Investment Compliance Manager Jobs in Plano, Texas | ComplianceCrossing.com
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Investment Compliance Manager Jobs in Plano

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Company
Location
Irving, TX
Posted Date
Jul 22, 17
Info Source
Employer  - Full-Time   

Compliance Director- Ethics Office Senior Manager','17052541','!*!About Citi:Citi, the leading global bank, ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... are widely available to all.Description:Independent Compliance..

 
Location
Dallas, TX
Posted Date
Aug 12, 17
Info Source
Recruiter  - Full-Time  

Must understand the importance of creating a culture of compliance by interacting with other departments to ensure compliance with FINRA requirements and maintaining integrity. Provide general regulatory and compliance management updates ..

 
Location
Dallas, TX
Posted Date
Aug 26, 17
Info Source
Employer  - Full-Time   

12,012 Deloitte Cyber Risk & Compliance Manager in Dallas Texas..

 
Location
Dallas, TX
Posted Date
Aug 26, 17
Info Source
Employer  - Full-Time   

12,012 Deloitte Cyber Risk & Compliance Senior Manager in Dallas Texas..

 
Company
Location
Irving, TX
Posted Date
Sep 04, 17
Info Source
Employer  - Full-Time   

Compliance Officer-Ethics Office Case Management System ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... Citi's Ethics Office within Global Compliance.  The Ethics Office interfaces with..

 
Location
Richardson, TX
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   

... DescriptionnnnnThe North America (NA) Trade Compliance Manager will be located in Richardson, ... TX reporting to the Sr. Manager, Global Trade Compliance and will partner with other ... implementation..

 
Location
Plano, TX
Posted Date
Sep 13, 17
Info Source
Employer  - Full-Time   

Regulatory Compliance Analyst will provide key support, ... associated with the Company’s Mortgage Compliance Program to ensure compliance with federal, state and agency ... Performs risk assessments to support Compliance..

 
Company
Location
Dallas, TX
Posted Date
Sep 16, 17
Info Source
Employer  - Full-Time  

... Year Degree This of Regulatory Compliance is responsible for timely completion/filing ... and statistical data necessary for compliance with federal and state regulatory ... (MHS) services and assuring MHS..

 
Company
West Coast University
Location
,
Posted Date
Aug 04,2017
Info Source

Personally or through subordinate managers. Internal accounting controls, taxation, investment, and treasury functions. Leads, plans, organizes, and directs......

 
Company
Kimberly-Clark
Location
Dallas, TX
Posted Date
Sep 20,2017
Info Source

Security Governance Standards, Business Continuity Planning, Compliance, Enterprise Risk Management, Computer Security Incident Response, and Security.....

 
Company
Babich & Associates
Location
Dallas, TX
Posted Date
Jul 19,2017
Info Source

5-10 years of relevant compliance experience at a registered investment adviser, law firm, or investment consulting firm, experience practicing law regarding.....

 
Company
Citi
Location
Irving, TX
Posted Date
Aug 02,2017
Info Source

Third Party Officer (Operational Risk Manager) The Third Party Officer is responsible to:. Preferred Candidate has 8+ years of relevant experience in Supply.....

 
Company
Citi
Location
Irving, TX
Posted Date
Sep 14,2017
Info Source

Credit Officers interface with and are expected to maintain strong working relationships with Small Business Banking Managers, Commercial Banking Relationship.....

 
Job title
Company
Citi
Location
Irving, TX
Posted Date
Aug 10,2017
Info Source

Prior experience working in a regulatory and compliance policy environment. Provide backup support to Credit Underwriting Group Manager, lead projects and.....

 
Company
Citi
Location
Irving, TX
Posted Date
Aug 22,2017
Info Source

Compliance and Control. Manager, stakeholders and team members. The Compliance SDS Officer will directly. The Compliance Testing Strategic Data Solutions ("SDS".....

 
Company
Bank of America
Location
Dallas, TX
Posted Date
Jul 07,2017
Info Source

The PMO reports to the Credit Products Manager who reports to the Senior Credit Products Manager in an identified Market area......

 
Company
Key Bank
Location
Dallas, TX
Posted Date
Sep 11,2017
Info Source

Responsible for providing superior client service while independently maintaining risk management, compliance with bank policies and regulatory requirements,.....

 
Company
BBVA Compass
Location
Dallas, TX
Posted Date
Aug 03,2017
Info Source

Negotiate credit (with Client Manager involved as needed) Reviewing closing documents and ensuring proper booking of transactions Monitor financial statements,.....

 
Job title
Company
Westwood Trust Co.
Location
Dallas, TX
Posted Date
Sep 21,2017
Info Source

CRCM preferred (Certified Regulatory Compliance Manager) CCEP preferred (Certified Compliance and Ethics Professional) Minimum Specific Experience Required:......

 
Company
Goldman Sachs
Location
Dallas, TX
Posted Date
Jul 28,2017
Info Source

Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. Our division prevents, detects and mitigates compliance,.....

 
Company
JP Morgan Chase
Location
Fort Worth, TX
Posted Date
Sep 22,2017
Info Source

The Oversight & Control Team collaborates with business partners, including Compliance, Risk Management, Legal, and Audit, to decrease Consumer & Community.....

 
Job title
GRANTED JOB
Company
ANN INC.
Location
,
Posted Date
Jul 03,2017
Info Source

Culture and ensures compliance with all ANN INC. Develops team to accomplish store’s business objectives through attraction, selection, coaching, investment,.....

 
Job title
GRANTED JOB
Company
UBS
Location
,
Posted Date
Sep 25,2017
Info Source

GIA’s role, as an independent function, is to support UBS in achieving its strategic, operational, financial and compliance objectives......

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