THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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... over 170 years. The Compliance Analytics Team is responsible for reporting ... Analytics Team is responsible for reporting compliance data on a scheduled and ... · Prepare reports for Regulators,..
IT Advisory Senior, Financial Services, Regulatory Compliance - Analytics','NEW00IH4','US-NY-New York','!*! We are ... world stay ahead of key regulatory requirements in the Banking and ... aim to deliver industry leading..
IT Advisory Senior, Financial Services, Regulatory Compliance – Traded Products and Wealth ... world stay ahead of key regulatory requirements in the Banking and ... aim to deliver industry leading..
ITAdvisory Senior, Financial Services, Regulatory Compliance - Regulatory Transformation','NEW00IJR','US-NY-New York','!*! We are the ... lifetime.','!*! In a world where regulatory compliance has never been more important, ... their wider stakeholders...
... Along with the Chief Risk Compliance Officer, is responsible for overall ... direction of the organizations global compliance functions. Develops and monitors the ... and monitors the organization's overall..
Senior Manager, Regulatory Compliance Assurance – Banking','00008XH2','!*! Lead periodic ... assigned areas within the U.S. Regulatory Compliance teams, in accordance with a ... in support of the Global Regulatory Compliance..
Senior ETL Specialist','16075466','!*! About Citi Citi, ... available to all. The Senior ETL Specialist will: Partner ... in position offered or as Senior Software Development Manager, Business Analyst,..
Sr. Equities & Equities Derivative Compliance Officer
Global Financial Services Firm
New York, NY
Global Financial Services Firm is looking for Sr. Equities & Equities Derivative Compliance Officer..
Compliance-Sr. Associate for major, growing, NY ... ETF trading activity to ensure compliance with Prospectus, SAI and other ... with Prospectus, SAI and other regulatory investment and contractual guidelines Regular..
Senior Vice President Americas Head of ... Vice President Americas Head of Regulatory Compliance HSS','00008RW3','!*!Ensures compliance of the HSS (HSBC Security ... and industry regulations by providing compliance support, advice,..
VP Senior Manager Local Compliance Officer - Swap Dealer - ... of the CCO’s Swap Dealer Compliance team, this individual will have ... following: Enhancing the swap dealer compliance program;..
Senior Audit Manager General - Lead ... General - Lead Financial Crime Compliance Auditor','00009COA','!*!Manages general audit activities for ... finance, commercial credit, retail brokerage, compliance, finance and corporate support. ..
... on firm policies and procedures, regulatory requirements and industry best practice. ... industry best practice. • Identify regulatory trends and developments that impact ... policies and procedures. • Provide..
Senior Compliance Officer - Compliance Advisory Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance TD Securities provides a wide ... Department Overview Candidate must have compliance experience, preferably in equity or ... The..
... periodic testing reviews of the compliance control framework as directed by ... control framework as directed by Regulatory Compliance Monitoring and Testing (RCMAT) management. ... and Testing (RCMAT) management...
AVP Senior Regulatory Compliance Officer – Trade Surveillance (Commodities) ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Senior Regulatory Compliance Officer - Trade Surveillance (Commodities) ... internal testing..
... Sector: Non-Financial Corporate Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance NYC 299 Park Avenue (22957), ... of business. The CBRO leads regulatory and operational risk management for ... external partners for..
Assistant Vice President Senior Compliance Officer Sector: Asset Management Sub ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Performs periodic testing reviews of ... periodic testing reviews of the..
Job Title: Senior Compliance Officer, AML Risk Assessment Job ... procedures and processes to ensure compliance with US and non-US AML ... non-US AML laws and regulations, regulatory guidance and..
Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad ..
... in New York, the SVP Compliance Officer reports to the Head ... Chief Ethics Officer within Global Compliance.This position will be responsible for ... of the Board of Directors,..