Investment Compliance Jobs in Dix Hills, New York | ComplianceCrossing.com
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Investment Compliance Jobs in Dix Hills






Job info
 
Company
Location
Lake Success, NY
Posted Date
Jul 14, 17
Info Source
Recruiter  - Full-Time  

... NY seeks an experienced Mortgage Compliance Officer. The Compliance Officer will ensure the organization ... the organization is in full compliance with all State and Federal ... to the..

 
Location
Stamford, CT
Posted Date
Jul 23, 17
Info Source
Employer  - Full-Time   

8,349 Deloitte Ethics & Compliance – Associate Compliance Analyst - Stamford, CT in ... will be heard. Ethics & Compliance Associate Compliance Analyst - Stamford, CT Are ... Are you..

 
Company
Lee, Nolan & Koroghlian, LLC
Location
Garden City, NY
Posted Date
Aug 01,2017
Info Source

INVESTMENT & ANNUITY MANAGEMENT SPECIALIST*. Knowledge of FINRA compliance and regulation. Oversee all aspects of agency investment and annuity business......

 
Company
Altice USA
Location
Bethpage, NY
Posted Date
Jul 25,2017
Info Source

Additional responsibilities include facilitate administration of the Investment Committee, communicate company-wide policy / procedure changes participate and.....

 
Company
HSBC
Location
Rockville Centre, NY
Posted Date
Aug 16,2017
Info Source

Implement the Group compliance policy by containing compliance risk in liaison with Global ... liaison with Global Head of Compliance, Global Compliance Officer, Area Compliance.....

 
Company
NATIONAL GRID CO USA (NE POWER)
Location
Garden City, NY
Posted Date
Aug 11,2017
Info Source

Investment Planning Primary Location :. Ability to understand, breakdown and clearly communicate financial and regulatory policy and compliance requirements to.....

 
Company
Allied Wealth Partners
Location
Uniondale, NY
Posted Date
Aug 08,2017
Info Source

Access to an investment resource group, dedicated operational transition support and advisor focused compliance support......

 
Company
New York Community Bank
Location
Westbury, NY
Posted Date
Aug 02,2017
Info Source

Compliance & Risk Management. Reports include information on changes, trends, and key characteristics that influence the risk of the loans and investments.....

 
Company
Sunrun
Location
Hauppauge, NY
Posted Date
Jul 07,2017
Info Source

Field Sales Specialists are required to run the Sunrun sales process consistently and in compliance with Sunrun’s policies and procedures......

 
Company
US Nonwovens Corp
Location
Brentwood, NY
Posted Date
Aug 02,2017
Info Source

Identify, communicate and drive implementation of capital investments and improvement projects. Ensure compliance with Company standards for cost control, waste.....

 
Company
Registered Investment Advisor
Location
Lake Success, NY
Posted Date
Jul 28,2017
Info Source

Work experience in a financial or investment related company a plus. Post compliance updates, internally and externally generated articles and weekly.....

 
Company
Kliger-Weiss Infosystems
Location
Greenvale, NY
Posted Date
Aug 14,2017
Info Source

Actively follow and confirm all PCI compliance guidelines are met to ensure client/Company security. Through investment in superior employees, exceptional.....

 
Job title
Company
D's Naturals
Location
Huntington, NY
Posted Date
Jul 26,2017
Info Source

Ensure customer billbacks are operating in compliance with all sales agreements. The Company is poised to further accelerate growth based on a substantial.....

 
Job title
Company
Head Hunter
Location
Lake Success, NY
Posted Date
Jul 26,2017
Info Source

Review and reconcile investments, equity interests, and intercompany transactions on a monthly/quarterly basis......

 
Company
Henry Schein
Location
Melville, NY
Posted Date
Jul 15,2017
Info Source

1-3 years of investment banking or corporate M&A experience. Prepare materials for review by the investment committee and other senior management......

 
Company
Sunrise Medical Laboratories
Location
Hicksville, NY
Posted Date
Aug 09,2017
Info Source

Compliance Coordinate the provision of information to external auditors for the annual audit Comply with local, state, and federal government reporting.....

 
Job title
Company
Arbor Realty Trust, Inc.
Location
Uniondale, NY
Posted Date
Jul 27,2017
Info Source

Review and interpret legal documents, such as loan agreements, guarantees, and promissory notes, and coordinate with borrower and respective staff to ensure the.....

 
Company
NFP
Location
Plainview, NY
Posted Date
Apr 20,2017
Info Source

Research compliance issues and questions. Special projects including coordination of 5500 filings and wrap documents and assistance with client compliance.....

 
Job title
Company
Chernoff Diamond & Co., LLC
Location
Uniondale, NY
Posted Date
May 15,2017
Info Source

Checking retirement plan transactions for correctness and compliance. Assisting clients and their employees with selection of investments......

 
Job title
Company
Supreme Lending
Location
Freeport, NY
Posted Date
May 26,2017
Info Source

Completes thorough analyses of loan files to determine compliance with company, investor and. Evaluates credit package and collateral for residential mortgage.....

 
Job title
GRANTED JOB
Company
Highgate Hotels
Location
Long Beach, NY
Posted Date
Jul 12,2017
Info Source

Highgate is a premier real estate investment and hospitality management company widely recognized as an innovator in the industry......

 
Job title
GRANTED JOB
Company
TriNet
Location
Melville, NY
Posted Date
Jul 20,2017
Info Source

Consulting, employment law compliance and employee benefits, including health. This position effectively establishes, maintains, builds and manages client.....

 
Job title
GRANTED JOB
Company
New York Community Bank
Location
Woodbury, NY
Posted Date
Aug 02,2017
Info Source

Researches investment options and identifies investment strategies and potential investments to solve customers' investment needs......

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