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Securities Compliance Jobs





Job info
 
Location
Tampa, FL
Posted Date
Apr 19, 17
Info Source
Employer  - Full-Time   

... Assurance Security Specialist – Junior (Compliance) in TAMPA Florida Information Assurance ... Assurance Security Specialist – Junior (Compliance) Job Description: Performs assessment, compliance, and validation of IT systems .....

 
Location
Coronado, CA
Posted Date
Apr 19, 17
Info Source
Employer  - Full-Time   

... Assurance Security Specialist – Senior (Compliance) in CORONADO California Information Assurance ... Assurance Security Specialist – Senior (Compliance) Job Description: Performs assessment, compliance, and validation of IT systems .....

 
Location
Tampa, FL
Posted Date
Apr 19, 17
Info Source
Employer  - Full-Time   

Compliance Advisor II - PCG','1701261','!*!Job Summary: ... specialized knowledge and skills in securities industry compliance obtained through education, experience, training ... in administering and analyzing complex compliance reviews and providing..

 
Location
Tampa, FL
Posted Date
Apr 19, 17
Info Source
Employer  - Full-Time   

... Assurance Security Specialist – Senior (Compliance) in TAMPA Florida Information Assurance ... Assurance Security Specialist – Senior (Compliance) Job Description: Performs assessment, compliance, and validation of IT systems .....

 
Location
San Francisco, CA
Posted Date
Apr 19, 17
Info Source
Employer  - Full-Time   

Zendesk Security • San Francisco, California We are looking for a Senior Analyst, Security Compliance to help grow our Security Compliance team. Do you thrive in an environment where keeping your ..

 
Location
San Diego, CA
Posted Date
Apr 19, 17
Info Source
Employer  - Full-Time   

Information Security and Compliance Analyst-W427931 DESCRIPTION Job Summary Responsible ... in information security operations including: compliance, risk analysis, maintenance, awareness and ... enhance existing information security and compliance programs. Contribute..

 
Location
Boca Raton, FL
Posted Date
Apr 20, 17
Info Source
Recruiter  - Full-Time   

Job Summary As an IS Auditor you are responsible for planning and executing audit assignments in an efficient, timely, and professional manner. General audits include regulatory ISO 27001/34, SOX, etc.) and ..

 
Location
Minneapolis, MN
Posted Date
Apr 22, 17
Info Source
Employer  - Full-Time   

... vendor security processes, procedures and compliance controls.   Testing Strategy & ... standards, best practices and legal compliance requirements. - Implement changes to ... related to information security regulatory..

 
Company
Location
Sioux Falls, SD
Posted Date
Apr 23, 17
Info Source
Employer  - Full-Time   

... control reviews are executed in compliance with the Control Review Team ... high performing risk management and compliance team. Ensure proper risk management ... 10+ years of experience in..

 
Company
Location
Addison, TX
Posted Date
Apr 23, 17
Info Source
Employer  - Full-Time   

... Party Risk Management* team within *Compliance & Operational Risk (COR)*. This ... and ongoing reviews to ensure compliance to Wells Fargo, agency, and ... overall third party performance and..

 
Company
Location
Tampa, FL
Posted Date
Apr 23, 17
Info Source
Employer  - Full-Time   

Title: Compliance Senior Manager Location: USA-Southeast Job ... Accenture Credit Services to ensure compliance with laws, rules and guidelines ... advice into operations and ensuring compliance with guidance. - Responsible..

 
Company
Location
Irving, TX
Posted Date
Apr 23, 17
Info Source
Employer  - Full-Time   

Compliance Officer-Enterprise Compliance Risk Management Program Offic Sector: ... credit, corporate and investment banking, securities brokerage, transaction services, and wealth ... will be part of the Compliance Chief Operating Office..

 
Location
Porterville, CA
Posted Date
Apr 23, 17
Info Source
Employer  - Full-Time   

Reporting to the Director of Compliance, the Compliance Audit Analyst supports the department’s ... and maintaining a culture of compliance throughout the Hospital. This position ... financial, operational, process, fraud,..

 
Company
Location
Boston, MA
Posted Date
Apr 23, 17
Info Source
Recruiter  - Full-Time   

... business professionals focusing on Accounting/Finance, Risk/Compliance, Tax, and Audit. Aston Carter's ... are seeking a Risk and Compliance Consultant in Boston that meets ... timely resolution of risk and..

 
Company
Location
Tallahassee, FL
Posted Date
Apr 23, 17
Info Source
Employer  - Full-Time   

Title: Compliance Senior Manager Location: USA-Southeast Job ... Accenture Credit Services to ensure compliance with laws, rules and guidelines ... advice into operations and ensuring compliance with guidance. - Responsible..

 
Location
Plano, TX
Posted Date
Apr 23, 17
Info Source
Employer  - Full-Time   

Sr Director, Mortgage Servicing Contact Center in Plano Texas Plano 2 (31062), United States of America, Plano, Texas At Capital One, we’re building a leading information-based technology company. Still founder-led by ..

 
Company
Location
New York City, NY
Posted Date
Apr 23, 17
Info Source
Recruiter  - Full-Time  

... join a growing team of Compliance Officers responsible for the review ... of resources set aside for compliance and discussion of any necessary ... any necessary improvements. Determine material..

 
Company
Location
Boston, MA
Posted Date
Apr 23, 17
Info Source
Recruiter  - Full-Time  

Investment Compliance Analyst An International Recruitment Consultancy Boston, MA An International Recruitment Consultancy is looking for Investment Compliance Analyst..

 
Location
New York City, NY
Posted Date
Apr 23, 17
Info Source
Employer  - Full-Time   

... Description This Global Financial Crimes Compliance (GFCC) ??? FIU analyst position ... of an effective global anti-corruption compliance program. Resolution of potential issues ... status of third-party entities using..

 
Location
Newark, DE
Posted Date
Apr 23, 17
Info Source
Employer  - Full-Time   

Asset Management, GWM, Tax Compliance Analyst The Global Wealth Management ... Global Wealth Management (GWM) Tax Compliance Team's primary objective is to ... and withholding. The team ensures compliance with..

 
Job title
GRANTED JOB
Location
Los Angeles, CA
Posted Date
Apr 23, 17
Info Source
Employer  - Full-Time   

Compliance Manager-Finance Sector: Consulting Sub Sector: ... supervision of the CCO, the Compliance Manager will have oversight responsibilities ... Ethics monitoring o Responsible for compliance review and oversight of company..

 
Location
West Jacksonville, FL
Posted Date
Apr 23, 17
Info Source
Employer  - Full-Time   

Consumer & Community Banking Compliance Intelligence Manager - Mortgage Banking ... Asset Manager Description The CCB Compliance Intelligence - Mortgage Banking Compliance Team is responsible for executing ... responsible for..

 
Company
Location
Mc Lean, VA
Posted Date
Apr 24, 17
Info Source
Employer  - Full-Time   

... a key member of the Compliance Team, the primary responsibility of ... the primary responsibility of the Compliance Manager will be to develop ... develop a program to oversee..

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