Investment Compliance Jobs in Stamford, Connecticut | ComplianceCrossing.com
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Investment Compliance Jobs in Stamford






Job info
 
Location
Ridgefield, CT
Posted Date
Jun 24, 17
Info Source
Employer  - Full-Time   

Medical Compliance Expert','176817','!*!Description:   This position should ... GCP area. The US Medical Compliance Expert serve as a lead ... improvement and maintenance of Clinical Compliance processes within BIPI Medicine..

 
Location
Ridgefield, CT
Posted Date
Jul 11, 17
Info Source
Employer  - Full-Time   

Director, Compliance Standards','178084','!*!Description:   The Head Global ... Standards','178084','!*!Description:   The Head Global Compliance Standards is responsible for the ... definition and maintenance of the Non-Compliance (NC), Corrective and Preventive..

 
Location
Ridgefield, CT
Posted Date
Aug 13, 17
Info Source
Employer  - Full-Time   

Clinical Compliance Lead (Senior Associate Director) 2 ... currently hiring two (2) Clinical Compliance Leads to join the Quality ... Management Team.Description:   The Clinical Compliance Lead is a lead..

 
Location
Melville, NY
Posted Date
Sep 01, 17
Info Source
Employer  - Full-Time   

Senior Compliance Testing Associate – Commercial – ... change banking for good. Senior Compliance Testing Associate – Commercial – ... to work. Job Description: The Compliance Tester II (Senior Associate)..

 
Company
Location
Purchase, NY
Posted Date
Sep 09, 17
Info Source
Employer  - Full-Time   

Director - Domestic Tax Compliance and Reporting Overview The Director, ... Overview The Director, Domestic Tax Compliance and Reporting will primarily be ... 10Q), including verifying accuracy and compliance with..

 
Location
Ridgefield, CT
Posted Date
Sep 11, 17
Info Source
Employer  - Full-Time   

... senior management to deviate from compliance implementation dates. Attend SLCI job ... labeling changes is prepared in compliance with business timelines C)Provide sign ... labels/labeling for accuracy to confirm..

 
Location
Ridgefield, CT
Posted Date
Sep 11, 17
Info Source
Employer  - Full-Time   

... senior management to deviate from compliance implementation dates. Attend SLCI job ... labeling changes is prepared in compliance with business timelines C)Provide sign ... labels/labeling for accuracy to confirm..

 
Company
Location
Uniondale, NY
Posted Date
Sep 19, 17
Info Source
Employer  - Full-Time   

POSITION DESCRIPTION: The Consumer Compliance Testing Manager “CCTM” will assess ... and efficiency of operations and compliance with applicable laws and regulations. ... recommendations for corrective action and compliance to..

 
Company
The Execu|Search Group
Location
Darien, CT
Posted Date
Aug 07,2017
Info Source

Reporting to the Chief Compliance Officer, the Compliance Associate will be responsible for assisting with the day-to-day compliance function of the firm by.....

 
Company
UBS
Location
,
Posted Date
Sep 07,2017
Info Source

3+ years' relevant experience in risk management, risk control, audit or compliance. You'll be working in the Compliance and Operational Risk Control, Asset.....

 
Company
GroupM
Location
,
Posted Date
Aug 18,2017
Info Source

SOx Compliance – Ensure that points of non-SOx compliance within IT systems, reports, data and processes are logged and a plan for moving to compliance is in.....

 
Company
Cetera Financial Group
Location
,
Posted Date
Aug 16,2017
Info Source

Three years relevant experience in compliance (Advertising Compliance experience preferred). Assist in researching and responding to customer and/or producer.....

 
Company
UBS
Location
,
Posted Date
Aug 10,2017
Info Source

Act as a compliance and operational risk control subject-matter expert for UBS Asset Management Americas - Traditional Investment, Fixed Income, Equities,.....

 
Company
Interactive Brokers
Location
Greenwich, CT
Posted Date
Jul 03,2017
Info Source

We are looking to expand our Greenwich Compliance team by adding a motivated and talented compliance staff member familiar with the compliance obligations of.....

 
Company
Credit Suisse
Location
New York, NY
Posted Date
May 25,2017
Info Source

Lexis, Factiva, Pacer, Dow Jones Risk & Compliance, etc.). Credit Suisse is a leading global wealth manager with strong investment banking and asset management.....

 
Company
Credit Suisse
Location
New York, NY
Posted Date
Aug 28,2017
Info Source

5-7 years prior experience as a Bank Regulatory Compliance Officer or Banking Agency examiner with experience implementing compliance programs......

 
Company
Credit Suisse
Location
New York, NY
Posted Date
Jul 07,2017
Info Source

You will analyze and recommend tax provision, compliance and audit operational improvements. Credit Suisse is a leading global wealth manager with strong.....

 
Company
Merritt Hospitality, LLC-CORP
Location
Norwalk, CT
Posted Date
Aug 02,2017
Info Source

Assist in managing PCI/EMV Compliance. Monitor and assist with the Company's SOX compliance efforts; The Financial Analyst, Property Compliance will work in.....

 
Company
Credit Suisse
Location
New York, NY
Posted Date
Sep 14,2017
Info Source

Manage and lead Compliance reviews. You have 3-6 years of Compliance, Regulatory, Audit, or Consulting/Advisory experience within a bank, investment adviser,.....

 
Company
Intercontinental Exchange
Location
New York, NY
Posted Date
Jul 17,2017
Info Source

Market Data Compliance Analyst. The Market Data Compliance Analyst is responsible for developing, implementing and administering all aspects of the Market Data.....

 
Company
EY
Location
New York, NY
Posted Date
Jun 26,2017
Info Source

Front-office trading, regulatory operations, regulatory reporting, compliance, compliance technology, middle office......

 
Company
Natixis
Location
New York, NY
Posted Date
Jul 07,2017
Info Source

5-7 years compliance experience in AML KYC compliance. Corporate & Investment Banking, Investment Solutions & Insurance, and Specialized Financial Services......

 
Company
BlackRock
Location
New York, NY
Posted Date
Sep 18,2017
Info Source

Work closely with the Global Lead of Anti-Corruption Compliance in executing a global framework in relation to managing the risk of bribery, with a particular.....

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