Trade Compliance Jobs in Fair Lawn, New Jersey | ComplianceCrossing.com
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Trade Compliance Jobs in Fair Lawn






Job info
 
Location
New York City, NY
Posted Date
Jul 14, 17
Info Source
Recruiter  - Full-Time   

Client is seeking a Compliance Analyst to assist the Compliance Manager – Investment and Trade Compliance in the oversight of compliance of the asset management business ... portfolios and perform..

 
Location
New York City, NY
Posted Date
Jul 14, 17
Info Source
Employer  - Full-Time   

... Advisory Senior, Financial Services, Regulatory Compliance – Traded Products and Wealth ... wealth management, financial crimes, consumer compliance, and regulatory transformation.   The ... managers deal with regulatory and..

 
Location
New York City, NY
Posted Date
Jul 22, 17
Info Source
Recruiter  - Full-Time  

New York, New York Posted 2 years ago NYC Finance Jobs – Business Analysis Jobs #24966 Are you knowledgeable about ISDA definitions and credit derivative products? Do you have a strong ..

 
Location
New York City, NY
Posted Date
Jul 24, 17
Info Source
Employer  - Full-Time   

Compliance, Electronic Trading Compliance Team Vice President in New ... MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and ... division prevents, detects and mitigates compliance, regulatory and..

 
Location
New York City, NY
Posted Date
Jul 24, 17
Info Source
Employer  - Full-Time   

Compliance, Securities Division Trade Compliance Officer, Analyst/Associate in New York ... MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and ... division prevents, detects and mitigates compliance, regulatory..

 
Location
New York City, NY
Posted Date
Jul 24, 17
Info Source
Employer  - Full-Time   

Compliance, Compliance Testing Group, Volcker Testing Team ... MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and ... division prevents, detects and mitigates compliance, regulatory and reputational risk..

 
Location
New York City, NY
Posted Date
Jul 24, 17
Info Source
Employer  - Full-Time   

Compliance, Compliance Testing Group, Securities Division - ... MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and ... division prevents, detects and mitigates compliance, regulatory and reputational risk..

 
Company
Location
New York City, NY
Posted Date
Jul 27, 17
Info Source
Recruiter  - Full-Time  

Equity Compliance Officer: Cash Sales and Trading A Global Financial Services Company New York, NY A Global Financial Services Company is looking for Equity Compliance Officer: Cash Sales and Trading..

 
Location
New York City, NY
Posted Date
Jul 28, 17
Info Source
Employer  - Full-Time   

Compliance - Control Room Trade Surveillance Analyst / AVP #085627 ... Sector: Non-Financial Corporate Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance The Chief Compliance and Regulatory Affairs (CCRO) organization ... to challenge..

 
Company
Location
New York City, NY
Posted Date
Jul 28, 17
Info Source
Recruiter  - Full-Time  

Equity Compliance Officer: Electronic Trading A Global Financial Services Company New York, NY A Global Financial Services Company is looking for Equity Compliance Officer: Electronic Trading..

 
Location
New York City, NY
Posted Date
Aug 08, 17
Info Source
Employer  - Full-Time   

Compliance, Securities Division Trade Compliance Officer, Analyst/Associate in New York ... MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and ... division prevents, detects and mitigates compliance, regulatory..

 
Location
New York City, NY
Posted Date
Aug 08, 17
Info Source
Employer  - Full-Time   

Compliance, Compliance Testing Group, Volcker Testing Team ... MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and ... division prevents, detects and mitigates compliance, regulatory and reputational risk..

 
Company
Location
New York City, NY
Posted Date
Aug 11, 17
Info Source
Employer  - Full-Time   

AVP Senior Regulatory Compliance Officer – Trade Surveillance (Commodities) Sector: Asset Management ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Senior Regulatory Compliance Officer - Trade Surveillance (Commodities)..

 
Location
New York City, NY
Posted Date
Aug 13, 17
Info Source
Employer  - Full-Time   

Compliance, Cash Equities Electronic Trading Compliance Officer, Vice President - New ... MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and ... division prevents, detects and mitigates compliance,..

 
Company
Location
New York City, NY
Posted Date
Aug 18, 17
Info Source
Employer  - Full-Time   

... initiatives in support Equity trading compliance and/or systems application(s) within the ... a liaison between the business, compliance and technology teams to interpret ... and develop requirements for Equity..

 
Location
Wayne, NJ
Posted Date
Aug 19, 17
Info Source
Employer  - Full-Time   

... of Defense contractor, needs a Trade Compliance Analyst. You will be responsible ... defense manufacturer.nnnnYou will interpret US trade regulations, including ITAR (International Traffic ... work processes comply with..

 
Company
DUFF AND PHELPS, LLC
Location
Morristown, NJ
Posted Date
Aug 19,2017
Info Source

Compliance and regulatory consulting. Of damages or lost profits from a failed transaction, contract disputes, trade......

 
Job title
Company
Prudential
Location
Newark, NJ
Posted Date
Aug 09,2017
Info Source

Compliance seeks a Compliance Analyst to support PGIM's Public Fixed Income unit in Newark, NJ. Assist in updating Compliance policies and procedures......

 
Company
BNY Mellon
Location
Jersey City, NJ
Posted Date
Aug 15,2017
Info Source

Services and/or auditing or compliance experience preferred. This position in Compliance will provide support to......

 
Company
Harris Corporation
Location
Clifton, NJ
Posted Date
Aug 16,2017
Info Source

Trade Compliance Analyst - Clifton NJ. The ... candidate to join the Harris Trade Compliance team as a Trade.....

 
Job title
GRANTED JOB
Company
PepsiCo
Location
Purchase, NY
Posted Date
Aug 21,2017
Info Source

On regulatory compliance matters. Participate in trade association working groups to lead and influence the development of new regulatory, labeling and.....

 
Job title
GRANTED JOB
Company
BNY Mellon
Location
Jersey City, NJ
Posted Date
Jul 24,2017
Info Source

Solid understanding of Compliance Risk Management and best practices. 7-10+ years relevant product/financial services and/or auditing or compliance experience.....

 
Company
Ameriprise Financial
Location
Saddle Brook, NJ
Posted Date
Aug 22,2017
Info Source

Prepare for and coordinate marketing events which includes creating marketing compliance documentation and managing event marketing reimbursement......

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