Senior Compliance Officer Jobs in Orangetown, New York | ComplianceCrossing.com
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Senior Compliance Officer Jobs in Orangetown

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Company
Location
Long Island City, NY
Posted Date
May 31, 17
Info Source
Employer  - Full-Time   

Group Information Security Officer (GISO) Retail Bank, Commercial and Mortgage - SVP','17031192','!*!About Citi Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 ..

 
Company
Location
New York City, NY
Posted Date
Jul 27, 17
Info Source
Recruiter  - Full-Time  

Sr. Equities & Equities Derivative Compliance Officer Global Financial Services Firm New York, NY Global Financial Services Firm is looking for Sr. Equities & Equities Derivative Compliance Officer..

 
Company
Location
New York City, NY
Posted Date
Aug 04, 17
Info Source
Employer  - Full-Time   

VP Senior Manager Local Compliance Officer - Swap Dealer - Advisory','0000898Y','!*!As ... of the CCO’s Swap Dealer Compliance team, this individual will have ... following: Enhancing the swap dealer compliance..

 
Company
Location
New York City, NY
Posted Date
Aug 07, 17
Info Source
Employer  - Full-Time  

... policies and procedures. • Provide regulatory/compliance training. • Assist the business ... Perform testing and monitoring of compliance with firm policies for covered ... covered business areas • Conduct..

 
Company
Location
New York City, NY
Posted Date
Aug 08, 17
Info Source
Employer  - Full-Time  

Senior Compliance Officer - Compliance Advisory Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance TD Securities provides a wide ... Department Overview Candidate must have compliance experience, preferably in equity or ... policies..

 
Company
Location
Jersey City, NJ
Posted Date
Aug 11, 17
Info Source
Employer  - Full-Time   

... periodic testing reviews of the compliance control framework as directed by ... framework as directed by Regulatory Compliance Monitoring and Testing (RCMAT) management. ... and Testing (RCMAT) management. Assures..

 
Company
Location
New York City, NY
Posted Date
Aug 11, 17
Info Source
Employer  - Full-Time   

AVP Senior Regulatory Compliance Officer – Trade Surveillance (Commodities) Sector: ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Senior Regulatory Compliance Officer - Trade Surveillance (Commodities) The .....

 
Company
Location
Jersey City, NJ
Posted Date
Aug 15, 17
Info Source
Employer  - Full-Time   

Assistant Vice President Senior Compliance Officer Sector: Asset Management Sub Sector: ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Performs periodic testing reviews of ... periodic testing reviews of..

 
Company
Location
New York City, NY
Posted Date
Aug 15, 17
Info Source
Recruiter  - Full-Time  

Job Title: Senior Compliance Officer, AML Risk Assessment Job Type: ... procedures and processes to ensure compliance with US and non-US AML ... custody business, securities and banking compliance -Experience..

 
Company
Location
New York City, NY
Posted Date
Aug 16, 17
Info Source
Employer  - Full-Time   

Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad ..

 
Company
Location
Long Island City, NY
Posted Date
Aug 16, 17
Info Source
Employer  - Full-Time   

Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad ..

 
Company
Location
New York City, NY
Posted Date
Aug 16, 17
Info Source
Employer  - Full-Time   

... in New York, the SVP Compliance Officer reports to the Head of ... to the Citi Chief Ethics Officer within Global Compliance.This position will be responsible for ... of..

 
Company
Location
Long Island City, NY
Posted Date
Aug 16, 17
Info Source
Employer  - Full-Time   

... in New York, the SVP Compliance Officer reports to the Head of ... to the Citi Chief Ethics Officer within Global Compliance.This position will be responsible for ... of..

 
Company
Ark Mortgage, Inc.
Location
Spring Valley, NY
Posted Date
Jun 30,2017
Info Source

The Mortgage Compliance Officer should have a strong residential ... have a strong residential mortgage compliance background. Minimum 2 years’ direct ... years’ direct experience as a Compliance Officer and.....

 
Company
HSBC
Location
New York, NY
Posted Date
Aug 02,2017
Info Source

To implement the Group compliance policy locally by containing compliance risk in liaison with the ... with the Head of Group Compliance, Global Business Compliance Officer,.....

 
Company
HSBC
Location
New York, NY
Posted Date
Jul 28,2017
Info Source

Ensure employees apply compliance, operational risk controls in accordance with HSBC or regulatory standards and policies;.....

 
Company
HSBC
Location
New York, NY
Posted Date
Jul 19,2017
Info Source

Implements the Group compliance policy locally by managing compliance risk in liaison with the ... with the Global Head of Compliance, Global Compliance Officer, Area.....

 
Company
AllianceBernstein
Location
New York, NY
Posted Date
Aug 02,2017
Info Source

The Senior Audit Associate is also expected to:. The Senior Audit Associate is responsible for planning, performing, reporting, supervising, and following up on.....

 
Company
BNY Mellon
Location
Jersey City, NJ
Posted Date
Aug 15,2017
Info Source

Services and/or auditing or compliance experience preferred. This position in Compliance will provide support to......

 
Company
Scotiabank
Location
New York, NY
Posted Date
Jul 06,2017
Info Source

Officer, the Global Head of GBM AML/ATF, other senior management, and. Officer, the VP & Global Head of GBM AML/ATF and other senior management......

 
Job title
GRANTED JOB
Company
KPMG
Location
New York, NY
Posted Date
Aug 17,2017
Info Source

A minimum of one year of experience in regulatory compliance as a bank compliance manager and/or officer, compliance auditor, regulatory counsel, or at a.....

 
Job title
GRANTED JOB
Company
New York State Office of the Attorney General
Location
New York, NY
Posted Date
Aug 16,2017
Info Source

Senior Trial Counsel. Broad civil rights compliance. The Civil Rights Bureau in the New York City office as a senior trial counsel......

 
Job title
GRANTED JOB
Company
Jersey City Housing Authority
Location
Jersey City, NJ
Posted Date
Aug 09,2017
Info Source

Coordinates with JCPD liaison to schedule site-based and rotating officers at JCHA developments._. Rent processing and manage/ensure compliance with HUD, ELITE,.....

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