Investment Compliance Jobs in Diamond Bar, California | ComplianceCrossing.com
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Investment Compliance Jobs in Diamond Bar






Job info
 
Location
Ontario, CA
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

... the Bank’s BSA, Operations and Compliance Programs to identify, measure, control ... identify, measure, control and monitor compliance risk. ESSENTIAL DUTIES AND RESPONSIBILITIES: ... Bank’s BSA, Deposit/Operations, and Trust..

 
Location
Irvine, CA
Posted Date
May 25, 17
Info Source
Employer  - Full-Time   

Loss Mitigation Supervisor in Irvine California The Loss Mitigation Supervisor will be responsible, directly or through staff, for protecting the assets of the company in bankruptcies, repossessions and other legal proceedings. ..

 
Company
Location
Los Angeles, CA
Posted Date
Jun 01, 17
Info Source
Employer  - Full-Time   

... fair lending laws and UDAAP compliance. This position is a senior ... and a member of the Compliance Management. Fair & Responsible Banking ... helps developing and implementing respective..

 
Location
Los Angeles, CA
Posted Date
Jun 06, 17
Info Source
Employer  - Full-Time   

Los Angeles, CA Description: Position: Brokerage Specialist Location: LA Office Reports to: Operations Manager Status: Exempt Description: The Brokerage Specialist will provide leading and managed support for day to day processes ..

 
Location
Rancho Cucamonga, CA
Posted Date
Jun 02, 17
Info Source
Employer  - Full-Time   

... provide support to the Operations Compliance Officer and BSA Compliance Officer and report directly to ... and report directly to Operations Compliance Officer. BSA Compliance Duties & Responsibilities include..

 
Job title
Company
Location
Santa Ana, CA
Posted Date
Jun 03, 17
Info Source
Recruiter  - Full-Time   

... a talented Vice President of Compliance.  The VP will provide clear ... clear guidance to staff on compliance matters and manage the compliance management system, including the review .....

 
Job title
Company
Location
Los Angeles, CA
Posted Date
Jun 10, 17
Info Source
Employer  - Full-Time   

Position Purpose: The Compliance Officer of Bank of Hope ... also serves to ensure that compliance risks are appropriately identified, monitored, ... • Partner with Director of Compliance in administering..

 
Company
Location
Los Angeles, CA
Posted Date
Jun 10, 17
Info Source
Employer  - Full-Time   

Position Purpose: The Compliance Specialist responsibility is to provide ... is to provide work with Compliance Officers with compliance related activities and projects to ... that the bank is in..

 
Location
Los Angeles, CA
Posted Date
Jun 15, 17
Info Source
Employer  - Full-Time   

... applicable audit methods to ensure compliance with company policies, and evaluation ... key member of the Westlake Compliance team, and will be an ... Providing feedback to the Chief..

 
Job title
Company
Location
El Monte, CA
Posted Date
Jun 16, 17
Info Source
Employer  - Full-Time   

... We are currently seeking a Compliance Analyst. The Loan Operations Compliance & Technical Writer is responsible ... with Credit Supervision, Legal Team, Compliance Team and Loan Operations Management .....

 
Location
La Jolla, CA
Posted Date
Jun 17, 17
Info Source
Employer  - Full-Time   

Compliance Administrator with insurance and investment firm Sector: Other Sub Sector: ... and 66 licenses The Opportunity: Compliance Administrator with insurance and investment firm Excellent career growth path ... growing..

 
Location
Los Angeles, CA
Posted Date
Jun 18, 17
Info Source
Employer  - Full-Time   

Compliance Director-Finance Industry Sector: Other Sub ... RESPONSIBLITIES • Responsible for the compliance oversight of KAR's institutional business; ... accounts, including the review of investment policy states, new account paperwork,..

 
Location
Irvine, CA
Posted Date
Jun 18, 17
Info Source
Employer  - Full-Time   

Overview Designs the audit programs to insure compliance with AmTrust Surety’s underwriting directives, risk appetite and policies.  Responsibilities Prepares an annual audit program for branch, regional, and home underwriting offices Performs ..

 
Location
Los Angeles, CA
Posted Date
Jun 22, 17
Info Source
Employer  - Part-Time     

... Officer Risk Type: Credit Expertise: Regulatory/Compliance Job Description: Great opportunity to ... join our Wholesale Credit Regulatory Compliance Quality Assurance Team! We are ... We are seeking a Regulatory..

 
Location
Pasadena, CA
Posted Date
Jun 23, 17
Info Source
Employer  - Full-Time   

Bill Quality Compliance Auditor II','598929','Jun 22, 2017','!*!Accountable for conducting various revenue cycle audits including, but not limited to, professional bills, hospital or facility bills, automated charge trigger functions, manual charge capture ..

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