Investment Compliance Manager Jobs in Glen Cove, New York | ComplianceCrossing.com
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Investment Compliance Manager Jobs in Glen Cove

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Location
New York City, NY
Posted Date
Sep 02, 17
Info Source
Employer  - Full-Time   

The fastest growing Big Four professional services firm in the U.S., KPMG is known for being a great place to work and build a career. We provide audit, tax and advisory ..

 
Location
New York City, NY
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   

... firm is a leader in investment banking, financial services for consumers ... Co. is available at http://www.jpmorganchase.com/.u00a0Our Compliance Function With a diverse team ... With a diverse team of..

 
Company
Location
Brooklyn, NY
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   

Corporate - Global Financial Crimes Compliance - Coverage Strategy Compliance Manager - Vice President','170089334','!*!  JPMorgan Chase ... firm is a leader in investment banking, financial services for consumers ... at..

 
Location
New York City, NY
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   

... firm is a leader in investment banking, financial services for consumers ... Co. is available at http://www.jpmorganchase.com/.u00a0Our Compliance Function With a diverse team ... With a diverse team of..

 
Company
Location
Brooklyn, NY
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   

... firm is a leader in investment banking, financial services for consumers ... https://www.jpmorganchase.com/ . Global Financial Crimes Compliance (GFCC) is part of our ... is part of our Global..

 
Company
Location
Brooklyn, NY
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   

... firm is a leader in investment banking, financial services for consumers ... available at https://www.jpmorganchase.com/.Global Financial Crimes Compliance (GFCC) is part of our ... is part of our Global..

 
Company
Location
Purchase, NY
Posted Date
Sep 09, 17
Info Source
Employer  - Full-Time   

Director - Domestic Tax Compliance and Reporting Overview The Director, ... Overview The Director, Domestic Tax Compliance and Reporting will primarily be ... 10Q), including verifying accuracy and compliance with..

 
Company
Location
New York City, NY
Posted Date
Sep 09, 17
Info Source
Employer  - Full-Time   

Job Description Work with business risk teams and leadership to align risk management frameworks and activities with business objectives Independently assess and credibly challenge the effectiveness of the businessu2019 risk management ..

 
Company
Location
New York City, NY
Posted Date
Sep 12, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Multi-Asset Solutions , Asset ... Multi-Asset Solutions , Asset Management Compliance Director - Executive Director The ... managing a team of three compliance professionals while providing compliance..

 
Location
New York City, NY
Posted Date
Sep 10, 17
Info Source
Employer  - Full-Time   

... firm is a leader in investment banking, financial services for consumers ... Co. is available at http://www.jpmorganchase.com/.u00a0Our Compliance Function With a diverse team ... With a diverse team of..

 
Location
Jersey City, NJ
Posted Date
Sep 14, 17
Info Source
Employer  - Full-Time   

... review various materials relating to investment products such as mutual funds, ... retention guidelines. u00a0To address advertising compliance issues.u00a0 To develop and maintain ... maintain advertising and sales literature..

 
Company
Location
Uniondale, NY
Posted Date
Sep 19, 17
Info Source
Employer  - Full-Time   

POSITION DESCRIPTION: The Consumer Compliance Testing Manager “CCTM” will assess and evaluate ... and efficiency of operations and compliance with applicable laws and regulations. ... recommendations for corrective action and..

 
Location
New York City, NY
Posted Date
Sep 16, 17
Info Source
Employer  - Full-Time   

... Community Banking Customer Experience Firmwide Compliance Manager - VP in New York ... New York New York The Compliance Department of JPMorgan Chase & ... and maintenance of a..

 
Company
Location
New York City, NY
Posted Date
Sep 17, 17
Info Source
Recruiter  - Full-Time  

... seeking a VP Internal Audit Manager to focus on Compliance Audit, to be based in ... Reporting to the Director of Compliance Audit, you will lead regional ... global..

 
Company
Location
New York City, NY
Posted Date
Sep 20, 17
Info Source
Employer  - Full-Time  90  

Manager Regulatory Compliance, Corporate Trust and Securities Services','00009SLU','!*!To ... management responses relating to Regulatory Compliance risk issues.   To deputise ... structure.   To identify possible compliance deficiencies within HSS..

 
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Employer  - Full-Time   

Corporate Sector - Compliance Audit Manager Team Lead, Vice President','170096107','!*!  JPMorgan ... firm is a leader in investment banking, financial services for consumers ... corporate functions including Finance, Risk, Compliance..

 
Company
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Employer  - Full-Time   

... banking, credit cards, corporate and investment banking and wealth management with ... US Barclays offers corporate and investment banking and credit card services ... Nevada, Ohio and Maine.  ..

 
Location
New York City, NY
Posted Date
Sep 22, 17
Info Source
Employer  - Full-Time   

Sr. Manager of Compliance-Global Corporate Payments Sub Sector: Non-Financial ... Sector: Non-Financial Corporate Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance This position is part of ... team responsible for the regulatory compliance..

 
Company
Location
New York City, NY
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

... appetite. The EIT Divisional Risk Manager will lead the planning and ... value * Execute the related compliance process (e.g. Audits, CICATs, SOX) ... 10+ years of experience in..

 
Company
Location
New York City, NY
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

... Head of Technology FLOD Risk Manager will lead the planning and ... Head of Technology FLOD Risk Manager and team include: * Plan:* ... value * Execute the related..

 
Company
Location
New York City, NY
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

... Gap combined. This *Operational Risk Manager 4 - EIT Policy Adherence* ... *EIT Policy Adherence Operational Risk Manager* will lead the planning and ... of the EIT Policy Risk..

 
Company
Location
New York City, NY
Posted Date
Sep 25, 17
Info Source
Employer  - Full-Time   

... *POSITION RESPONSIBILITIES* This *Operational Risk Manager 4 - EIT Risk Wholesale/WIM* ... Banking Technology* or *Wealth and Investment Management Technology* divisions as *First ... appetite. The *EIT* *Operational Risk..

 
Company
Location
New York City, NY
Posted Date
Sep 25, 17
Info Source
Employer  - Full-Time   

* It starts with you.* Our goal is to attract, develop, retain and motivate the most talented people - those who care and who work together as partners across business units ..

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