Investment Compliance Manager Jobs in Southlake, Texas | ComplianceCrossing.com
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Investment Compliance Manager Jobs in Southlake

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Company
Location
Irving, TX
Posted Date
Jul 22, 17
Info Source
Employer  - Full-Time   

Compliance Director- Ethics Office Senior Manager','17052541','!*!About Citi:Citi, the leading global bank, ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... are widely available to all.Description:Independent Compliance..

 
Location
Dallas, TX
Posted Date
Aug 12, 17
Info Source
Recruiter  - Full-Time  

Must understand the importance of creating a culture of compliance by interacting with other departments to ensure compliance with FINRA requirements and maintaining integrity. Provide general regulatory and compliance management updates ..

 
Location
Dallas, TX
Posted Date
Aug 26, 17
Info Source
Employer  - Full-Time   

12,012 Deloitte Cyber Risk & Compliance Manager in Dallas Texas..

 
Location
Dallas, TX
Posted Date
Aug 26, 17
Info Source
Employer  - Full-Time   

12,012 Deloitte Cyber Risk & Compliance Senior Manager in Dallas Texas..

 
Location
Fort Worth, TX
Posted Date
Sep 01, 17
Info Source
Employer  - Full-Time   

Supply Chain Compliance Manager','1702749','UNITED STATES-TEXAS-FORT WORTH','None','None','!*!Job Summary   The ... Summary   The Supply Chain Compliance Manager is responsible to ensure reviews ... and/or services are conducted in compliance with..

 
Company
Location
Irving, TX
Posted Date
Sep 04, 17
Info Source
Employer  - Full-Time   

Compliance Officer-Ethics Office Case Management System ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... Citi's Ethics Office within Global Compliance.  The Ethics Office interfaces with..

 
Location
Dallas, TX
Posted Date
Sep 07, 17
Info Source
Employer  - Full-Time   

Profile More Jobs MANAGER REGULATORY COMPLIANCE Full-time 8-5 Day Your Job: ... Your Job: This of Regulatory Compliance is responsible for timely completion/filing ... and statistical data necessary for compliance..

 
Location
Richardson, TX
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   

... DescriptionnnnnThe North America (NA) Trade Compliance Manager will be located in Richardson, ... TX reporting to the Sr. Manager, Global Trade Compliance and will partner with other ... implementation..

 
Company
Location
Dallas, TX
Posted Date
Sep 16, 17
Info Source
Employer  - Full-Time  

... Year Degree This of Regulatory Compliance is responsible for timely completion/filing ... and statistical data necessary for compliance with federal and state regulatory ... (MHS) services and assuring MHS..

 
Company
United Auto Credit Corporation
Location
Fort Worth, TX
Posted Date
Sep 06,2017
Info Source

Support Compliance Managers in performing compliance audits, customer complaint reviews, vendor management administration and special projects across various.....

 
Job title
Company
Westwood Trust Co.
Location
Dallas, TX
Posted Date
Sep 21,2017
Info Source

CRCM preferred (Certified Regulatory Compliance Manager) CCEP preferred (Certified Compliance and Ethics Professional) Minimum Specific Experience Required:......

 
Company
Goldman Sachs
Location
Dallas, TX
Posted Date
Jul 28,2017
Info Source

Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. Our division prevents, detects and mitigates compliance,.....

 
Company
Blue River Partners, LLC
Location
Dallas, TX
Posted Date
Sep 09,2017
Info Source

We currently have a Manager open in our compliance group with CFTC/NFA expertise where we function as the outsourced compliance team for our clients......

 
Company
United Auto Credit Corporation
Location
Fort Worth, TX
Posted Date
Aug 23,2017
Info Source

Support Compliance Managers in performing compliance audits, customer complaint reviews, vendor management administration and special projects across various.....

 
Company
Citi
Location
Irving, TX
Posted Date
Jul 23,2017
Info Source

Compliance and Control. Regularly interacting with Head of Product Compliance Officers, as well as Regional Chief Compliance Officers, to coordinate the.....

 
Company
Citi
Location
Irving, TX
Posted Date
Aug 22,2017
Info Source

Compliance and Control. Manager, stakeholders and team members. The Compliance SDS Officer will directly. The Compliance Testing Strategic Data Solutions ("SDS".....

 
Company
JP Morgan Chase
Location
Lewisville, TX
Posted Date
Sep 15,2017
Info Source

Minimum 5+ years of audit, relevant business and/or compliance experience. The CCB Compliance Senior Auditor position is based in Lewisville, TX......

 
Company
Babich & Associates
Location
Dallas, TX
Posted Date
Jul 19,2017
Info Source

5-10 years of relevant compliance experience at a registered investment adviser, law firm, or investment consulting firm, experience practicing law regarding.....

 
Company
Micro Focus
Location
Plano, TX
Posted Date
Sep 12,2017
Info Source

Report to US Compliance Manager. Tax Compliance Expert The Global Tax organization has a position available in the U Tax Compliance & Provision team......

 
Company
Bank of America
Location
Southlake, TX
Posted Date
Sep 05,2017
Info Source

Balancing investment management, sales activities, customer service, new client development, administrative, compliance and personal growth and development.....

 
Job title
GRANTED JOB
Company
Sunrun
Location
Southlake, TX
Posted Date
Jul 19,2017
Info Source

The Field Sales Specialist will report directly to their assigned Regional Sales Manager. The Regional Sales Manager will provide basic training and a.....

 
Job title
GRANTED JOB
Company
Thomas Edwards Group Inc.
Location
Dallas, TX
Posted Date
Sep 20,2017
Info Source

Reconcile UBS Investment accounts. Reconcile Royal Alliance Investment Accounts. Record monthly Activity in Investment accounts......

 
Job title
GRANTED JOB
Company
Kimberly-Clark
Location
Dallas, TX
Posted Date
Sep 20,2017
Info Source

Security Governance Standards, Business Continuity Planning, Compliance, Enterprise Risk Management, Computer Security Incident Response, and Security.....

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