Senior Compliance Officer Jobs in Greenburgh, New York | ComplianceCrossing.com
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Senior Compliance Officer Jobs in Greenburgh

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Company
Location
Jersey City, NJ
Posted Date
Sep 01, 17
Info Source
Employer  - Full-Time   

Sr. Compliance Officer-GIU Investigations','17062889','!*!The Regional Team Leads are ... recommendations, assessment of data privacy compliance, and overall supervision of the ... including documenting review findings for Compliance and Business management..

 
Company
Location
Jersey City, NJ
Posted Date
Sep 21, 17
Info Source
Employer  - Full-Time   

Assistant Vice President Senior Compliance Officer Control Review Sector: Asset Management ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Performs periodic testing reviews of ... periodic testing reviews of..

 
Company
KePRO
Location
,
Posted Date
Sep 22,2017
Info Source

Support the Compliance & Ethics Department, specifically the Chief Compliance & Ethics Officer, Contracts Manager and Compliance Manager, in coordinating and.....

 
Company
BankNewport
Location
,
Posted Date
Sep 13,2017
Info Source

The Senior Compliance Lending. Compliance Officer also assists others. Assist the ... assists others. Assist the AVP Compliance Analyst/Trust Officer......

 
Company
Straits Financial
Location
,
Posted Date
Sep 10,2017
Info Source

US Senior Compliance Analyst. The Senior Compliance Analyst works directly with the ... Analyst works directly with the Compliance Team, inclusive of the Compliance......

 
Company
Cigna
Location
,
Posted Date
Aug 17,2017
Info Source

The Compliance Sr. Among other things, the Compliance Sr. Working closely with the Cigna Global Health Benefits (“CGHB”) Legal & Compliance team and with CGHB.....

 
Company
UBS
Location
,
Posted Date
Aug 10,2017
Info Source

8+ years experience in risk management, risk control, audit or compliance. You'll be working in the Compliance & Operational Risk Control team in New York, NY......

 
Company
FUJIFILM
Location
Valhalla, NY
Posted Date
Jun 28,2017
Info Source

The Compliance Manager will work on healthcare compliance matters for HLUS and its subsidiary companies, both independently and in collaboration with the.....

 
Company
Leake & Watts
Location
Yonkers, NY
Posted Date
Sep 08,2017
Info Source

Although daily reporting will be to the Compliance Supervisor, this position will have direct access and work frequently with the Corporate Compliance Officer,.....

 
Company
Ark Mortgage, Inc.
Location
Spring Valley, NY
Posted Date
Jun 30,2017
Info Source

The Mortgage Compliance Officer should have a strong residential ... have a strong residential mortgage compliance background. Minimum 2 years’ direct ... years’ direct experience as a Compliance Officer and.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 22,2017
Info Source

Compliance Officer of Asset Management. Compliance Fiduciary presentations for Senior Management Develop and/......

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 20,2017
Info Source

And Conflicts of Interest Compliance, and the Chief Compliance Officer. Experience and/ or knowledge of ... Experience and/ or knowledge of Compliance Risk Assessment, Compliance testing, and/or.....

 
Company
Linium
Location
Jersey City, NJ
Posted Date
Aug 21,2017
Info Source

Senior Management Compliance Reporting Manage the preparation of various senior management reports including:. Quarterly Compliance Reports......

 
Company
Interactive Brokers
Location
Greenwich, CT
Posted Date
Aug 30,2017
Info Source

Appropriately registered compliance officer (i.e., at least a Series 24 and/or Series 3 and Series 4 registration)......

 
Company
S&P Global Ratings
Location
New York, NY
Posted Date
Jul 15,2017
Info Source

Compliance Officer – Compliance Examinations. The Compliance Officer conducts periodic examinations, targeted reviews, .....

 
Company
TIAA
Location
New York, NY
Posted Date
Jul 15,2017
Info Source

Provide compliance support for consumer protection initiatives, including complex complaint matters and senior investor issues......

 
Company
S&P Global Ratings
Location
New York, NY
Posted Date
Sep 01,2017
Info Source

Provide advisory services to staff and management and to the Regional Covering Compliance Officer (RCCO) and, at times, the Chief Compliance Officer (North.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 04,2017
Info Source

Global Compliance Practices. Compliance teams work closely with business, legal, risk, and audit functions to provide expertise on regulatory compliance matters.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 15,2017
Info Source

Compliance Officers, LOB Compliance Officers and Regional Compliance Officers. Understand the Firmwide Compliance......

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 15,2017
Info Source

Write test reports that effectively communicate testing objectives, processes, methodologies, and results to senior management, relevant stakeholders, business.....

 
Company
JP Morgan Chase
Location
New York, NY
Posted Date
Sep 14,2017
Info Source

The GFCC team supporting CB seeks a highly motivated, team oriented Senior Compliance Officer. The position will report to a Compliance Director and it will.....

 
Job title
GRANTED JOB
Company
Linium
Location
New York, NY
Posted Date
Aug 21,2017
Info Source

Futures Compliance Officer supporting the trading desk and will be part of the US Compliance team. Provide compliance advice and guidance to futures business.....

 
Company
TIAA
Location
New York, NY
Posted Date
Aug 15,2017
Info Source

Develop testing to monitor compliance to those processes and procedures. Audit, Compliance Testing or Quality Assurance experience, preferably in Broker-Dealer.....

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