Investment Compliance Jobs in Pittsburg, California | ComplianceCrossing.com
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Investment Compliance Jobs in Pittsburg






Job info
 
Company
Location
Mountain View, CA
Posted Date
Aug 23, 17
Info Source
Employer  - Full-Time   

... Laundering (AML) Operations Manager, Payments Compliance in Mountain View California The ... Mountain View California The Google Compliance team makes sure that our ... team balances Google's legal and..

 
Company
Location
Mountain View, CA
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   

Senior Compliance Program Manager in Mountain View ... we are looking for a Compliance Manager to support Testing and ... Testing and Monitoring within SBG Compliance. The ideal candidate has..

 
Job title
Company
Location
Mountain View, CA
Posted Date
Sep 11, 17
Info Source
Employer  - Full-Time   

... CEO of Abra, the Chief Compliance Officer will work closely with ... to scale the company’s existing compliance program by optimizing policies and ... and helping to scale Abra’s..

 
Company
Location
San Ramon, CA
Posted Date
Sep 15, 17
Info Source
Employer  - Full-Time   

United States-California-San Ramon Job function Compliance Reference 032417 Apply What sets ... has an exciting new senior Compliance Officer role in the area ... on regulatory requirements and major compliance..

 
Location
San Ramon, CA
Posted Date
Sep 16, 17
Info Source
Employer  - Full-Time   

Senior Compliance Analyst - Reg W, Reg ... Sector: Asset Management Risk Type: Regulatory/Compliance What sets Bank of the ... has an exciting new senior Compliance Officer role in the..

 
Company
Location
Mountain View, CA
Posted Date
Sep 18, 17
Info Source
Employer  - Full-Time   

... the General Counsel and Chief Compliance Officer will work closely with ... broad day-to-day legal advisory and compliance oversight to Abra. You will ... Abra’s General Counsel and Chief..

 
Location
San Ramon, CA
Posted Date
Sep 19, 17
Info Source
Employer  - Full-Time   

Sr Compliance Testing Officer in San Ramon ... in San Ramon California Sr Compliance Testing Officer Description What sets ... confirming through ‘audit-like” testing of compliance controls in the business..

 
Company
Location
Mountain View, CA
Posted Date
Sep 19, 17
Info Source
Employer  - Full-Time   

Global Operations Manager, Logistics Trade Compliance in Mountain View California Google's ... deadlines. Google's Global Logistics Trade Compliance group makes sure physical deliveries ... a global team of trade compliance..

 
Location
Hercules, CA
Posted Date
Sep 20, 17
Info Source
Employer  - Full-Time   

If you are an audit/finance/accounting professional who is solution driven and great with people, then we want to hear from you. We’re looking for a SOX (Sarbanes-Oxley) Compliance Manager to support ..

 
Company
Location
Concord, CA
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

... are searching for highly motivated Compliance Credit Risk Professional. Come work ... Risk team you will support compliance implementation functions including: * Evaluates ... 1+ year of experience in..

 
Company
Air Force Reserve
Location
,
Posted Date
Jul 13,2017
Info Source

Administer contract to ensure compliance. The government has to be run with fiscal accountability and demonstration of a valid return on investment as key.....

 
Company
West Coast University
Location
,
Posted Date
Aug 04,2017
Info Source

Knowledge of education/governmental compliance and. Internal accounting controls, taxation, investment, and treasury functions......

 
Company
Charles Koch Foundation
Location
,
Posted Date
Aug 03,2017
Info Source

This philosophy creates an environment that prioritizes integrity and compliance, fosters professional growth, and rewards our employees for the value they.....

 
Company
UBS
Location
,
Posted Date
Sep 07,2017
Info Source

3+ years' relevant experience in risk management, risk control, audit or compliance. You'll be working in the Compliance and Operational Risk Control, Asset.....

 
Company
MARCS
Location
,
Posted Date
Aug 10,2017
Info Source

Ensure compliance with statutory requirements including audit, tax matters and any other corporate governance......

 
Company
UBS
Location
,
Posted Date
Aug 10,2017
Info Source

Act as a compliance and operational risk control subject-matter expert for UBS Asset Management Americas - Traditional Investment, Fixed Income, Equities,.....

 
Company
First Northern Bank
Location
Davis, CA
Posted Date
Aug 25,2017
Info Source

Sell the Bank’s other loan, deposit, and alternative investment products. Comply with all applicable Banking compliance rules and regulations established by.....

 
Company
Robert Walters
Location
San Francisco, CA
Posted Date
Aug 04,2017
Info Source

Market leading Investment Bank requires a Compliance Officer to cover the Swaps, Commodities, Futures and FX businesses......

 
Company
Michael Page US
Location
San Francisco, CA
Posted Date
Aug 01,2017
Info Source

Minimum of 3-5 years in compliance or legal related experience. Coordinate with Investment Bankers regarding deal announcements, advise on questions regarding.....

 
Company
BNP Paribas
Location
San Ramon, CA
Posted Date
Sep 15,2017
Info Source

Compliance Tester and/or Compliance Testing Manager guidance. 5 - 7 years BSA/AML operations, BSA/AML investigations, internal audit, or compliance testing......

 
Job title
GRANTED JOB
Company
Youth Radio
Location
Oakland, CA
Posted Date
Jun 19,2017
Info Source

And investment oversight. Monitor debt levels and compliance with loan covenants. Provide financial analyses as needed, in particular for investment fund.....

 
Job title
GRANTED JOB
Company
OLE Health
Location
Napa, CA
Posted Date
Sep 18,2017
Info Source

Experience in or knowledge of investment activities and advisors. Ensures all department staff, processes and practices adhere to Corporate Compliance Program......

 
Job title
GRANTED JOB
Company
First Republic Bank
Location
San Francisco, CA
Posted Date
Sep 06,2017
Info Source

Solid compliance, operational and risk understanding investment advisory business. The ideal candidate will have previous compliance experience in a high-touch.....

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