Trade Compliance Jobs in Hoboken, New Jersey | ComplianceCrossing.com
Your search results
12

Trade Compliance Jobs in Hoboken






Job info
 
Location
Manhattan, NY
Posted Date
Jun 12, 17
Info Source
Recruiter  - Full-Time  90 

... me Monday-Friday 212-279-7777 -Steve N COMPLIANCE OFFICER (Mid-Senior Level) ... in ... ... in this well-established Broker-Dealer Compliance Team Agency-focused Global Brokerage and ... IMPORTANT---> ADDITIONAL EXPERIENCE in IT-RELATED..

 
Company
UBS
Location
New York City, NY
Posted Date
Jun 21, 17
Info Source
Employer  - Full-Time   

Electronic Trading Compliance & Operational Risk in New ... following key responsibilities: – The compliance officer will be responsible for ... divisions and functional leaders in compliance, legal, risk, and..

 
Company
Location
New York City, NY
Posted Date
Jun 27, 17
Info Source
Employer  - Full-Time   

... US Head of Financial Crimes Compliance Trade Str Sector: Other Sub Sector: ... Entity The SVP, Financial Crime Compliance (FCC) Officer is responsible for ... and maintaining an effective..

 
Location
New York City, NY
Posted Date
Jul 02, 17
Info Source
Employer  - Full-Time   

Compliance Analyst - Employee Trade Surveillance in New York New ... York New York As a Compliance Analyst-Employee Trade Surveillance, you are responsible for ... employee personal trading activity for..

 
Location
New York City, NY
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time   

... Advisory Senior, Financial Services, Regulatory Compliance - Traded Products and Wealth ... Insurance Risk Type: Market Expertise: Regulatory/Compliance We are the only professional ... management , financial crimes, consumer..

 
Location
Newark, NJ
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time   

... Job Function/Category: Energy Resources & Trade LLC Employment Type: Exempt Full ... key member of the Trading Operations/Compliance Department within PSEG Energy Resources ... within PSEG Energy Resources &..

 
Location
New York City, NY
Posted Date
Jul 13, 17
Info Source
Employer  - Full-Time   

Manager- Derivatives Compliance Advisor Sector: Asset Management Sub ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Trading/Derivatives NYC 299 Park ... banking for good. Manager- Derivatives Compliance Advisor Title: Derivatives..

 
Location
New York City, NY
Posted Date
Jul 14, 17
Info Source
Recruiter  - Full-Time   

Client is seeking a Compliance Analyst to assist the Compliance Manager – Investment and Trade Compliance in the oversight of compliance of the asset management business ... portfolios and perform..

 
Location
New York City, NY
Posted Date
Jul 14, 17
Info Source
Employer  - Full-Time   

... Advisory Senior, Financial Services, Regulatory Compliance – Traded Products and Wealth ... wealth management, financial crimes, consumer compliance, and regulatory transformation.   The ... managers deal with regulatory and..

 
Company
Location
New York City, NY
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

AVP Senior Regulatory Compliance Officer – Trade Surveillance (Commodities) Sector: Asset Management ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Senior Regulatory Compliance Officer - Trade Surveillance (Commodities)..

 
Location
New York City, NY
Posted Date
Jul 19, 17
Info Source
Recruiter  - Full-Time   

Compliance Manager / Capital Markets Sector: ... Exchange Job Description Capital Markets Compliance Manager New York, NY Job ... York, NY Job description The Compliance Manager is responsible for engaging..

 
Company
Location
New York City, NY
Posted Date
Jul 21, 17
Info Source
Employer  - Full-Time   

AVP Senior Regulatory Compliance Officer – Trade/E-Comms Surveillance (RBWM/PB) Sector: Asset Management ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Manager Regulatory Compliance Officers are aligned by regulation(s),..

Related Job Title
Narrow Your Search Results — Try Advanced Search

Search All Hoboken Trade Compliance Jobs