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Securities Compliance Jobs





Job info
SPONSOREDJOB
Location
Salt Lake City, UT
Posted Date
Aug 29,17
Source
Employer     

... Engineer will function as a compliance risk expert in the North ... cyber security risk for CIP compliance issues and mitigation of these ... in preparation for scoping of..

SPONSOREDJOB
Company
Location
Philadelphia, PA
Posted Date
Sep 20,17
Source
Employer     

... Security Control Framework is in compliance with SOX and FMC/industry standard ... tracks, identifies gaps, improve IT compliance controls, execution of defined Security ... other stakeholders to ensure IT..

SPONSOREDJOB
Company
Location
Mesa, AZ
Posted Date
Sep 22,17
Source
Employer   

... Fire Protection; Governance, Risk and compliance Administrator in Mesa Arizona Provide ... Provide oversight and expertise in compliance Risk Management (CRM). Working with ... Boeing and S&FP is in..

 
Company
Location
Munich, ND
Posted Date
Sep 24, 17
Info Source
Employer  - Full-Time   

Job ID217543BRPosition TitleCEEMEA Regional Compliance OfficerDivisionSANDOZBusiness UnitGlobal Legal SZCountryGermanyWork LocationHolzkirchen ... TimeEmployment TypeRegularJob Description CEEMEA Regional Compliance Officer, Sandoz, Holzkirchen (Munich) Germany ... lives? Job purposeThe CEEMEA Regional Compliance Officer..

 
Company
Location
Charlotte, NC
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

Project Program Manager (Compliance Consultant 4) in Charlotte North ... This is a position in Compliance under the Compliance Controls & Infrastructure (CCI) team ... of businesses within Wells Fargo..

 
Job title
Location
Harmony, PA
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

Compliance Manager in Harmony Pennsylvania Sysco ... from Sysco. POSITION SUMMARY: The Compliance Manager is responsible for overall ... Manager is responsible for overall compliance activities for the local finance..

 
Job title
Company
Location
Charlotte, NC
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

Compliance Manager in Charlotte North Carolina ... in Charlotte North Carolina This Compliance Manager will manage a team ... will manage a team of Compliance Consultants that will support the..

 
Location
New York City, NY
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

Compliance Practices – Governance & Oversight ... Analyst – Associate','170096889','!*! Description Global Compliance plays a critical role in ... of the firm's mission.  The Compliance function ensures a strong control..

 
Company
Location
New York City, NY
Posted Date
Sep 23, 17
Info Source
Recruiter  - Full-Time  

... join a growing team of Compliance Officers responsible for the review ... of resources set aside for compliance and discussion of any necessary ... any necessary improvements. Determine material..

 
Location
Birmingham, AL
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

Security Risk and Compliance Principal Analyst - Birmingham, AlabamannBirmingham, ... AlabamannBirmingham, United StatesnnFull-TimennSecurity Risk and Compliance Principal AnalystnnLocation: Birmingham, ALnnThis role ... information security risk management and compliance subject matter..

 
Location
Saint Petersburg, FL
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

Team Lead, Compliance Exam Team-Position can be virtual','1703036','!*!Job ... to conduct and/or lead onsite compliance examinations of Private Client Group ... and validation of data in compliance with examination program..

 
Location
Urbandale, IA
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

nSecurity Policy AnalystnLocation:  Urbandale, IA 50322 (Des Moines area)nnSummarynnExecute on security policy, standard, procedure and governance mapping and re-write exercise for a global corporation. Review existing policies, standards and procedures associated ..

 
Company
Location
Dallas, TX
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

Information Security and Compliance Officer (ISCO)','FAI04343','!*! Fujitsu is the ... role, the Information Security and Compliance Officer (ISCO) will be responsible ... related to client-based audit and compliance activities. The..

 
Location
Olympia, WA
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

... policy, standards and practice), monitors compliance with State and agency policy, ... Recovery (DR) programs and monitor compliance and corrective action plans of ... IT security/DR staff to guide..

 
Job title
Company
Location
Indianapolis, IN
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

The Compliance Analyst role will report directly ... The primary duty of the Compliance Analyst is to provide compliance support to the Fiduciary Services ... team and its mission of..

 
Company
Location
San Francisco, CA
Posted Date
Sep 23, 17
Info Source
Recruiter  - Full-Time  

... control deficiencies and work with Compliance Specialists to close gaps Identify ... of gaps in controls. Review compliance action plan and follow-up on ... to ensure timely completion of..

 
Location
New York City, NY
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

Description Global Compliance plays a critical role in ... of the firm's mission. The Compliance function ensures a strong control ... that identifies, measures, and monitors compliance with applicable laws,..

 
Location
Birmingham, AL
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time   

Job Title:Compliance Testing AnalystArea of Interest:MortgageRequisition Number:12221Company:Synovus ... control processes, internal/external audits or compliance testing OR an equivalent combination ... recognized examination procedures to evaluate compliance with applicable regulations.-Ability to..

 
Location
Olympia, WA
Posted Date
Sep 24, 17
Info Source
Employer  - Full-Time   

... incentive plan! WSECU is seeking a compliance expert to provide leadership and ... oversight of Bank Secrecy Act compliance, deposit and general operations compliance, risk management and our plastic .....

 
Location
Omaha, NE
Posted Date
Sep 24, 17
Info Source
Employer  - Full-Time  

Key Responsibilities: Leadership (10%). Fosters an open and participative team atmosphere. Provide guidance on BSA accountabilities to other business units. Oversight of Policies, Procedures and Risk Assessments (20%). *Develop, monitor and ..

 
Location
Pasadena, CA
Posted Date
Sep 24, 17
Info Source
Employer  - Full-Time   

Internal & Cloud Security & Compliance Consultant','630881','Sep 22, 2017','!*!In addition to responsibilities listed below, this position is responsible for evangelizing application teams to adopt application security services; delivering focused, technical, in-person ..

 
Location
Tempe, AZ
Posted Date
Sep 24, 17
Info Source
Employer  - Full-Time   

... member of the EIS Controls Compliance Team, the EIS Compliance Analyst is responsible for measuring ... Analyst is responsible for measuring compliance with Enterprise Information Security policies ... guidance..

 
Location
Birmingham, AL
Posted Date
Sep 24, 17
Info Source
Employer  - Full-Time   

Security Risk and Compliance Senior Analyst - Birmingham, AlabamannBirmingham, ... AlabamannBirmingham, United StatesnnFull-TimennSecurity Risk and Compliance Senior AnalystnnLocation: Birmingham, ALnnThis role ... information security risk management and compliance subject matter..

 
Company
Location
El Segundo, CA
Posted Date
Sep 24, 17
Info Source
Employer  - Full-Time   

International Trade Product Risk and Compliance Manager -- El Segundo International ... of the Product Risk and Compliance Manager is designed to provide ... international rules of practice or compliance..

 
Job title
GRANTED JOB
Company
Location
Minneapolis, MN
Posted Date
Sep 24, 17
Info Source
Employer  - Full-Time  

Position: Chief Information Security Officer Location : Minneapolis-St. Paul, MN Type : Fulltime Overview : The CISO provides strategic and operational leadership and direction to the information security management organization that ..

 
Location
Pasadena, CA
Posted Date
Sep 24, 17
Info Source
Employer  - Full-Time   

Internal & Cloud Security & Compliance Consultant','630881','Sep 22, 2017','!*!In addition to responsibilities listed below, this position is responsible for evangelizing application teams to adopt application security services; delivering focused, technical, in-person ..

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