists, service officers and other expert resources to ensure the integrated delivery of investment, fiduciary, credit and banking solutions......

 
Company
Umpqua Bank
Location
Walnut Creek, CA
Posted Date
Jul 05,2017
Info Source

Partners effectively with credit officers. Responsible for credit and deposit needs for commercial banking and commercial real estate investment customers.....

 
Company
Wells Fargo
Location
San Francisco, CA
Posted Date
Sep 13,2017
Info Source

Founded in 1852, Wells Fargo provides banking, insurance, investments, mortgage, and consumer and commercial finance through more than 9,000 locations, more.....

 
Company
Wells Fargo
Location
San Francisco, CA
Posted Date
Sep 21,2017
Info Source

Founded in 1852 and headquartered in San Francisco, Wells Fargo provides banking, insurance, investments, mortgage, and consumer and commercial finance, and has.....

 
Company
Wells Fargo
Location
San Francisco, CA
Posted Date
Sep 21,2017
Info Source

Founded in 1852 and headquartered in San Francisco, Wells Fargo provides banking, insurance, investments, mortgage, and consumer and commercial finance, and has.....

 
Company
Wells Fargo
Location
San Francisco, CA
Posted Date
Sep 16,2017
Info Source

Founded in 1852 and headquartered in San Francisco, Wells Fargo provides banking, insurance, investments, mortgage, and consumer and commercial finance through.....

 
Company
Wells Fargo
Location
San Francisco, CA
Posted Date
Jul 08,2017
Info Source

Founded in 1852, Wells Fargo provides banking, insurance, investments, mortgage, and consumer and commercial finance through more than 9,000 locations, more.....

 
Company
Umpqua Bank
Location
Walnut Creek, CA
Posted Date
Aug 04,2017
Info Source

Partners effectively with credit officers. Responsible for credit and deposit needs for commercial banking and commercial real estate investment customers.....

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