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77

Investment Compliance Director Jobs

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Company
Location
Tampa, FL
Posted Date
Oct 21, 2021
Info Source
Employer  - Full-Time  90  

Job Information Humana Associate Director, Compliance Operations - LTC in Tampa ... Tampa Florida Description The Associate Director, Compliance ensures compliance with governmental requirements. The Associate ... with governmental requirements...

 
Company
**********
Location
Chicago, IL
Posted Date
Dec 02, 2021
Info Source
Employer  - Full-Time  90  

Aon is looking for an Investment Compliance Manager As part of an ... and effective solutions supporting our investment team. Your impact as an ... team. Your impact as an..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Feb 09, 2022
Info Source
Employer  - Full-Time  90 

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
**********
Location
Jackson, MO
Posted Date
May 28, 2023
Info Source
Recruiter  - Full-Time  90  

... seeking to fill a Bank Compliance Manager role in the Jackson, ... not a remote position). Bank Compliance Manager responsibilities include: Providing day-to-day ... Business Units on emerging BSA..

 
Company
Location
Chicago, IL
Posted Date
Mar 16, 2022
Info Source
Employer  - Full-Time  90  

Aon is looking for a Compliance Analyst, Aon Investments USA The ... Analyst, Aon Investments USA The Compliance Analyst’s primary role is to ... role is to assist the Compliance..

 
Company
**********
Location
San Francisco, CA
Posted Date
Nov 12, 2022
Info Source
Employer  - Full-Time  90  

... to join Splunku2019su00A0 Ethics and Compliance Program within Splunku2019s growing Compliance, Employment & Risk team. You ... will help lead ouru00A0 export compliance program,u00A0 working closely with our .....

 
Company
**********
Location
New York City, NY
Posted Date
May 28, 2023
Info Source
Employer  - Full-Time  90  

... while growing our strong, diversified investment bank.u003cbru003eu003cbru003eWe are growth-oriented, people-focused, and ... TD has enhanced its Regulatory Compliance Management Framework (RCM) and is ... comprehensive approach to managing regulatory..

 
Company
**********
Location
Louisville, KY
Posted Date
Apr 14, 2023
Info Source
Employer  - Full-Time  90  

Job Information Humana Associate Director of Compliance - Agent Investigation Unit in ... Louisville Kentucky Description The Associate Director, Compliance ensures compliance with governmental requirements. The Associate ... with governmental..

 
Location
Fort Worth, TX
Posted Date
May 01, 2023
Info Source
Employer  - Full-Time  90 

... Conducts complex assurance/effectiveness reviews evaluating compliance in accordance with appropriate regulatory ... appropriate regulatory standards, metrics, established compliance plan(s) and prescribed departmental / ... program policies. Evaluates effectiveness of..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Feb 16, 2023
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Location
Cincinnati, OH
Posted Date
Mar 05, 2022
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
Location
Chicago, IL
Posted Date
Mar 19, 2023
Info Source
Employer  - Full-Time  90  

Aon is looking for a Compliance Analyst, Aon Investments USA. This ... innovative and effective solutions supporting investment consulting. Aon Investments USA Inc. ... Inc. (“AIUSA”) is a registered investment..

 
Company
**********
Location
Chicago, IL
Posted Date
Jan 07, 2023
Info Source
Employer  - Full-Time  90  

Financial Controls and SOX Manager Aon Global SOX team has an exciting career opportunity for a highly motivated SOX Manager! This hybrid role with the flexibility to work both virtually or ..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
**********
Location
Nashville, TN
Posted Date
Mar 03, 2022
Info Source
Recruiter  - Full-Time  90  

Senior Investment Risk and Compliance Analyst The Tennessee Department of ... in assets through its various investment programs. We administer and invest ... more. Job Overview: The Senior Investment Risk..

 
Location
Cincinnati, OH
Posted Date
Nov 27, 2022
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
**********
Location
Chicago, IL
Posted Date
Jun 25, 2022
Info Source
Employer  - Full-Time  90  

... to hire a Trade Surveillance Compliance Manager at its Chicago Office. ... motivated and exceptional performers. The Compliance Manager will report to the ... will report to the Deputy..

 
Company
**********
Location
Herndon, VA
Posted Date
Feb 25, 2022
Info Source
Employer  - Full-Time  90 

... facing our customers. The Proposal Compliance Director is a key leadership position ... and instrumental in establishing a Compliance First culture in Peraton. The ... First culture in Peraton...

 
Company
**********
Location
Richmond, VA
Posted Date
May 30, 2023
Info Source
Employer  - Full-Time  90  

As a Director of Compliance and Risk Management , you ... will architect and manage Paymerangs compliance programs including but not limited ... the Executive Team to bring compliance and..

 
Company
**********
Location
Winona, MN
Posted Date
May 28, 2023
Info Source
Employer  - Full-Time  90  

Description Proactively leads the Bank’s Compliance and Bank Secrecy Act/Anti-Money Laundering ... and state regulations. Essential Functions: Compliance 60% Oversees the development, implementation, ... implementation, and ongoing review of Compliance..

 
Location
Cincinnati, OH
Posted Date
Jun 28, 2022
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Job title
GRANTED JOB
Company
**********
Location
Cincinnati, OH
Posted Date
May 19, 2022
Info Source
Employer  - Full-Time  90  

... District, a $100 million JobsOhio investment, worldwide leadership in cooperative education, ... Roll. Under the leadership of Director of Athletics John Cunningham, and ... Athletics seeks applications for a..

 
Company
**********
Location
Herndon, VA
Posted Date
Feb 21, 2022
Info Source
Employer  - Full-Time  90 

... is seeking a Senior Proposal Compliance Analyst to ensure compliance with customer requirements documents (RFPs, ... support document reviews that include Compliance Matrices, and Contracts, Small Business, ... Evaluation..

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