Investment Compliance Manager Jobs in Diamond Bar, California | ComplianceCrossing.com
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Investment Compliance Manager Jobs in Diamond Bar

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Job title
Company
Location
Irvine, CA
Posted Date
Aug 02, 17
Info Source
Employer  - Full-Time   

RCA Manager 2 in Irvine California At ... their assigned Line of Business, Risk/Compliance/Audit (RCA) Consultants, and other RCA ... projects and/or activities that ensure compliance with applicable federal, state..

 
Company
Location
Irvine, CA
Posted Date
Aug 05, 17
Info Source
Employer  - Full-Time   

SVP, Chief Compliance Officer / FINOP Opus Bank's ... success. We seek an experienced Compliance leader to oversee regulatory compliance and act as the FINOP ... dealer, Opus Financial Partners...

 
Location
Los Angeles, CA
Posted Date
Aug 20, 17
Info Source
Employer  - Full-Time   

... us directlyOversee the company's Sarbanes-Oxley compliance efforts* Keep apprised of latest ... with the bank's Risk and Compliance department to develop SOX 404 ... model and implement training* Monitor..

 
Company
Carrington Mortgage Services, LLC
Location
Anaheim, CA
Posted Date
Aug 07,2017
Info Source

FOUNDED IN 2003, Carrington has evolved from a mortgage credit asset manager into a vertically-integrated financial services company that covers virtually every.....

 
Company
Sunwest Bank
Location
Irvine, CA
Posted Date
Aug 04,2017
Info Source

Chair the Bank’s CRA Compliance Committee. Maintain CRA Public file in compliance with the regulation......

 
Company
Capital Group
Location
Irvine, CA
Posted Date
Aug 16,2017
Info Source

As an IT Risk and Compliance Manager based in Irvine, CA, you will provide in-depth expertise in the areas of Information Technology risk management and.....

 
Company
Wells Fargo
Location
Los Angeles, CA
Posted Date
Aug 19,2017
Info Source

Structuring, negotiating and drafting contracts involving information security, privacy, and HIPAA matters creating and maintaining contract templates and.....

 
Company
Centaurus Financial Inc.
Location
Anaheim, CA
Posted Date
Aug 23,2017
Info Source

REGIONAL COMPLIANCE OFFICER*. Is a full service broker/dealer and registered investment advisor catering to the independent investment professional......

 
Company
Crown Castle
Location
Irvine, CA
Posted Date
Aug 23,2017
Info Source

Manager Network Operations - Small Cell & Fiber Solutions. Ensure all technicians are operating within the vehicle compliance policies......

 
Company
Billabong
Location
Irvine, CA
Posted Date
Jun 20,2017
Info Source

Run workflow management and investment optimization functions. Establish budget control guidelines and processes working closely with regional project managers.....

 
Company
After School All Stars
Location
Los Angeles, CA
Posted Date
Aug 22,2017
Info Source

Manager of Grants & Compliance, Finance Assistant, and Salesforce Administrator. Oversee annual audit process and ensure compliance with internal controls,.....

 
Company
Carrington Mortgage Services, LLC
Location
Anaheim, CA
Posted Date
Aug 14,2017
Info Source

FOUNDED IN 2003 , Carrington has evolved from a mortgage credit asset manager into a vertically-integrated financial services company that covers virtually.....

 
Company
Coast Community College District
Location
Fountain Valley, CA
Posted Date
Aug 21,2017
Info Source

ADA Compliance Standards for online content on the College website. Demonstrated success in the return on investment in social media......

 
Company
Carrington Mortgage Services, LLC
Location
Anaheim, CA
Posted Date
Aug 21,2017
Info Source

Manage ongoing compliance of vendor network within company database. FOUNDED IN 2003 , Carrington has evolved from a mortgage credit asset manager into a.....

 
Company
Western Digital
Location
Irvine, CA
Posted Date
Aug 17,2017
Info Source

Manager with the company’s investment strategies to meet entities’ operational planning needs and knowledgeable about investment policy and strategies,.....

 
Company
HSBC
Location
Diamond Bar, CA
Posted Date
Jun 12,2017
Info Source

Implement the Group compliance policy by containing compliance risk in liaison with Global ... liaison with Global Head of Compliance, Global Compliance Officer, Area Compliance.....

 
Company
Opus Bank
Location
Irvine, CA
Posted Date
Aug 10,2017
Info Source

Experience with a non-bank lender, private equity and/or investment banking. Responsible for adherence to all compliance programs, including but not limited to,.....

 
Company
Carrington Mortgage Services, LLC
Location
Anaheim, CA
Posted Date
Aug 23,2017
Info Source

FOUNDED IN 2003 , Carrington has evolved from a mortgage credit asset manager into a vertically-integrated financial services company that covers virtually.....

 
Company
Carrington Mortgage Services, LLC
Location
Anaheim, CA
Posted Date
Aug 21,2017
Info Source

FOUNDED IN 2003, Carrington has evolved from a mortgage credit asset manager into a vertically-integrated financial services company that covers virtually every.....

 
Job title
Company
SureSite Consulting Group LLC
Location
Irvine, CA
Posted Date
Aug 16,2017
Info Source

Coordinate with subcontractors the schedule, safety, cost and quality decisions in conjunction with construction managers......

 
Job title
GRANTED JOB
Company
New York Life Insurance Co
Location
Brea, CA
Posted Date
Jul 29,2017
Info Source

Travel throughout the United States may be required as an Associate Administrative Manager. Learn and eventually provide training for the specific functions,.....

 
Company
Union Bank
Location
Irvine, CA
Posted Date
Aug 09,2017
Info Source

Held accountable for banker competency, goal achievement, shared goal achievement with business partners, profitability, cost control, compliance, operational.....

 
Job title
GRANTED JOB
Company
Haemonetics Corp.
Location
Covina, CA
Posted Date
Aug 23,2017
Info Source

Responsible for ensuring compliance to current and relevant Health and Safety legislation. Liaison with the local Fire Brigade/Fire Authority to ensure facility.....

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