Investment Compliance Manager Jobs in Antioch, California | ComplianceCrossing.com
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Investment Compliance Manager Jobs in Antioch

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Company
Location
Mountain View, CA
Posted Date
Aug 23, 17
Info Source
Employer  - Full-Time   

Anti-Money Laundering (AML) Operations Manager, Payments Compliance in Mountain View California The ... Mountain View California The Google Compliance team makes sure that our ... team balances Google's legal and..

 
Company
Location
Mountain View, CA
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   

Senior Compliance Program Manager in Mountain View California Description ... we are looking for a Compliance Manager to support Testing and Monitoring ... Testing and Monitoring within SBG Compliance. The..

 
Company
Location
Mountain View, CA
Posted Date
Sep 19, 17
Info Source
Employer  - Full-Time   

Global Operations Manager, Logistics Trade Compliance in Mountain View California Google's ... focus. As a Global Operations Manager at Google, you lead complex, ... deadlines. Google's Global Logistics Trade Compliance..

 
Company
Robert Walters
Location
San Francisco, CA
Posted Date
Sep 19,2017
Info Source

Manager, Compliance Advisory. Certified Regulatory Compliance Manager. The Compliance Advisor Manager works under the direction of ... the direction of the Chief Compliance Officer......

 
Company
Deloitte
Location
San Francisco, CA
Posted Date
Jul 19,2017
Info Source

Global Investment & Innovation Incentives (Gi3). 5+ years’ experience in core federal tax compliance. As a Tax Manager you will have responsibility for:......

 
Company
FHLBank San Francisco
Location
San Francisco, CA
Posted Date
Sep 18,2017
Info Source

Manages the resolution of non-standard compliance matters in collaboration with Community Investment Department (CID) managers......

 
Company
BlackRock
Location
San Francisco, CA
Posted Date
Sep 14,2017
Info Source

This role will also work with FutureAdvisor’s Chief Compliance Officer and partner with BlackRock’s broader Legal & Compliance Department......

 
Company
The Compliance Search Group
Location
San Francisco, CA
Posted Date
Jul 27,2017
Info Source

Assist in the development and/or revising procedures designed to ensure compliance with the Investment Advisers and Investment Company Acts......

 
Company
The Compliance Search Group
Location
San Francisco, CA
Posted Date
Jul 26,2017
Info Source

Respond to compliance due diligence questionnaires or complete compliance certifications; Investigate compliance issues as they arise......

 
Company
TrustArc
Location
San Francisco, CA
Posted Date
Sep 22,2017
Info Source

Experience with GRC, eDiscovery, legal tech, or other compliance markets is a big plus. Enjoy working across functions and at all levels of the company,.....

 
Job title
Company
Greyline Solutions
Location
San Francisco, CA
Posted Date
Sep 18,2017
Info Source

Conduct annual compliance reviews; Provide day-to-day support in the development, implementation and maintenance of compliance programs for a variety of.....

 
Company
Pattern Energy
Location
San Francisco, CA
Posted Date
Sep 18,2017
Info Source

The company focuses primarily on wind and transmission, with limited investments in solar and other generation technologies......

 
Company
Bank of the West
Location
San Francisco, CA
Posted Date
Sep 15,2017
Info Source

Compliance Tester and/or Compliance Testing Manager guidance. Adheres to Compliance Independent Testing Standards, Operational Procedures,......

 
Company
Symphony Asset Management
Location
San Francisco, CA
Posted Date
Aug 23,2017
Info Source

Five or more years’ experience in the compliance, operations or investment risk department of an investment management firm and/ or broker dealer with extensive.....

 
Job title
Company
Parallax Volatility Advisers, LP
Location
San Francisco, CA
Posted Date
Jun 07,2017
Info Source

Director of Compliance. Partner with Director of Compliance to maintain and enhance the Compliance Program. Compliance software management including;.....

 
Company
BNP Paribas
Location
San Ramon, CA
Posted Date
Sep 15,2017
Info Source

Compliance Tester and/or Compliance Testing Manager guidance. 5 - 7 years BSA/AML operations, BSA/AML investigations, internal audit, or compliance testing......

 
Company
Advanced Microgrid Solutions
Location
San Francisco, CA
Posted Date
Aug 18,2017
Info Source

JOB DESCRIPTION – *Contracts Compliance Manager*. Coordinate with third-party compliance experts to ensure company stays at the forefront of evolving compliance.....

 
Company
Community Financial Inc.
Location
Walnut Creek, CA
Posted Date
Sep 21,2017
Info Source

An impeccable record of integrity and regulatory compliance. Has knowledge of Fund managers such as how to contact and engage......

 
Job title
Company
Municipal Pooling Authority
Location
Walnut Creek, CA
Posted Date
Aug 31,2017
Info Source

Review audits, actuarial, and investment reports and provides analysis and forecasting for the performance of all lines of services provided by the MPA in.....

 
Company
Bank of America
Location
Walnut Creek, CA
Posted Date
Aug 26,2017
Info Source

Balancing investment management, sales activities, customer service, new client development, administrative, compliance and personal growth and development.....

 
Job title
GRANTED JOB
Company
Consulting Professional Resources
Location
,
Posted Date
Sep 22,2017
Info Source

Internal Audit Manager. Leads complex internal audits to assess the effectiveness of controls, accuracy of financial records, efficiency of operations, and.....

 
Job title
GRANTED JOB
Company
ANN INC.
Location
,
Posted Date
Jul 21,2017
Info Source

Culture and ensures compliance with all ANN INC. Develops team to accomplish store’s business objectives through attraction, selection, coaching, investment,.....

 
Job title
GRANTED JOB
Company
ANN INC.
Location
,
Posted Date
Jul 03,2017
Info Source

Culture and ensures compliance with all ANN INC. Develops team to accomplish store’s business objectives through attraction, selection, coaching, investment,.....

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