Regulatory Compliance Officer Jobs in Greenburgh, New York | ComplianceCrossing.com
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Regulatory Compliance Officer Jobs in Greenburgh

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Location
Jersey City, NJ
Posted Date
Sep 05, 17
Info Source
Employer  - Full-Time  90  

Global Information Management Compliance Officer – Compliance Analyst','170063714','!*! Global Information Management is ... Global Information Management is a Compliance function with accountability for oversight ... and procedures and drives associated..

 
Location
New York City, NY
Posted Date
Sep 01, 17
Info Source
Employer  - Full-Time   

Lead Compliance Officer, Privacy','NEW007Y2','!*!Position Summary:   As part ... As part of the Legal, Compliance & Public Affairs (LC&PA) Privacy ... with the Global Chief Privacy Officer to help drive..

 
Location
Manhattan, NY
Posted Date
Sep 02, 17
Info Source
Recruiter  - Full-Time  90 

... me Monday-Friday 212-279-7777 -Steve N COMPLIANCE OFFICER (Mid-Senior Level) ... in this ... ... in this well-established Broker-Dealer Compliance Team Agency-focused Global Brokerage and ... IMPORTANT---> ADDITIONAL EXPERIENCE in..

 
Company
Location
New York City, NY
Posted Date
Sep 07, 17
Info Source
Employer  - Full-Time   

... Department Name : Office of Compliance and Risk Management FT/PT Full-Time ... Reporting to the University’s Chief Compliance Officer, the Export/Import Controls Compliance Officer serves as the principal administrative..

 
Location
Brooklyn, NY
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   

... available at https://www.jpmorganchase.com/.u00a0Global Financial Crimes Compliance (GFCC) is part of our ... is part of our Global Compliance organization and is responsible for ... other Corporate functions.u00a0The Coverage Strategy..

 
Location
New York City, NY
Posted Date
Sep 09, 17
Info Source
Employer  - Full-Time   

Compliance Review Officer # 099572 Sector: Asset Management ... Management Risk Type: Credit Expertise: Regulatory/Compliance This role will be responsible ... role will be responsible for Compliance reviews in the..

 
Location
Brooklyn, NY
Posted Date
Sep 09, 17
Info Source
Employer  - Full-Time   

Corporate - Global Financial Crimes Compliance - Coverage Strategy Compliance Officer - Associate in Brooklyn New ... https://www.jpmorganchase.com/ . Global Financial Crimes Compliance (GFCC) is part of our ... is..

 
Location
Brooklyn, NY
Posted Date
Sep 09, 17
Info Source
Employer  - Full-Time   

... Office (CAO) Operations team supports compliance, and manages and maintains reference ... across the organization and provide compliance operational support across the firmu2019s ... with operational support for Global..

 
Location
New York City, NY
Posted Date
Sep 09, 17
Info Source
Recruiter  - Full-Time   

Qualifications Bachelor’s degree or equivalent Minimum 7 years compliance or municipal securities regulatory experience with a Municipal broker dealer or regulator Solid understanding of MSRB / FINRA Rules Experience with Municipal ..

 
Company
Location
New York City, NY
Posted Date
Sep 12, 17
Info Source
Employer  - Full-Time   

... within the BNP Paribas Group Compliance function. GFS U.S. is responsible ... from the transfer of sanctions compliance from the Group Financial Security ... Paribas entities worldwide to ensure..

 
Company
Location
New York City, NY
Posted Date
Sep 14, 17
Info Source
Employer  - Full-Time   

Compliance Officer – Research and Valuation / ... Number: 62031 The Global Bloomberg Compliance Department provides compliance coverage of Bloomberg's regulated entities ... our Legal Department to address regulatory issues,..

 
Company
Location
New York City, NY
Posted Date
Sep 14, 17
Info Source
Employer  - Full-Time   

Compliance Officer - BSEF, BSTP , Terminal ... Number: 62032 The Global Bloomberg Compliance Department provides compliance coverage of Bloomberg's regulated entities ... our Legal Department to address regulatory issues,..

 
Location
New York City, NY
Posted Date
Sep 15, 17
Info Source
Employer  - Full-Time   

... - Corporate and Investment Bank Compliance - Privacy and Information Protection ... - Privacy and Information Protection Compliance Officer - Vice President','170093418','!*!JPMorgan Chase & ... work as part of..

 
Company
Location
New York City, NY
Posted Date
Sep 16, 17
Info Source
Employer  - Full-Time   

Compliance Officer – Financial Crimes / USA ... Number: 62084 The Global Bloomberg Compliance Department provides compliance coverage of Bloomberg's regulated entities ... our Legal Department to address regulatory issues,..

 
Location
New York City, NY
Posted Date
Sep 17, 17
Info Source
Employer  - Full-Time   

Job title: Volcker Advisory Compliance Officer nCorporate title: Vice PresidentnLocation: New ... title: Vice PresidentnLocation: New YorknExperienced Compliance Professional to provide global, cross-divisional ... Wealth Management, and others) advisory Compliance..

 
Job title
Company
Location
New York City, NY
Posted Date
Sep 19, 17
Info Source
Employer  - Full-Time   

About This Position As a Compliance Officer at Ellevest, you will work ... work closely with the Chief Compliance Officer and assist in a broad ... in a broad range..

 
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Employer  - Full-Time   

... aboutNomura, Department overview: The Americas Compliance Department assistsin the administration of ... assistsin the administration of Nomurau0092s compliance programs for the Americas,monitors business ... coordinating the supervisorysystem. The Americas..

 
Company
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Employer  - Full-Time   

... Management US is seeking a compliance professional with a minimum of ... trustee. Experienced in investment advisory compliance; Position is located in New ... Bank Private Wealth Management (PWM)..

 
Location
Cherry Hill, NJ
Posted Date
Sep 21, 17
Info Source
Employer  - Full-Time   

... conduct its lending activities in compliance with federal and state consumer ... addition to the legal and regulatory imperative, Freedom Mortgage views regulatory compliance as an essential part of..

 
Company
Location
Jersey City, NJ
Posted Date
Sep 21, 17
Info Source
Employer  - Full-Time   

Assistant Vice President Senior Compliance Officer Control Review Sector: Asset Management ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Performs periodic testing reviews of ... periodic testing reviews of..

 
Location
New York City, NY
Posted Date
Sep 22, 17
Info Source
Employer  - Full-Time   

Fixed Income Compliance Officer # 097835 Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance The incumbent will provide compliance coverage to the Fixed Income ... Semi-Annual and Annual Primary Dealer Compliance Program for..

 
Company
Location
New York City, NY
Posted Date
Sep 22, 17
Info Source
Employer  - Full-Time   

Compliance Officer US Regulatory Compliance Risk and Strategy','00009T6H','!*!To discharge the ... accountabilities set out in the Compliance GSM and FIM by pro-actively ... management in identifying and containing compliance risk,..

 
Company
Location
New York City, NY
Posted Date
Sep 23, 17
Info Source
Recruiter  - Full-Time  

... join a growing team of Compliance Officers responsible for the review ... of resources set aside for compliance and discussion of any necessary ... any necessary improvements. Determine material..

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