Investment Compliance Jobs in Arcadia, California | ComplianceCrossing.com
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Investment Compliance Jobs in Arcadia






Job info
 
Job title
Company
Location
Los Angeles, CA
Posted Date
Jun 10, 17
Info Source
Employer  - Full-Time   

Position Purpose: The Compliance Officer of Bank of Hope ... also serves to ensure that compliance risks are appropriately identified, monitored, ... • Partner with Director of Compliance in administering..

 
Location
Pasadena, CA
Posted Date
Jun 23, 17
Info Source
Employer  - Full-Time   

Bill Quality Compliance Auditor II','598929','Jun 22, 2017','!*!Accountable for conducting various revenue cycle audits including, but not limited to, professional bills, hospital or facility bills, automated charge trigger functions, manual charge capture ..

 
Location
Los Angeles, CA
Posted Date
Jul 25, 17
Info Source
Recruiter  - Full-Time   

Information Security Compliance Assessor We have an immediate ... immediate need for sharp Infosec Compliance Assessor. These are long-term opportunities ... when submitted. The Information Security Compliance Assessor will perform..

 
Company
Location
Los Angeles, CA
Posted Date
Jul 25, 17
Info Source
Recruiter  - Full-Time   

Information Security Compliance Assessor We have an immediate ... immediate need for sharp Infosec Compliance Assessor. These are long-term opportunities ... when submitted. The Information Security Compliance Assessor will perform..

 
Location
Los Angeles, CA
Posted Date
Aug 02, 17
Info Source
Employer  - Full-Time   

Great opportunity to join our Wholesale Credit Regulatory Compliance Quality Assurance Team! We are seeking a Regulatory Compliance Senior Officer. This position can be based in Atlanta, Boston, Charlotte, Jacksonville, Dallas, ..

 
Location
Beverly Hills, CA
Posted Date
Aug 03, 17
Info Source
Employer  - Full-Time   

Compliance Analyst Sr Volcker in Beverly ... to: the development of a compliance review program for monitoring CNB's ... monitoring CNB's activities to ensure compliance with the Volcker Rule. This..

 
Company
Location
Gardena, CA
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

... Information Job Title: Information Security Compliance Analyst II Department: Information Security ... up to date on emerging compliance issues and advises the Bank ... assurance operation of the IT..

 
Location
Los Angeles, CA
Posted Date
Aug 20, 17
Info Source
Employer  - Full-Time   

... us directlyOversee the company's Sarbanes-Oxley compliance efforts* Keep apprised of latest ... with the bank's Risk and Compliance department to develop SOX 404 ... model and implement training* Monitor..

 
Job title
Company
G4S (Technology)
Location
Rosemead, CA
Posted Date
Aug 18,2017
Info Source

A trusted partner to customers and suppliers around the world, G4S Secure Integration takes great pride in delivering outstanding technology, superior customer.....

 
Company
City Of Hope
Location
Duarte, CA
Posted Date
Jul 12,2017
Info Source

Adheres to the workplace Code of Conduct and compliance policies. Able to navigate and easily understand global initiatives and implementation through capital.....

 
Job title
Company
Descanso Gardens Guild
Location
La Cañada Flintridge, CA
Posted Date
Aug 09,2017
Info Source

Perform monthly reconciliations of bank and investment statements, prepayment accruals and expenses, unearned revenue; Finance and Administration......

 
Company
First Republic Bank
Location
Los Angeles, CA
Posted Date
Aug 15,2017
Info Source

The Alternative Investments Compliance Officer will also be responsible for the compliance monitoring for Volcker compliance......

 
Company
Glendale Community College
Location
Glendale, CA
Posted Date
Jul 27,2017
Info Source

Develop and administer budgets in compliance with funding requirements. Manages the tracking and reporting of assessments and student education plans for.....

 
Company
Courtney Raymond Consultants
Location
Pasadena, CA
Posted Date
Aug 17,2017
Info Source

Lending, planning and investment solutions for a client. Balancing investment management, sales activities, customer service, new client development,.....

 
Company
Public Storage
Location
Glendale, CA
Posted Date
Aug 17,2017
Info Source

Weve experienced unprecedented growth over the past four decades, and its in no small part due to the dedicated team that has helped us become an S&P 500.....

 
Company
Comprehensive Community Health Centers
Location
Glendale, CA
Posted Date
Aug 10,2017
Info Source

Stays in compliance with all HIPAA regulations. Demonstrated resourcefulness in setting priorities and guiding investment in people and systems......

 
Company
SEIU United Health Care Workers
Location
Los Angeles, CA
Posted Date
Aug 12,2017
Info Source

Drive smarter technology investments in the organization. SEIU United Healthcare Workers-West (SEIU-UHW), a progressive and growing union, has 90,000 members in.....

 
Company
Courtney Raymond Consultants
Location
San Marino, CA
Posted Date
Aug 07,2017
Info Source

Lending, planning and investment solutions for a client. Balancing investment management, sales activities, customer service, new client development,.....

 
Job title
Company
Oaktree Capital Management, L.P.
Location
Los Angeles, CA
Posted Date
Jun 30,2017
Info Source

Based in downtown Los Angeles, the Compliance Analyst will assist in the monitoring of compliance with a number of Oaktree internal policies and regulatory.....

 
Company
Los Angeles Capital Management and Equity Research, Inc.
Location
Los Angeles, CA
Posted Date
Aug 18,2017
Info Source

Review and prepare payroll tax and compliance filings as needed; For the third year in a row, voted Best Places to Work in Money Management by Pensions &.....

 
Job title
GRANTED JOB
Company
First Quadrant
Location
Pasadena, CA
Posted Date
Aug 07,2017
Info Source

We are seeking a talented Senior Software Developer to join our Investment Technology Team to work on a diverse set of products ranging from trade staging to.....

 
Company
MUFG
Location
Los Angeles, CA
Posted Date
Jul 23,2017
Info Source

Investment Banking Analyst- Leasing and Asset Finance. Complex financial modeling of financial solutions including structured debt, lease and equity investments.....

 
Job title
GRANTED JOB
Company
Capital Group
Location
Los Angeles, CA
Posted Date
Aug 19,2017
Info Source

You will be responsible for prospectus production, regulatory filings compilation, review and submission, and various compliance related projects......

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