Senior Regulatory Compliance Jobs in Orangetown, New York | ComplianceCrossing.com
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Senior Regulatory Compliance Jobs in Orangetown

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Location
New York City, NY
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time   

... over 170 years.   The Compliance Analytics Team is responsible for reporting ... Analytics Team is responsible for reporting compliance data on a scheduled and ... ·         Prepare reports for Regulators,..

 
Location
New York City, NY
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time   

IT Advisory Senior, Financial Services, Regulatory Compliance - Analytics','NEW00IH4','US-NY-New York','!*! We are ... world stay ahead of key regulatory requirements in the Banking and ... aim to deliver industry leading..

 
Location
New York City, NY
Posted Date
Jul 14, 17
Info Source
Employer  - Full-Time   

IT Advisory Senior, Financial Services, Regulatory Compliance – Traded Products and Wealth ... world stay ahead of key regulatory requirements in the Banking and ... aim to deliver industry leading..

 
Location
New York City, NY
Posted Date
Jul 14, 17
Info Source
Employer  - Full-Time   

ITAdvisory Senior, Financial Services, Regulatory Compliance - Regulatory Transformation','NEW00IJR','US-NY-New York','!*! We are the ... lifetime.','!*! In a world where regulatory compliance has never been more important, ... their wider stakeholders...

 
Location
New York City, NY
Posted Date
Jul 16, 17
Info Source
Employer  - Full-Time   

... Along with the Chief Risk Compliance Officer, is responsible for overall ... direction of the organizations global compliance functions. Develops and monitors the ... and monitors the organization's overall..

 
Company
Location
New York City, NY
Posted Date
Jul 20, 17
Info Source
Employer  - Full-Time   

Senior Manager, Regulatory Compliance Assurance – Banking','00008XH2','!*! Lead periodic ... assigned areas within the U.S. Regulatory Compliance teams, in accordance with a ... in support of the Global Regulatory Compliance..

 
Company
Location
Long Island City, NY
Posted Date
Jul 25, 17
Info Source
Employer  - Full-Time   

Senior ETL Specialist','16075466','!*! About Citi Citi, ... available to all.   The Senior ETL Specialist will:   Partner ... in position offered or as Senior Software Development Manager, Business Analyst,..

 
Company
Location
New York City, NY
Posted Date
Jul 27, 17
Info Source
Recruiter  - Full-Time  

Sr. Equities & Equities Derivative Compliance Officer Global Financial Services Firm New York, NY Global Financial Services Firm is looking for Sr. Equities & Equities Derivative Compliance Officer..

 
Location
Westchester, NY
Posted Date
Jul 31, 17
Info Source
Recruiter  - Full-Time  

Compliance-Sr. Associate for major, growing, NY ... ETF trading activity to ensure compliance with Prospectus, SAI and other ... with Prospectus, SAI and other regulatory investment and contractual guidelines Regular..

 
Company
Location
New York City, NY
Posted Date
Aug 04, 17
Info Source
Employer  - Full-Time   

Senior Vice President Americas Head of ... Vice President Americas Head of Regulatory Compliance HSS','00008RW3','!*!Ensures compliance of the HSS (HSBC Security ... and industry regulations by providing compliance support, advice,..

 
Company
Location
New York City, NY
Posted Date
Aug 04, 17
Info Source
Employer  - Full-Time   

VP Senior Manager Local Compliance Officer - Swap Dealer - ... of the CCO’s Swap Dealer Compliance team, this individual will have ... following: Enhancing the swap dealer compliance program;..

 
Company
Location
New York City, NY
Posted Date
Aug 07, 17
Info Source
Employer  - Full-Time   

Senior Audit Manager General - Lead ... General - Lead Financial Crime Compliance Auditor','00009COA','!*!Manages general audit activities for ... finance, commercial credit, retail brokerage, compliance, finance and corporate support.  ..

 
Company
Location
New York City, NY
Posted Date
Aug 07, 17
Info Source
Employer  - Full-Time  

... on firm policies and procedures, regulatory requirements and industry best practice. ... industry best practice. • Identify regulatory trends and developments that impact ... policies and procedures. • Provide..

 
Company
Location
New York City, NY
Posted Date
Aug 08, 17
Info Source
Employer  - Full-Time  

Senior Compliance Officer - Compliance Advisory Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance TD Securities provides a wide ... Department Overview Candidate must have compliance experience, preferably in equity or ... The..

 
Company
Location
Jersey City, NJ
Posted Date
Aug 11, 17
Info Source
Employer  - Full-Time   

... periodic testing reviews of the compliance control framework as directed by ... control framework as directed by Regulatory Compliance Monitoring and Testing (RCMAT) management. ... and Testing (RCMAT) management...

 
Company
Location
New York City, NY
Posted Date
Aug 11, 17
Info Source
Employer  - Full-Time   

AVP Senior Regulatory Compliance Officer – Trade Surveillance (Commodities) ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Senior Regulatory Compliance Officer - Trade Surveillance (Commodities) ... internal testing..

 
Location
New York City, NY
Posted Date
Aug 13, 17
Info Source
Employer  - Full-Time   

... Sector: Non-Financial Corporate Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance NYC 299 Park Avenue (22957), ... of business. The CBRO leads regulatory and operational risk management for ... external partners for..

 
Company
Location
Jersey City, NJ
Posted Date
Aug 15, 17
Info Source
Employer  - Full-Time   

Assistant Vice President Senior Compliance Officer Sector: Asset Management Sub ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Performs periodic testing reviews of ... periodic testing reviews of the..

 
Company
Location
New York City, NY
Posted Date
Aug 15, 17
Info Source
Recruiter  - Full-Time  

Job Title: Senior Compliance Officer, AML Risk Assessment Job ... procedures and processes to ensure compliance with US and non-US AML ... non-US AML laws and regulations, regulatory guidance and..

 
Company
Location
New York City, NY
Posted Date
Aug 16, 17
Info Source
Employer  - Full-Time   

Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad ..

 
Company
Location
Long Island City, NY
Posted Date
Aug 16, 17
Info Source
Employer  - Full-Time   

Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad ..

 
Company
Location
New York City, NY
Posted Date
Aug 16, 17
Info Source
Employer  - Full-Time   

... in New York, the SVP Compliance Officer reports to the Head ... Chief Ethics Officer within Global Compliance.This position will be responsible for ... of the Board of Directors,..

 
Company
Location
Long Island City, NY
Posted Date
Aug 16, 17
Info Source
Employer  - Full-Time   

... in New York, the SVP Compliance Officer reports to the Head ... Chief Ethics Officer within Global Compliance.This position will be responsible for ... of the Board of Directors,..

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