Trade Compliance Jobs in Irvington, New Jersey | ComplianceCrossing.com
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Trade Compliance Jobs in Irvington






Job info
 
Location
Manhattan, NY
Posted Date
Jun 12, 17
Info Source
Recruiter  - Full-Time  90 

... me Monday-Friday 212-279-7777 -Steve N COMPLIANCE OFFICER (Mid-Senior Level) ... in ... ... in this well-established Broker-Dealer Compliance Team Agency-focused Global Brokerage and ... IMPORTANT---> ADDITIONAL EXPERIENCE in IT-RELATED..

 
Company
Location
New York City, NY
Posted Date
Jun 27, 17
Info Source
Employer  - Full-Time   

... US Head of Financial Crimes Compliance Trade Str Sector: Other Sub Sector: ... Entity The SVP, Financial Crime Compliance (FCC) Officer is responsible for ... and maintaining an effective..

 
Location
New York City, NY
Posted Date
Jul 02, 17
Info Source
Employer  - Full-Time   

Compliance Analyst - Employee Trade Surveillance in New York New ... York New York As a Compliance Analyst-Employee Trade Surveillance, you are responsible for ... employee personal trading activity for..

 
Location
New York City, NY
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time   

... Advisory Senior, Financial Services, Regulatory Compliance - Traded Products and Wealth ... Insurance Risk Type: Market Expertise: Regulatory/Compliance We are the only professional ... management , financial crimes, consumer..

 
Location
Newark, NJ
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time   

... Job Function/Category: Energy Resources & Trade LLC Employment Type: Exempt Full ... key member of the Trading Operations/Compliance Department within PSEG Energy Resources ... within PSEG Energy Resources &..

 
Location
New York City, NY
Posted Date
Jul 13, 17
Info Source
Employer  - Full-Time   

Manager- Derivatives Compliance Advisor Sector: Asset Management Sub ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Trading/Derivatives NYC 299 Park ... banking for good. Manager- Derivatives Compliance Advisor Title: Derivatives..

 
Location
New York City, NY
Posted Date
Jul 14, 17
Info Source
Recruiter  - Full-Time   

Client is seeking a Compliance Analyst to assist the Compliance Manager – Investment and Trade Compliance in the oversight of compliance of the asset management business ... portfolios and perform..

 
Location
New York City, NY
Posted Date
Jul 14, 17
Info Source
Employer  - Full-Time   

... Advisory Senior, Financial Services, Regulatory Compliance – Traded Products and Wealth ... wealth management, financial crimes, consumer compliance, and regulatory transformation.   The ... managers deal with regulatory and..

 
Company
Location
New York City, NY
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

AVP Senior Regulatory Compliance Officer – Trade Surveillance (Commodities) Sector: Asset Management ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Senior Regulatory Compliance Officer - Trade Surveillance (Commodities)..

 
Location
New York City, NY
Posted Date
Jul 19, 17
Info Source
Recruiter  - Full-Time   

Compliance Manager / Capital Markets Sector: ... Exchange Job Description Capital Markets Compliance Manager New York, NY Job ... York, NY Job description The Compliance Manager is responsible for engaging..

 
Company
Location
New York City, NY
Posted Date
Jul 21, 17
Info Source
Employer  - Full-Time   

AVP Senior Regulatory Compliance Officer – Trade/E-Comms Surveillance (RBWM/PB) Sector: Asset Management ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Manager Regulatory Compliance Officers are aligned by regulation(s),..

 
Location
New York City, NY
Posted Date
Jul 22, 17
Info Source
Recruiter  - Full-Time  

New York, New York Posted 2 years ago NYC Finance Jobs – Business Analysis Jobs #24966 Are you knowledgeable about ISDA definitions and credit derivative products? Do you have a strong ..

 
Location
New York City, NY
Posted Date
Jul 24, 17
Info Source
Employer  - Full-Time   

Compliance, Electronic Trading Compliance Team Vice President in New ... MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and ... division prevents, detects and mitigates compliance, regulatory and..

 
Location
New York City, NY
Posted Date
Jul 24, 17
Info Source
Employer  - Full-Time   

Compliance, Securities Division Trade Compliance Officer, Analyst/Associate in New York ... MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and ... division prevents, detects and mitigates compliance, regulatory..

 
Location
New York City, NY
Posted Date
Jul 24, 17
Info Source
Employer  - Full-Time   

Compliance, Compliance Testing Group, Volcker Testing Team ... MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and ... division prevents, detects and mitigates compliance, regulatory and reputational risk..

 
Location
New York City, NY
Posted Date
Jul 24, 17
Info Source
Employer  - Full-Time   

Compliance, Compliance Testing Group, Securities Division - ... MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and ... division prevents, detects and mitigates compliance, regulatory and reputational risk..

 
Location
New York City, NY
Posted Date
Jul 25, 17
Info Source
Employer  - Full-Time   

Compliance, Cash Equities Electronic Trading Compliance Officer, Vice President in New ... Division trading organization to provide Compliance support for Cash Equities Electronic ... Equities Electronic Trading businesses. Provide compliance..

 
Company
Location
New York City, NY
Posted Date
Jul 25, 17
Info Source
Employer  - Full-Time   

... US Head of Financial Crimes Compliance Trade Strategy','000094QI','!*! The SVP, Financial Crime Compliance (FCC) Officer is responsible for ... and maintaining an effective FCC compliance framework for Global Trade and..

 
Company
Location
New York City, NY
Posted Date
Jul 27, 17
Info Source
Recruiter  - Full-Time  

Equity Compliance Officer: Cash Sales and Trading A Global Financial Services Company New York, NY A Global Financial Services Company is looking for Equity Compliance Officer: Cash Sales and Trading..

 
Location
New York City, NY
Posted Date
Jul 28, 17
Info Source
Employer  - Full-Time   

Compliance - Control Room Trade Surveillance Analyst / AVP #085627 ... Sector: Non-Financial Corporate Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance The Chief Compliance and Regulatory Affairs (CCRO) organization ... to challenge..

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