Investment Compliance Jobs in Atwater, California | ComplianceCrossing.com
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Investment Compliance Jobs in Atwater






Job info
 
Company
Location
Northridge, CA
Posted Date
Apr 20, 17
Info Source
Employer  - Full-Time   

... strategic, and innovative Manager, Financial Compliance & Audit . This key ... of the company's ongoing J-SOX compliance program Plans and prepares for ... of internal controls for J-SOX..

 
Company
Location
Los Angeles, CA
Posted Date
Jun 01, 17
Info Source
Employer  - Full-Time   

... fair lending laws and UDAAP compliance. This position is a senior ... and a member of the Compliance Management. Fair & Responsible Banking ... helps developing and implementing respective..

 
Location
Los Angeles, CA
Posted Date
Jun 06, 17
Info Source
Employer  - Full-Time   

Los Angeles, CA Description: Position: Brokerage Specialist Location: LA Office Reports to: Operations Manager Status: Exempt Description: The Brokerage Specialist will provide leading and managed support for day to day processes ..

 
Company
Location
City Of Industry, CA
Posted Date
Jun 09, 17
Info Source
Employer  - Full-Time   

... management and employees are in compliance with the rules and regulations ... the general operation of the Compliance Program and its related activities ... to ensure the company maintains..

 
Job title
Company
Location
Santa Maria, CA
Posted Date
Jun 09, 17
Info Source
Employer  - Full-Time   

... an exciting opportunity for a Compliance Manager located at our Santa ... Santa Maria Operations Center! The Compliance Manager is responsible for the ... oversight and implementation of RNA’s..

 
Job title
Company
Location
Los Angeles, CA
Posted Date
Jun 10, 17
Info Source
Employer  - Full-Time   

Position Purpose: The Compliance Officer of Bank of Hope ... also serves to ensure that compliance risks are appropriately identified, monitored, ... • Partner with Director of Compliance in administering..

 
Company
Location
Los Angeles, CA
Posted Date
Jun 10, 17
Info Source
Employer  - Full-Time   

Position Purpose: The Compliance Specialist responsibility is to provide ... is to provide work with Compliance Officers with compliance related activities and projects to ... that the bank is in..

 
Location
Los Angeles, CA
Posted Date
Jun 15, 17
Info Source
Employer  - Full-Time   

... applicable audit methods to ensure compliance with company policies, and evaluation ... key member of the Westlake Compliance team, and will be an ... Providing feedback to the Chief..

 
Job title
Company
Location
El Monte, CA
Posted Date
Jun 16, 17
Info Source
Employer  - Full-Time   

... We are currently seeking a Compliance Analyst. The Loan Operations Compliance & Technical Writer is responsible ... with Credit Supervision, Legal Team, Compliance Team and Loan Operations Management .....

 
Location
Los Angeles, CA
Posted Date
Jun 18, 17
Info Source
Employer  - Full-Time   

Compliance Director-Finance Industry Sector: Other Sub ... RESPONSIBLITIES • Responsible for the compliance oversight of KAR's institutional business; ... accounts, including the review of investment policy states, new account paperwork,..

 
Location
Los Angeles, CA
Posted Date
Jun 22, 17
Info Source
Employer  - Part-Time     

... Officer Risk Type: Credit Expertise: Regulatory/Compliance Job Description: Great opportunity to ... join our Wholesale Credit Regulatory Compliance Quality Assurance Team! We are ... We are seeking a Regulatory..

 
Location
Culver City, CA
Posted Date
Jun 22, 17
Info Source
Recruiter  - Full-Time   

... CA Description: Technical Accounting & Compliance ManagerinCulver CityCalifornia90231Technical Accounting & Compliance ManagerThe Technical Accounting & Compliance Department sits within the Sony ... result, the Technical Accounting & Compliance Manager..

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