Investment Compliance Jobs in Everett, Massachusetts | ComplianceCrossing.com
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Investment Compliance Jobs in Everett





Job info
 
Location
Boston, MA
Posted Date
Jun 20, 17
Info Source
Employer  - Full-Time   

Global Markets Compliance Manager - Securities Finance, VP ... Global Markets (SSGM) is the Investment Research and Trading arm of ... and Transition Management. The SSGM Compliance Manager - Securities..

 
Location
Boston, MA
Posted Date
Jun 20, 17
Info Source
Employer  - Full-Time   

Functional Compliance Consultant, Assistant Vice President Sector: ... Description In Boston, the Finance Compliance team with global responsibility executes ... global responsibility executes the Finance Compliance Oversight Programs (including Monitoring..

 
Location
Boston, MA
Posted Date
Jun 20, 17
Info Source
Recruiter  - Contract     

Investment Compliance Analyst (Contract) - Boston Job ... hour Location: Boston Reference: HA-32532523 Compliance Analyst - Boston, MA Job ... Job Description: A globally renowned investment management firm located in..

 
Location
Boston, MA
Posted Date
Jun 20, 17
Info Source
Employer  - Full-Time   

Risk & Compliance Analyst, Officer Sector: Software Analytics ... programs * Self-identify risk and compliance issues, analyze their root causes, ... report to the Risk and Compliance Director and will..

 
Location
Boston, MA
Posted Date
Jun 20, 17
Info Source
Employer  - Full-Time   

IT Risk & Compliance Director, Vice President Sector: Consulting ... Description SSGA IT Risk & Compliance Team leads SSGA's global Information ... harmoniously with State Street Risk, Compliance and Audit..

 
Location
Quincy, MA
Posted Date
Jun 20, 17
Info Source
Employer  - Full-Time   

IT Risk & Compliance Consultant, Vice President Sector: Consulting Sub Sector: Generalist Consulting Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive ..

 
Location
Boston, MA
Posted Date
Jun 20, 17
Info Source
Employer  - Full-Time   

Risk and Compliance Consultant, Vice President Sector: Consulting ... programs * Self-identify risk and compliance issues, analyze root causes, implement ... report to the Risk and Compliance Director and will..

 
Location
Boston, MA
Posted Date
Jun 21, 17
Info Source
Employer  - Full-Time   

Risk & Compliance Manager, Vice President Sector: Software ... - VP Jersey City Corporate Compliance - AML Trade Surveillance - ... AML Trade Surveillance - Senior Compliance Officer, Associate New..

 
Location
Quincy, MA
Posted Date
Jun 21, 17
Info Source
Employer  - Full-Time   

IT Risk & Compliance Director,Vice President Sector: Consulting Sub ... As an IT Risk & Compliance Director, VP will Serve as ... VP will Serve as the Compliance Officer for..

 
Company
Location
Boston, MA
Posted Date
Jun 22, 17
Info Source
Employer  - Full-Time  

Lead Systems Analyst, Regulatory and Legal/Compliance Sector: Asset Management Risk Type: ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance WELLINGTON MANAGEMENT Wellington Management offers ... MANAGEMENT Wellington Management offers..

 
Location
North Andover, MA
Posted Date
Jun 27, 17
Info Source
Recruiter  - Contract    

Our client in North Andover, MA is seeking an Entry Level Tax Compliance Representative to join their team. This contract-to-hire role is an excellent opportunity for candidates who are interested in ..

 
Location
Boston, MA
Posted Date
Jun 27, 17
Info Source
Employer  - Full-Time   

Compliance & Operational Risk Analyst Sector: ... policies and procedures to ensure compliance with regulations, advisory bulletins, and ... Review End-user Developed Applications for compliance to Bank policy. Coordinate meetings..

 
Company
Location
Needham Heights, MA
Posted Date
Jun 30, 17
Info Source
Employer  - Full-Time   

Assistant Vice President - Insurance Compliance Sector: Other Sub Sector: Government Sponsored Entity Essential Duties and Responsibilities: Oversee the prefunding insurance review process Manage a team of insurance professionals, performing mid-year ..

 
Location
Needham, MA
Posted Date
Jul 01, 17
Info Source
Employer  - Full-Time   

SVP, Finance, Reporting & Regulatory Compliance Sector: Other Sub Sector: Government ... COO with Responsibilities to EVP, Compliance & Regulatory Status: Exempt Grade: ... maintaining, and monitoring the company's compliance..

 
Location
Boston, MA
Posted Date
Jul 07, 17
Info Source
Employer  - Full-Time   

Compliance & Operational Risk Analyst (3 ... policies and procedures to ensure compliance with regulations, advisory bulletins, and ... Review End-user Developed Applications for compliance to Bank policy. Coordinate meetings..

 
Location
Boston, MA
Posted Date
Jul 07, 17
Info Source
Employer  - Full-Time   

The primary function of this position is to accurately record all the residential mortgage loan HMDA data. Due to the highly regulated nature of the mortgage business, this individual is responsible ..

 
Location
Boston, MA
Posted Date
Jul 09, 17
Info Source
Employer  - Full-Time   

Audit Manager- Compliance Risk Sector: Other Sub Sector: ... Government Sponsored Entity Audit Manager- Compliance Risk- Description The audit group ... and Accounting Risk, Operational Risk, Compliance Risk, Credit Risk..

 
Location
Quincy, MA
Posted Date
Jul 11, 17
Info Source
Employer  - Part-Time     

IT Project Analyst, Officer in Quincy Massachusetts Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our ..

 
Location
Quincy, MA
Posted Date
Jul 16, 17
Info Source
Employer  - Full-Time   

Risk & Compliance Analyst, Officer Sector: Software Analytics ... is the industry leader in investment management, research & trading and ... of Information Technology risk and compliance initiatives. The candidate..

 
Location
Quincy, MA
Posted Date
Jul 17, 17
Info Source
Employer  - Full-Time   

IT Risk & Compliance Senior Consultant,Vice President Sector: Consulting ... IT risk management, audit and/or compliance with significant experience in information ... der Abteilung Risikomanagement, Informationssicherheit und Compliance (m/w) Financial..

 
Location
Quincy, MA
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

Compliance Controls & Testing Consultant, Officer ... world-wide. The Controls & Testing Compliance Consultant, Officer is a highly ... Manager, business process owners, business-aligned Compliance teams and Corporate Compliance areas...

 
Job title
GRANTED JOB
Location
Boston, MA
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

Senior Compliance Manager/Officer Expertise: Sales/Marketing This position ... support the day to day compliance needs for the Institutional and ... a subject matter expert on Investment Advisor and Broker-Dealer rules..

 
Job title
GRANTED JOB
Location
Boston, MA
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time  

Compliance Analyst Sector: Asset Management Sub ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance WELLINGTON MANAGEMENT Wellington Management offers ... MANAGEMENT Wellington Management offers comprehensive investment management capabilities that..

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