Investment Compliance Director Jobs in North Laurel, Maryland | ComplianceCrossing.com
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Investment Compliance Director Jobs in North Laurel

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Company
Location
Washington, DC
Posted Date
Jul 11, 17
Info Source
Employer  - Full-Time   

Compliance Director - Head of OFAC Regulatory ... - Head of OFAC Regulatory Compliance','17049535','!*!About CitiCiti, the leading global bank, ... banking and credit, corporate and investment banking, securities brokerage, transaction..

 
Company
Location
McLean, VA
Posted Date
Aug 28, 17
Info Source
Employer  - Full-Time   

Senior Director, Compliance Program Management Sector: Asset Management ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Position OverviewThe Senior Director for Compliance Program Management (Director) is a member of..

 
Location
McLean, VA
Posted Date
Sep 02, 17
Info Source
Employer  - Full-Time   

Compliance Director – Third Party Management in ... to change banking for good. Compliance Director – Third Party Management Summary: ... Third Party Management Summary: Corporate Compliance is seeking a..

 
Location
McLean, VA
Posted Date
Sep 14, 17
Info Source
Employer  - Full-Time   

Sr. Director, Compliance Risk Assessment, Analysis, and Reportin ... change banking for good. Sr. Director, Compliance Risk Assessment, Analysis, and Reportin ... and commercial clients. The Senior Director, Compliance GOV..

 
Company
Location
McLean, VA
Posted Date
Sep 19, 17
Info Source
Employer  - Full-Time   

Fair Lending Compliance Director Sector: Asset Management Risk Type: ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Position OverviewThe Fair Lending Compliance Director (“Director”) is a member of the..

 
Company
Planning Solutions Group
Location
Fulton, MD
Posted Date
Sep 15,2017
Info Source

Work with Director of Investments to ensure Firm’s securities orders and transaction review processes are properly documented......

 
Company
GroupM
Location
,
Posted Date
Aug 18,2017
Info Source

The IT Compliance Director also delivers value-added IT risk and compliance guidance across Groupm businesses and in support of key projects......

 
Company
Morgan Stanley
Location
Baltimore, MD
Posted Date
Aug 25,2017
Info Source

The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend business lines, legal entities.....

 
Company
Stifel Nicolaus
Location
Baltimore, MD
Posted Date
Jul 15,2017
Info Source

Options, Alternative Investments, Fixed Income, Insurance, etc.). Performs other duties as assigned by Manager or Director......

 
Company
Citi
Location
Washington, DC
Posted Date
Jul 12,2017
Info Source

Compliance and Control. Work closely with Regional Sanctions Compliance Teams, AML Compliance Risk Management, and Sanctions Legal to evaluate sanctions risks.....

 
Company
Centra Technology
Location
Washington, DC
Posted Date
Aug 11,2017
Info Source

Has an immediate opening for a DHS PLCY Foreign Investment Compliance Analyst. Auditing/corporate compliance, including private sector or government compliance.....

 
Company
FTI Consulting, Inc.
Location
Washington, DC
Posted Date
Jun 14,2017
Info Source

FTI Technology boasts an award winning Information Governance & Compliance Services ("IG&CS") practice designed to help organizations better manage their.....

 
Company
T. Rowe Price
Location
Owings Mills, MD
Posted Date
Sep 14,2017
Info Source

This position requires incumbents to follow existing procedures in a compliance environment to accomplish the objectives set by the Director of Compliance and.....

 
Company
National Rural Electric Cooperative Association (NRECA)
Location
Arlington, VA
Posted Date
Jun 06,2017
Info Source

Five to seven years of experience with mutual funds and/or investment advisers and applying the Investment Company Act of 1940, the Investment Advisers Act of.....

 
Company
Wells Fargo
Location
Columbia, MD
Posted Date
Sep 20,2017
Info Source

Analyze, understand and help confirm compliance with all International and U.S. Demonstrates knowledge of technical tax onboarding, withholding, reporting and.....

 
Company
Berkeley Research Group, LLC
Location
,
Posted Date
Jul 24,2017
Info Source

The Director role is a senior-level consulting position. In addition, the firm assists clients in major industry sectors with compliance, business process.....

 
Company
Tapestry Solutions
Location
,
Posted Date
Jul 06,2017
Info Source

Recommends alternative means of compliance to customer requests. Product and internal investment analysis – Build business case and financial models to assess.....

 
Company
Para Los Ninos
Location
,
Posted Date
Aug 02,2017
Info Source

Assist the Program Director as needed. Supports program Director with grants proposals and reports. Compile performance data to verify compliance and.....

 
Company
Tompkins Financial Advisors
Location
,
Posted Date
Jul 20,2017
Info Source

Maintains an active awareness of legal and legislative changes to insure compliance. These services include the areas of investment management, trust and estate.....

 
Job title
Company
Millicom
Location
,
Posted Date
Jun 16,2017
Info Source

Director of CSR. Manages budget for Millicom’s CR and Social Investments. Driving positive collaboration and relationships internally to ensure implementation.....

 
Job title
GRANTED JOB
Company
American Red Cross
Location
,
Posted Date
Aug 31,2017
Info Source

Ensure that the optimal governance structure and compliance activities (such as handling waivers) are associated with EA compliance......

 
Company
Southern Graphic Systems, LLC
Location
,
Posted Date
Sep 11,2017
Info Source

Physical security, business continuity planning, crisis management, privacy, and compliance. We have an excellent opportunity for an experienced Director of.....

 
Job title
GRANTED JOB
Company
Loomis, Sayles & Company, L.P.
Location
,
Posted Date
Sep 11,2017
Info Source

Enable portfolio managers to primarily focus on investment decisions. Develop a deep knowledge of the team’s investment strategies, including investment.....

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