Investment Compliance Manager Jobs in Land O' Lakes, Florida | ComplianceCrossing.com
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Investment Compliance Manager Jobs in Land O' Lakes

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Company
Morgan Stanley
Location
Tampa, FL
Posted Date
Aug 03,2017
Info Source

Business Service Manager. Adhere to Firm compliance guidelines and Code of Conduct. The associate will identify cross-sell opportunities and uncover additional.....

 
Job title
Company
Morgan Stanley
Location
Tampa, FL
Posted Date
Aug 18,2017
Info Source

Financial Advisor Team Manager. Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment.....

 
Company
Morgan Stanley
Location
Temple Terrace, FL
Posted Date
Aug 16,2017
Info Source

Business Service Manager. Adhere to Firm compliance guidelines and Code of Conduct. The associate will identify cross-sell opportunities and uncover additional.....

 
Company
Citi
Location
Tampa, FL
Posted Date
Aug 19,2017
Info Source

Have overall responsibility for managing CIM’s Manager Control Assessment (MCA), Quarterly Internal Reviews and ensuring operational compliance with processes......

 
Company
Bank of America
Location
Tampa, FL
Posted Date
Aug 16,2017
Info Source

Ability to pass pre-employment assessments and compliance requirements. Ensure training is completed on time, and continue investment in ongoing education......

 
Company
Citi
Location
Tampa, FL
Posted Date
Aug 16,2017
Info Source

Understanding of various investment bank products and operations is preferred. Ensure full compliance with purchasing policies, procedures and standards,.....

 
Company
Citi
Location
Tampa, FL
Posted Date
Aug 13,2017
Info Source

The Regulatory and Risk Assessment (RRA) group within EIRM is responsible for a variety of EI-wide global programs including Cross Border Clearance, Inter.....

 
Company
Citi
Location
Tampa, FL
Posted Date
Aug 09,2017
Info Source

Regulatory compliance or supplier management. Consumer or Investment Banking, technology management; Citi provides consumers, corporations, governments and.....

 
Company
Citi
Location
Tampa, FL
Posted Date
Aug 04,2017
Info Source

Can develop strong relationships with subordinates, peers, and senior managers. Manager Controlled Assessment (MCA) consolidation from the Regional FIUs into a.....

 
Company
Citi
Location
Tampa, FL
Posted Date
Aug 02,2017
Info Source

Development of (CoB) plan in compliance with the Continuity of Business Policy. Self-motivated, self-starter with the ability to work within and across teams to.....

 
Job title
Company
BUDDY'S HOME FURNISHINGS
Location
Spring Hill, FL
Posted Date
Aug 04,2017
Info Source

401k Investment Plan. Requirements for Credit Manager*. The Credit Manager is accountable for meeting company objectives;.....

 
Company
Citi
Location
Tampa, FL
Posted Date
Jul 19,2017
Info Source

The manager will mentor, coach, and ensure professional development of staff. Proven track record of strategic thinking and finding business focused compliance.....

 
Company
Citi
Location
Tampa, FL
Posted Date
Aug 16,2017
Info Source

Manage suppliers in compliance with vendor selection and management procedures. The Outsourcing Operations Sourcing Manager will be asked to efficiently and.....

 
Company
Citi
Location
Tampa, FL
Posted Date
Aug 16,2017
Info Source

Adherence to all applicable laws, compliance and reporting requirements. Develop and maintain strategic relationships with key business partners, including.....

 
Company
JP Morgan Chase
Location
Tampa, FL
Posted Date
Aug 15,2017
Info Source

Morgan’s Corporate & Investment Bank is a global leader across banking, markets and investor services. This role engages regularly with the firm’s senior.....

 
Company
Citi
Location
Tampa, FL
Posted Date
Jul 27,2017
Info Source

Mandatory Absence compliance; Personal Trading (PTP) compliance; Responsible for oversight of the Manager Control Assessment (MCA) program to assess.....

 
Company
JP Morgan Chase
Location
Tampa, FL
Posted Date
Jul 07,2017
Info Source

Positions responsible for compliance issues that impact Global Trade (e.g. Morgan’s Corporate & Investment Bank is a global leader across banking, markets and.....

 
Company
Citi
Location
Tampa, FL
Posted Date
Aug 05,2017
Info Source

Ensure designs are in compliance with business specifications and Citi development standards. Our broad product suite allows us to service a wide range of.....

 
Company
SunTrust
Location
Tampa, FL
Posted Date
Jun 30,2017
Info Source

Financial Center Manager 1 - Sun City Center-W440991. Ensuring compliance with internal controls, operational procedures and risk management policies......

 
Company
Citi
Location
Tampa, FL
Posted Date
Jul 23,2017
Info Source

The role will work closely with the Global Corporate Card Program Manager and Regional Managers as well as Citi Commercial Cards Corporate Account Support.....

 
Job title
GRANTED JOB
Company
Citi
Location
Tampa, FL
Posted Date
Aug 16,2017
Info Source

Maintain the program documentation and compliance repositories. Be the program relationship manager to internal audit in support of validation and exams......

 
Job title
GRANTED JOB
Company
Altisource Asset Management Corporation
Location
Tampa, FL
Posted Date
Jul 26,2017
Info Source

The person will work directly with the property managers on inspections, valuations of repairs and potential acquisitions......

 
Company
Citi
Location
Tampa, FL
Posted Date
Aug 17,2017
Info Source

Based on the business and Sourcing Manager decision. Ability to interact with senior managers in a professional and positive manner......

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