Investment Compliance Jobs in Plano, Texas | ComplianceCrossing.com
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Investment Compliance Jobs in Plano





Job info
 
Company
Location
Irving, TX
Posted Date
Sep 01, 17
Info Source
Employer  - Full-Time   

Compliance Officer, VP - FIU AML ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... available to all.   The Compliance Officer is responsible for managing..

 
Company
Location
Irving, TX
Posted Date
Sep 02, 17
Info Source
Employer  - Full-Time   

Compliance Officer - Real Estate Testing','17027567','!*!  ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... available to all.   The Compliance Officer is a member of..

 
Company
Location
Dallas, TX
Posted Date
Sep 21, 17
Info Source
Employer  - Full-Time   

... Job #: 5933 Title: Deposit Compliance Officer Job Location: Dallas, Texas ... Under limited direction, the Deposit Compliance Officer supports the mission critical ... supports the mission critical deposit..

 
Company
Location
Irving, TX
Posted Date
Sep 07, 17
Info Source
Employer  - Full-Time   

Senior Compliance Analyst - AML Post Investigations ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... to all.   The Senior Compliance Analyst is responsible for..

 
Location
Dallas, TX
Posted Date
Sep 07, 17
Info Source
Employer  - Full-Time   

Profile More Jobs MANAGER REGULATORY COMPLIANCE Full-time 8-5 Day Your Job: ... Your Job: This of Regulatory Compliance is responsible for timely completion/filing ... and statistical data necessary for compliance..

 
Location
Plano, TX
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   

Compliance Quality Assurance Associate I - ... to change banking for good. Compliance Quality Assurance Associate I - ... is looking for a knowledgeable Compliance Quality Assurance Associate I to..

 
Company
Location
Irving, TX
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   

Compliance Officer - ACRM - AML ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... available to all.   The Compliance Officer is responsible for supporting..

 
Location
Richardson, TX
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   

... DescriptionnnnnThe North America (NA) Trade Compliance Manager will be located in ... the Sr. Manager, Global Trade Compliance and will partner with other ... implementation of company-wide international trade..

 
Company
Location
Irving, TX
Posted Date
Sep 09, 17
Info Source
Employer  - Full-Time   

Compliance Officer-Testing Basel','16056718','!*! About Citi Citi, the ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... available to all.   The Compliance Testing (CT) unit will assume..

 
Company
Location
Coppell, TX
Posted Date
Sep 12, 17
Info Source
Employer  - Part-Time     

Sr Business Control Specialist in Coppell Texas Job Description: The Global Procurement Program Oversight & Controls team is part of the Global Corporate Services organization. Our team’s primary focus is to ..

 
Location
Plano, TX
Posted Date
Sep 13, 17
Info Source
Employer  - Full-Time   

Regulatory Compliance Analyst will provide key support, ... associated with the Company’s Mortgage Compliance Program to ensure compliance with federal, state and agency ... Performs risk assessments to support Compliance..

 
Company
Location
Irving, TX
Posted Date
Sep 13, 17
Info Source
Employer  - Full-Time   

Senior Compliance Officer- Enterprise Operations & Technology ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... available to all.   Independent Compliance Risk Management (ICRM) proactively..

 
Company
Location
Irving, TX
Posted Date
Sep 13, 17
Info Source
Employer  - Full-Time   

Senior Audit Manager, Consumer Compliance','17065270','!*!About Citi: Citi, the leading global ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... risk areas including: Consumer or Investment Banking,..

 
Company
Location
Irving, TX
Posted Date
Sep 14, 17
Info Source
Employer  - Full-Time   

Compliance Officer – U.S. Cards Compliance Program Execution Reporting/Exam Management Risk ... Execution Reporting/Exam Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Primary Location: United States,Texas,Irving Other ... Education: Bachelor's Degree Job..

 
Company
Location
Irving, TX
Posted Date
Sep 14, 17
Info Source
Employer  - Full-Time   

Compliance Officer – U.S. Cards Compliance Program Execution Reporting/Exam Management','17064876','!*! About ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... position will support U.S. Cards Compliance..

 
Company
Location
Irving, TX
Posted Date
Sep 15, 17
Info Source
Employer  - Full-Time   

Intermediate Compliance Analyst- AML Investigations- FIU','17062650','!*!The Intermediate ... Analyst- AML Investigations- FIU','17062650','!*!The Intermediate Compliance Analyst is responsible for performing ... with Senior Management on the Compliance, Legal and business sectors..

 
Company
Location
Irving, TX
Posted Date
Sep 15, 17
Info Source
Employer  - Full-Time   

Compliance Officer - Independent Compliance Risk Management (ICRM) Finance and ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... to all.   The Independent Compliance Risk..

 
Company
Location
Irving, TX
Posted Date
Sep 15, 17
Info Source
Employer  - Full-Time   

... gaps and remedial actions *Ensure compliance of all services and activities ... operate phases *Schedule risk and compliance audits, and review the outcomes ... banking and credit, corporate and..

 
Location
Lewisville, TX
Posted Date
Sep 16, 17
Info Source
Employer  - Full-Time   

Consumer & Community Banking - Compliance - Auditor - Associate in ... firm is a leader in investment banking, financial services for consumers ... credit cards, auto finance and investment..

 
Location
Addison, TX
Posted Date
Sep 16, 17
Info Source
Employer  - Full-Time   

Threat & Compliance Analyst, Information Security Ops in Addison Texas Ocwen Financial Corporation is a financial services holding company which, through our subsidiaries, is one of the largest mortgage companies in ..

 
Job title
GRANTED JOB
Company
Location
Dallas, TX
Posted Date
Sep 16, 17
Info Source
Employer  - Full-Time  

... Year Degree This of Regulatory Compliance is responsible for timely completion/filing ... and statistical data necessary for compliance with federal and state regulatory ... (MHS) services and assuring MHS..

 
Location
Lewisville, TX
Posted Date
Sep 17, 17
Info Source
Employer  - Full-Time   

Consumer & Community Banking - Compliance - Auditor - Associate','170094115','!*!  JPMorgan ... firm is a leader in investment banking, financial services for consumers ... credit cards, auto finance and investment..

 
Company
Location
Irving, TX
Posted Date
Sep 21, 17
Info Source
Employer  - Full-Time   

Compliance Officer - Team Lead - ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Primary Location: United States,Texas,Irving Education: ... Education: Bachelor's Degree Job Function: Compliance and Control Schedule:..

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