Investment Compliance Jobs in Glen Cove, New York | ComplianceCrossing.com
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Investment Compliance Jobs in Glen Cove





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Location
New York City, NY
Posted Date
Aug 16, 17
Info Source
Employer  - Full-Time   

Director, Cobrand Compliance Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance This position is part of ... of the US Consumer Products Compliance organization. The position will lead ... will lead a team..

 
Location
New York City, NY
Posted Date
Aug 12, 17
Info Source
Employer  - Full-Time   

Consumer and Community Banking Technology Compliance Manager - VP','170081092','!*!Global Compliance plays a critical role in ... of the firm's mission. The Compliance function supports the development and ... maintenance of..

 
Location
New York City, NY
Posted Date
Aug 13, 17
Info Source
Employer  - Full-Time   

... Sector: Non-Financial Corporate Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance NYC 299 Park Avenue (22957), ... Audit and regulatory exams and compliance assessments and is the point ... Banking, risk management,..

 
Location
New York City, NY
Posted Date
Aug 13, 17
Info Source
Employer  - Full-Time   

... of the trading activity of investment fundscontaining proprietary seed capital to ... Company and Volcker requirements. Provide Compliance oversight of the desk that ... funds make. Also, provide day-to-day..

 
Location
New York City, NY
Posted Date
Aug 15, 17
Info Source
Employer  - Full-Time   

Compliance Officer, Manager Broker Dealer Inspection','1709897','!*!COMPANY ... resulting from internal and/or external compliance examinations working effectively and professionally ... within TIAA Participant Services providing Compliance oversight in order to ensure..

 
Location
New York City, NY
Posted Date
Aug 16, 17
Info Source
Employer  - Full-Time   

The Compliance Manager is responsible for engaging ... to contribute to the independent compliance oversight of Front Line Unit ... relationships in alignment with the Compliance Risk Management (CRM) Program..

 
Location
New York City, NY
Posted Date
Aug 17, 17
Info Source
Employer  - Full-Time   

2018 Compliance Summer Analyst Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Environment Department Mission Responsibilities Profile ... Partner - Technology Risk Senior Compliance Specialist - Fair Lending Mount ... Jobs Resumes by..

 
Location
New York City, NY
Posted Date
Aug 17, 17
Info Source
Employer  - Full-Time   

Analyst - Compliance Risk Management Program Sector: Asset ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance The American Express mission is ... most respected service brand. Global Compliance and..

 
Location
Brooklyn, NY
Posted Date
Aug 17, 17
Info Source
Employer  - Full-Time   

Compliance Operations-Negative Media, Client List Screening ... firm is a leader in investment banking, financial services for consumers ... at www.jpmorganchase.com . The Global Compliance Operations (GCO) organization provides management..

 
Company
Location
New York City, NY
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

... Coordination of Wholesale wide tax compliance efforts WGRO has an exciting ... information tax withholding, reporting, and compliance controls including: * Ensuring adequate ... 10+ years of experience in..

 
Company
Location
New York City, NY
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

... Banking Technology* or *Wealth and Investment Management Technology* divisions as *First ... value * Execute the related compliance process (e.g. Audits, CICATs, SOX) ... 10+ years of experience in..

 
Location
New York City, NY
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

... Wealth Management – Alternative Investments Compliance Manager – Vice President','170083424','!*!JP Morgan ... firm is a leader in investment banking, financial services for consumers ... available at http://www.jpmorganchase.com/.   Our..

 
Company
Location
New York City, NY
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

* It starts with you.* Our goal is to attract, develop, retain and motivate the most talented people - those who care and who work together as partners across business units ..

 
Location
New York City, NY
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

Corporate & Investment Bank - Compliance - Audit Manager - Vice ... firm is a leader in investment banking, financial services for consumers ... an experienced auditor within the Compliance..

 
Company
Location
New York City, NY
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

... the Tax Program’s state of compliance * Implement, monitor, and analyze ... of Business, U.S. and Regional compliance and risk teams, Corporate Tax ... 10+ years of experience in..

 
Company
Location
New York City, NY
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

... initiatives in support Equity trading compliance and/or systems application(s) within the ... a liaison between the business, compliance and technology teams to interpret ... and develop requirements for Equity..

 
Company
Location
New York City, NY
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

... Manager 5 - EIT Regulatory Compliance Management* will have accountability for ... will have accountability for regulatory compliance management and oversight within the ... risk appetite. The EIT Regulatory..

 
Company
Location
New York City, NY
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

* WELLS FARGO ENTERPRISE INFORMATION TECHNOLOGY* Technology at Wells Fargo is at the heart of what enables us to satisfy our customers’ financial needs and help them succeed financially. The Enterprise ..

 
Company
Location
New York City, NY
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

It starts with you. Our goal is to attract, develop, retain and motivate the most talented people - those who care and who work together as partners across business units and ..

 
Location
New York City, NY
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Regulatory Compliance Manager - Vice President - ... firm is a leader in investment banking, financial services for consumers ... available at http://www.jpmorganchase.com/.   Our Compliance Function..

 
Location
New York City, NY
Posted Date
Aug 19, 17
Info Source
Recruiter  - Full-Time   

nOur client, a small international bank in downtown Manhattan, is looking for Chief Compliance Officer to join their team on a long term consulting assignment.Primary Functions: Ensure implementation/compliance to various regulations and guidelines ..

 
Location
New York City, NY
Posted Date
Aug 19, 17
Info Source
Recruiter  - Full-Time   

Qualifications 2 years of compliance, risk management, or auditing experience FINRA Series 7/63 and 24 and required Knowledge in internal control and risk management Asset management industry experience, including mutual fund ..

 
Location
New York City, NY
Posted Date
Aug 19, 17
Info Source
Employer  - Full-Time   

... financial and operational condition, and compliance with securities rules and regulations ... and FINRA’s RSA Client organizations to ensure compliance with the Securities and Exchange ... risk management, operations, trading and..

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