THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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Director, Compliance Officer II - Asset Management LOB','1708745','!*!COMPANY ... Develops, oversees and manages the Compliance testing program for Nuveen, based ... team of testers and oversees Compliance testing conducted in..
AVP – Senior Regulatory Compliance Officer – Surveillance Assurance and Validation','00009CHT','!*!This ... ensure effectiveness, robust data input, compliance with firm standards and in ... direction of a more senior officer,..
... DUTIES AND RESPONSIBILITIES: Coordinates with SVP/Compliance/CRA Officer on action plans to roll ... notices, and advertising materials for compliance with applicable rules. Assists on ... applicable rules. Assists on..
BUCO Compliance Officer, GITRIM Technology Services','1700012049','!*!The GI&TRM Business ... Technology Services','1700012049','!*!The GI&TRM Business Unit Compliance Officer (BUCO) Delegate position provides support ... to the organization to ensure compliance with Information..
Global Sanctions Compliance Officer','00009BJ0','!*!Provides AML/OFAC compliance support to the most complex ... and HSBC Group Affiliates. The Compliance Officer (Specialized) is responsible for tracking ... of business regarding requirements for..
AVP – Senior Regulatory Compliance Officer – Surveillance Investigations Sector: Asset ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance This individual will be part ... direction of a more..