Investment Compliance Director Jobs in Irvington, New Jersey | ComplianceCrossing.com
Your search results
31

Investment Compliance Director Jobs in Irvington

Related Job Title




Job info
 
Location
New York City, NY
Posted Date
Jun 28, 17
Info Source
Employer  - Full-Time   

Dir, Compliance Officer Broker Dealer Inspections','1708633','!*!COMPANY OVERVIEW: ... resulting from internal and/or external compliance examinations working effectively and professionally ... within TIAA Participant Services providing Compliance oversight in order to..

 
Location
New York City, NY
Posted Date
Jun 28, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Funds Compliance, Asset Management Compliance Director - Executive Director','170053479','!*!JP Morgan ChaseJPMorgan Chase & Co. ... firm is a leader in investment banking, financial services for consumers .....

 
Company
Location
New York City, NY
Posted Date
Jun 27, 17
Info Source
Employer  - Full-Time   

... US Head of Financial Crimes Compliance Trade Str Sector: Other Sub ... Entity The SVP, Financial Crime Compliance (FCC) Officer is responsible for ... and maintaining an effective FCC..

 
Location
New York City, NY
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - CIO, Treasury and Corporate ... - CIO, Treasury and Corporate Compliance Officer- Associate','170065177','!*!JP Morgan ChaseJPMorgan Chase ... firm is a leader in investment banking, financial services for..

 
Location
Newark, NJ
Posted Date
Jun 30, 17
Info Source
Employer  - Full-Time  

['Director, Compliance','CEN0004T','!*!Prudential’s Corporate Compliance organization is seeking an experienced ... leader to serve as the Compliance Officer supporting Cross Business Compliance. Supporting the CCO, this individual ... for developing and..

 
Location
New York City, NY
Posted Date
Jul 09, 17
Info Source
Employer  - Full-Time   

... a transatlantic consumer, corporate and investment bank offering products and services ... services across personal, corporate and investment banking, credit cards and wealth ... more information. About Financial Crime..

 
Location
New York City, NY
Posted Date
Jul 11, 17
Info Source
Employer  - Full-Time   

Assistant Director, Financial Compliance and Data Audits Sector: Consulting ... Under the supervision of the Director of Clinical Revenue Cycle Management ... and Data Integrity, the Assistant Director, Financial Compliance..

 
Company
Location
New York City, NY
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time   

Vice President Regulatory Compliance Global Manager - Global Banking ... - Global Banking and Markets','00008X4B','!*!VP Director Regulatory Compliance Officers are aligned by regulation(s), ... and/or a particular set of compliance..

 
Company
Location
New York City, NY
Posted Date
Jul 13, 17
Info Source
Employer  - Full-Time   

Financial Crimes Compliance Audit, Director Sector: Asset Management Sub Sector: ... a Senior Audit Manager / Director with banking/financial services experience to ... custody, broker dealer and registered investment advisor...

 
Company
Location
New York City, NY
Posted Date
Jul 13, 17
Info Source
Employer  - Full-Time   

Asia Corporate Banking Compliance Director Sector: Consulting Sub Sector: Generalist ... This position serves as the Compliance Manager and Business Line Compliance Officer (BLCO) for the Asian ... to ensure..

 
Location
New Brunswick, NJ
Posted Date
Jul 14, 17
Info Source
Employer  - Full-Time   

... Enterprise Risk Management, Ethics, and Compliance Officer in New Brunswick New ... Office of University Ethics and Compliance is the first of its ... interlace of ERM, ethics, and..

 
Location
New York City, NY
Posted Date
Jul 14, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Investor Services Compliance Director','170066032','!*!JP Morgan Chase JPMorgan Chase & ... firm is a leader in investment banking, financial services for consumers ... is available at http://www.jpmorganchase.com/. Our..

 
Company
Location
New York City, NY
Posted Date
Jul 14, 17
Info Source
Employer  - Full-Time   

Vice President Senior Manager Regulatory Compliance - Governance','00009I9Z','!*! VP Senior Manager ... Governance','00009I9Z','!*! VP Senior Manager Regulatory Compliance Officers serve as a key ... assigned regulations, regulatory requirements, and/or compliance..

 
Company
Location
New York City, NY
Posted Date
Jul 17, 17
Info Source
Employer  - Full-Time   

... / Tax and Client Reporting Director, Wealth Management Sector: Other Sub ... providing a wide range of investment banking, securities, investment management and wealth management services. ... Wealth Management..

 
Company
Location
New York City, NY
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

PwC is a network of firms committed to delivering quality in assurance, tax and advisory services. We help resolve complex issues for our clients and identify opportunities. Learn more about us ..

 
Company
Location
New York City, NY
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

AVP Senior Regulatory Compliance Officer – Trade Surveillance (Commodities) ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Senior Regulatory Compliance Officer - Trade Surveillance (Commodities) ... assigned regulation(s),..

 
Company
Location
New York City, NY
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

... President Senior Manager Financial Crime Compliance - Private Bank','00009HPM','!*!Role Purpose Manages ... Bank','00009HPM','!*!Role Purpose Manages assigned specialized compliance functions and/or operations for financial ... the Business Manage assigned specialized..

 
Company
Location
New York City, NY
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

VP Compliance Risk Strategy Sector: Software Analytics ... and implementation of the Bank's Compliance Risk Strategy Framework and execution ... of defense. Partners with Local Compliance Officers (LCOs) to assess..

 
Location
New York City, NY
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

... banking? We?re looking for a compliance Associate/Vice President with prior banking, ... to broaden our consumer lending/deposits compliance team. You would work closely ... OUR IMPACT Our consumer lending/deposits..

 
Company
Location
New York City, NY
Posted Date
Jul 20, 17
Info Source
Employer  - Full-Time   

... President Americas Head of Regulatory Compliance HSS','00008RW3','!*!Ensures compliance of the HSS (HSBC Security ... and industry regulations by providing compliance support, advice, and guidance to ... guidance to the..

 
Company
Location
New York City, NY
Posted Date
Jul 21, 17
Info Source
Employer  - Full-Time   

AVP Senior Regulatory Compliance Officer – Trade/E-Comms Surveillance (RBWM/PB) ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Manager Regulatory Compliance Officers are aligned by regulation(s), ... and/or a..

 
Company
Location
New York City, NY
Posted Date
Jul 21, 17
Info Source
Employer  - Full-Time   

... US Head of Financial Crimes Compliance - Global Markets','00009HQ4','!*!The role of ... integrating, and maintaining effective day-to-day compliance with HNAH’s BSA/AML Compliance Program for Global Banking & ... as..

 
Company
Location
New York City, NY
Posted Date
Jul 21, 17
Info Source
Employer  - Full-Time   

... President Senior Manager Financial Crime Compliance - Private Ban Sector: Other ... Purpose * Manages assigned specialized compliance functions and/or operations for financial ... Business * Manage assigned specialized..

Related Job Title
Narrow Your Search Results — Try Advanced Search

Search All Irvington Investment Compliance Director Jobs