Investment Compliance Jobs in Monterey Park, California | ComplianceCrossing.com
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Investment Compliance Jobs in Monterey Park






Job info
 
Job title
Company
Location
Los Angeles, CA
Posted Date
Jun 10, 17
Info Source
Employer  - Full-Time   

Position Purpose: The Compliance Officer of Bank of Hope ... also serves to ensure that compliance risks are appropriately identified, monitored, ... • Partner with Director of Compliance in administering..

 
Location
Los Angeles, CA
Posted Date
Jul 25, 17
Info Source
Recruiter  - Full-Time   

Information Security Compliance Assessor We have an immediate ... immediate need for sharp Infosec Compliance Assessor. These are long-term opportunities ... when submitted. The Information Security Compliance Assessor will perform..

 
Company
Location
Los Angeles, CA
Posted Date
Jul 25, 17
Info Source
Recruiter  - Full-Time   

Information Security Compliance Assessor We have an immediate ... immediate need for sharp Infosec Compliance Assessor. These are long-term opportunities ... when submitted. The Information Security Compliance Assessor will perform..

 
Location
Newport Beach, CA
Posted Date
Aug 01, 17
Info Source
Employer  - Full-Time   

Newport Beach Functional Area: Compliance Department: L&C-Compliance-Regulatory Position Type: Full Time Education ... Provided: Yes Position Description The Compliance Associate/Senior Associate will be a ... a member of the Regulatory..

 
Location
Los Angeles, CA
Posted Date
Aug 02, 17
Info Source
Employer  - Full-Time   

Great opportunity to join our Wholesale Credit Regulatory Compliance Quality Assurance Team! We are seeking a Regulatory Compliance Senior Officer. This position can be based in Atlanta, Boston, Charlotte, Jacksonville, Dallas, ..

 
Location
Beverly Hills, CA
Posted Date
Aug 03, 17
Info Source
Employer  - Full-Time   

Compliance Analyst Sr Volcker in Beverly ... to: the development of a compliance review program for monitoring CNB's ... monitoring CNB's activities to ensure compliance with the Volcker Rule. This..

 
Location
Newport Beach, CA
Posted Date
Aug 10, 17
Info Source
Employer  - Full-Time   

Newport Beach Functional Area: Compliance Department: L&C-Compliance-Regulatory Position Type: Full Time Education ... Position Description Position Description The Compliance Associate will be a member ... a member of the Regulatory..

 
Company
Location
Gardena, CA
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

... Information Job Title: Information Security Compliance Analyst II Department: Information Security ... up to date on emerging compliance issues and advises the Bank ... assurance operation of the IT..

 
Company
Western Asset Management
Location
Pasadena, CA
Posted Date
Jul 18,2017
Info Source

Coordinate across departments (investment management, investment support, compliance, finance) to address client inquiries......

 
Company
MUFG
Location
Los Angeles, CA
Posted Date
Jul 23,2017
Info Source

Investment Banking Analyst- Leasing and Asset Finance. Complex financial modeling of financial solutions including structured debt, lease and equity investments.....

 
Job title
Company
G4S (Technology)
Location
Rosemead, CA
Posted Date
Aug 18,2017
Info Source

A trusted partner to customers and suppliers around the world, G4S Secure Integration takes great pride in delivering outstanding technology, superior customer.....

 
Company
City Of Hope
Location
Duarte, CA
Posted Date
Jul 12,2017
Info Source

Adheres to the workplace Code of Conduct and compliance policies. Able to navigate and easily understand global initiatives and implementation through capital.....

 
Job title
Company
First Quadrant
Location
Pasadena, CA
Posted Date
Aug 07,2017
Info Source

We are seeking a talented Senior Software Developer to join our Investment Technology Team to work on a diverse set of products ranging from trade staging to.....

 
Job title
Company
Oaktree Capital Management, L.P.
Location
Los Angeles, CA
Posted Date
Jun 30,2017
Info Source

Based in downtown Los Angeles, the Compliance Analyst will assist in the monitoring of compliance with a number of Oaktree internal policies and regulatory.....

 
Company
Miniso
Location
Bell, CA
Posted Date
Aug 16,2017
Info Source

Serving as a business advisor on guest service execution, sales, profit growth, cost management, and business investment......

 
Company
Courtney Raymond Consultants
Location
Pasadena, CA
Posted Date
Aug 17,2017
Info Source

Lending, planning and investment solutions for a client. Balancing investment management, sales activities, customer service, new client development,.....

 
Job title
Company
Descanso Gardens Guild
Location
La Cañada Flintridge, CA
Posted Date
Aug 09,2017
Info Source

Perform monthly reconciliations of bank and investment statements, prepayment accruals and expenses, unearned revenue; Finance and Administration......

 
Job title
Company
Studio Movie Grill
Location
Los Angeles, CA
Posted Date
Jun 14,2017
Info Source

Compliance Champion – demonstrated expertise leading locations based in city/ states with strict labor/ wage/ hour laws and certification requirements......

 
Company
Courtney Raymond Consultants
Location
San Marino, CA
Posted Date
Aug 07,2017
Info Source

Lending, planning and investment solutions for a client. Balancing investment management, sales activities, customer service, new client development,.....

 
Company
Cedars-Sinai
Location
Los Angeles, CA
Posted Date
Aug 15,2017
Info Source

Manages internal processes and monitors investment portfolio. Serves as the liaison between Licensees to ensure compliance with payment and reporting.....

 
Company
U.S. Federal Government
Location
Los Angeles, CA
Posted Date
Aug 16,2017
Info Source

Division of Investment Management. Office of Compliance Inspections & Examinations. Our regional offices are comprised of mainly Division of Enforcement and.....

 
Company
First Republic Bank
Location
Los Angeles, CA
Posted Date
Aug 15,2017
Info Source

The Alternative Investments Compliance Officer will also be responsible for the compliance monitoring for Volcker compliance......

 
Job title
GRANTED JOB
Company
Consolidated Precision Products
Location
Azusa, CA
Posted Date
Aug 05,2017
Info Source

Knowledge of Investment Casting, Machining, Outside Processing, specifically Surface Finishing Process Preferred......

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