Investment Compliance Jobs in Plant City, Florida | ComplianceCrossing.com
Your search results
26

Investment Compliance Jobs in Plant City





Job info
 
Company
Location
Tampa, FL
Posted Date
Jul 26, 17
Info Source
Employer  - Full-Time   

Senior Compliance Analyst - Sanctions Controls & ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... of coverage within Global Sanctions Compliance (GSC); Maintains fully knowledgeable..

 
Company
Location
Tampa, FL
Posted Date
Jul 26, 17
Info Source
Employer  - Full-Time   

Senior Compliance Analyst Sanctions – Control and ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... their section of the overall compliance function; Assists in the..

 
Company
Location
Tampa, FL
Posted Date
Jul 27, 17
Info Source
Employer  - Full-Time   

Compliance Officer- AML Testing LATAM (Bi-lingual)','17006884','!*!About ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... part of continued enhancements to Compliance’ second line of defense programs,..

 
Job title
Location
Tampa, FL
Posted Date
Aug 02, 17
Info Source
Employer  - Full-Time   

Compliance Mgr 2-W442213 DESCRIPTION This position ... is part of the Consumer Compliance team and has responsibility for ... team and has responsibility for compliance oversight of consumer lending products..

 
Company
Location
Tampa, FL
Posted Date
Aug 08, 17
Info Source
Employer  - Full-Time   

Senior Compliance Officer - Global KYC - ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... Banking and Credit, Corporate and Investment Banking, Securities Brokerage and..

 
Company
Location
Tampa, FL
Posted Date
Aug 09, 17
Info Source
Employer  - Full-Time   

Global KYC MCA Senior Compliance Officer','17055564','!*!The Global KYC Senior MCA ... of years experience in AML Compliance, preferably related to performing enhanced ... MCA, Risk and Control and Compliance Testing..

 
Company
Location
Tampa, FL
Posted Date
Aug 17, 17
Info Source
Employer  - Full-Time   

Senior Compliance Officer-Operations & Technology','17059085','!*!About Citi Citi, ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ...   Operations & Technology (O&T) Compliance is part of the..

 
Company
Location
Tampa, FL
Posted Date
Aug 17, 17
Info Source
Employer  - Full-Time   

Intermediate Compliance Analyst – AML KYC Client ... Client Risk Evaluation Management (CREM)','17053167','!*!Intermediate Compliance Analyst – AML KYC Client ... KYC REM/Client Onboarding Unit performs compliance reviews of certain new..

 
Location
Tampa, FL
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

Compliance Investigator - TAMPA','170070298','!*! The SAR (Suspicious Activity Report) Compliance Investigator will focus on meeting regulatory reporting requirements pertaining to the Bank Secrecy Act (BSA), Anti-Money Laundering (AML) and US Patriot ..

 
Company
Location
Tampa, FL
Posted Date
Aug 23, 17
Info Source
Employer  - Full-Time   

Compliance Analyst – KYC Risk Evaluation Management (REM)','17059170','!*!Performing Enhanced Due Diligence reviews for high risk customers opening new accounts with Citi.   Duties include: Performing SAR, NESS, Google and various other ..

 
Company
Location
Tampa, FL
Posted Date
Aug 26, 17
Info Source
Employer  - Full-Time   

Compliance Officer - Team Lead - FIU AML Investigations','17021496','!*!Manages and leads a team of senior and junior analysts in performing AML Investigations. The team is responsible for reviewing account activity in ..

 
Company
Location
Tampa, FL
Posted Date
Aug 29, 17
Info Source
Employer  - Full-Time   

Senior Compliance Analyst - FIU Triage','17061341','!*!The Senior ... Analyst - FIU Triage','17061341','!*!The Senior Compliance Analyst is responsible for performing ... with Senior Management on the Compliance, Legal and business sectors..

 
Company
Location
Tampa, FL
Posted Date
Sep 04, 17
Info Source
Employer  - Full-Time   

Vice President - Compliance Officer - FIU AML Investigations','17061619','!*!  ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... available to all.   The Compliance Officer is..

 
Location
Tampa, FL
Posted Date
Sep 05, 17
Info Source
Employer  - Full-Time   

Compliance Manager - Consumer Lending-W442199 DESCRIPTION ... is part of the Consumer Compliance team and has responsibility for ... team and has responsibility for compliance oversight of consumer lending products..

 
Location
Tampa, FL
Posted Date
Sep 07, 17
Info Source
Employer  - Full-Time   

... & Community Banking Complaints Intelligence Compliance Policy Manager - VP','170088665','!*!The Compliance Department of JPMorgan Chase & ... and maintenance of a strong compliance culture by working closely with .....

 
Location
Tampa, FL
Posted Date
Sep 07, 17
Info Source
Employer  - Full-Time   

The Compliance Department of JPMorgan Chase & ... and maintenance of a strong compliance culture by working closely with ... to provide expertise on regulatory compliance matters. The primary role..

 
Location
Tampa, FL
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   

The Compliance Department of JPMorgan Chase& Co ... and maintenance of a strong compliance cultureby working closely with the ... functions toprovide expertise on regulatory compliance matters.u00a0 The primary role..

 
Location
Tampa, FL
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   

... Community Banking Mortgage Banking Originations Compliance Manager - VP','170090414','!*!The Originations Compliance Manager is responsible for conducting ... for conducting day to day compliance activities including compliance monitoring and ongoing..

 
Location
Tampa, FL
Posted Date
Sep 10, 17
Info Source
Employer  - Full-Time   

... for conducting day to day compliance activitiesincluding compliance monitoring and ongoing analysis of ... ability to multi-task and drive compliance results and be able togenerate ... to driving results..

 
Location
Tampa, FL
Posted Date
Sep 12, 17
Info Source
Employer  - Full-Time   

Conduct quality assurance and quality control process reviews and tests to detect control issues. Responsibilities: Test for process quality assurance and controls in assigned documents and cases. Ensure that the requirements ..

 
Company
Location
Tampa, FL
Posted Date
Sep 16, 17
Info Source
Employer  - Full-Time   

Senior Compliance Analyst - AML KYC - Non Sanction List Management','17063696','!*!This is a critical position in support of the Non Sanction list management.   Specific responsibilities include: •Assist the Team Lead and ..

 
Company
Location
Tampa, FL
Posted Date
Sep 19, 17
Info Source
Employer  - Full-Time   

Intermediate Compliance Analyst - Global KYC - ... MSBs, and Embassies. The Intermediate Compliance Analyst is responsible for creating ... processes and procedures to ensure compliance with current regulatory guidance..

 
Company
Location
Tampa, FL
Posted Date
Sep 22, 17
Info Source
Employer  - Full-Time   

Intermediate Compliance Analyst- AML Investigations- FIU','17059470','!*!The Intermediate ... Analyst- AML Investigations- FIU','17059470','!*!The Intermediate Compliance Analyst is responsible for conducting ... control areas   The Intermediate Compliance Analyst documents and reports..

Related Job Title
Narrow Your Search Results — Try Advanced Search

Search All Plant City Investment Compliance Jobs

EmploymentCrossing is great because it brings all of the jobs to one site. You don't have to go all over the place to find jobs.
Kim Bennett - Iowa,
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
ComplianceCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
ComplianceCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2016 ComplianceCrossing - All rights reserved.