Investment Compliance Jobs in Atlanta, Georgia | ComplianceCrossing.com
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Investment Compliance Jobs in Atlanta






Job info
 
Company
Location
Norcross, GA
Posted Date
Jan 14, 17
Info Source
Employer  - Full-Time  90  

REQUISITION # 20630 SELECT LOCATION Norcross,GA FUNCTIONAL AREA Intern LINE OF BUSINESS Construction Industrial WC JOB TYPE Intern MINIMUM TRAVEL PERCENTAGE None RELOCATION PROVIDED No COMPANY OVERVIEW HD Supply (www.hdsupply.com) is ..

 
Company
Location
Atlanta, GA
Posted Date
Jan 14, 17
Info Source
Employer  - Full-Time  90  

REQUISITION # 20647 SELECT LOCATION Atlanta,GA FUNCTIONAL AREA Intern LINE OF BUSINESS Corporate GSC JOB TYPE Intern MINIMUM TRAVEL PERCENTAGE None RELOCATION PROVIDED No COMPANY OVERVIEW HD Supply (www.hdsupply.com) is one ..

 
Location
Atlanta, GA
Posted Date
Mar 31, 17
Info Source
Employer  - Full-Time   

Swap Dealer Compliance Manager - Atlanta, GA-W431673 DESCRIPTION ... design, implement and manage the compliance programs for swaps and security-based ... a subject matter expert on compliance requirements of CFTC..

 
Company
Location
Atlanta, GA
Posted Date
May 03, 17
Info Source
Employer  - Full-Time   

... put your financial services legal/regulatory compliance background and writing expertise to ... and editing skills, solid legal/regulatory compliance knowledge and experience, and strong ... related to legal or regulatory..

 
Location
Atlanta, GA
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

CIB/CRE Compliance Manager - Atlanta, GA-W437650 DESCRIPTION ... DESCRIPTION The Line of Business Compliance Manager is responsible for the ... and implementation of an effective compliance program for the line(s)..

 
Location
Atlanta, GA
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

CIB Compliance Officer - Equity Sales & ... Business Coverage Specialist is a Compliance subject matter expert aligned with ... aligned with the Corporate and Investment Banking business. The specialist..

 
Location
Atlanta, GA
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

BIO Data Governance Manager- Atlanta, GA-W438406 DESCRIPTION Manage the Data Governance team to provide Data Quality related services to the Private Wealth Management LOB core focus on: • Meta Data/Data Standards ..

 
Location
Atlanta, GA
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

Wholesale Compliance Consultant - Atlanta, GA-W437695 DESCRIPTION ... consistent execution of the Wholesale Compliance Program, under the direction of ... the direction of the Wholesale Compliance Program Manager. The Senior..

 
Location
Atlanta, GA
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

Compliance Control Group Manager-W436506 DESCRIPTION The ... Control Group Manager-W436506 DESCRIPTION The Compliance Control Group Manager is a ... expert within the Corporate and Investment Banking compliance group and is..

 
Location
Atlanta, GA
Posted Date
May 25, 17
Info Source
Employer  - Full-Time   

7,909 Deloitte R&D Tax Manager, federal tax, compliance, accounting, federal credits, incentives, 199 in Atlanta Georgia Deloitte is one of the leading professional services organizations in the United States, specializing in ..

 
Location
Atlanta, GA
Posted Date
Jun 01, 17
Info Source
Employer  - Part-Time     

Merrill Edge Investment Manager-Compliance-REQUIRED Series 7, 66, 9&10 - ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Sales/Marketing Job Description: Responsibilities/Position ... will serve to ensure regulatory compliance and corporate..

 
Location
Atlanta, GA
Posted Date
Jun 12, 17
Info Source
Employer  - Full-Time   

Summary: To develop, execute and maintain distribution of Information Security policy and supporting Standards documentation that is used to inform the business of the minimum acceptable standards of security as prescribed ..

 
Location
Atlanta, GA
Posted Date
Jun 14, 17
Info Source
Employer  - Full-Time   

... progressively more responsible experience in Compliance and/or the business unit or ... the specific company (i.e., Broker-Dealer, Investment Advisory, Trust, etc.). - Strong ... of data validation controls. Address..

 
Location
Atlanta, GA
Posted Date
Jun 15, 17
Info Source
Employer  - Full-Time   

Data Management Manager - Consumer Lending-W439577 DESCRIPTION Responsible for managing the Data Management Team to provide execution and support services to the designated LOB/Function(s) within the assigned BIO, with the core ..

 
Location
Atlanta, GA
Posted Date
Jun 23, 17
Info Source
Employer  - Part-Time     

Testing Specialist (Compliance Test Development) in Atlanta Georgia ... and Test Development Manager, ensuring compliance with enterprise testing standards and ... support of needs identified by Compliance and Operational Risk..

 
Location
Atlanta, GA
Posted Date
Jun 24, 17
Info Source
Employer  - Full-Time   

... areas of risk management and compliance to region and corporate staff ... other finance functions to facilitate compliance with certain laws and regulations. ... certain laws and regulations. •..

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